0001493152-24-036900.txt : 20240917 0001493152-24-036900.hdr.sgml : 20240917 20240917172706 ACCESSION NUMBER: 0001493152-24-036900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240913 FILED AS OF DATE: 20240917 DATE AS OF CHANGE: 20240917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZELDIS JEROME B CENTRAL INDEX KEY: 0001433982 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41173 FILM NUMBER: 241305456 MAIL ADDRESS: STREET 1: 8767 E. VIA DE VENTURA, SUITE 190 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEXGEL, INC. CENTRAL INDEX KEY: 0001468929 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 264042544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 BUSINESS PHONE: 215 702-8550 MAIL ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 FORMER COMPANY: FORMER CONFORMED NAME: AquaMed Technologies, Inc. DATE OF NAME CHANGE: 20090723 4 1 ownership.xml X0508 4 2024-09-13 0 0001468929 NEXGEL, INC. NXGL 0001433982 ZELDIS JEROME B C/O NEXGEL, INC. 2150 CABOT BLVD, WEST, SUITE B LANGHORNE PA 19047 1 0 0 0 0 Stock Option (Right to Buy) 2.72 2024-09-13 4 A 0 25000 0 A 2024-09-13 2034-09-13 CommonStock 25000 25000 D Represents a stock option granted pursuant to the Issuer's 2019 Long-Term Incentive Plan, as amended (the "Plan"), for services as a member of the Issuer's Board of Directors. The number of shares underlying to stock option shall vest as follows: 6,250 shares of common stock shall vest as of September 30, 2024 and the remaining 18,750 shares of common stock shall vest in equal 2,084 share amounts at the end of each month over the following continuous nine months beginning on October 31, 2024 (with 2,078 shares vesting on June 30, 2025 due to rounding adjustments). In the event of a Change in Control (as defined in the Plan), any unvested shares underlying the stock option shall accelerate in accordance with the terms of the Plan. /s/ Jerome B. Zeldis 2024-09-17