0001104659-22-000438.txt : 20220103 0001104659-22-000438.hdr.sgml : 20220103 20220103164619 ACCESSION NUMBER: 0001104659-22-000438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZELDIS JEROME B CENTRAL INDEX KEY: 0001433982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41173 FILM NUMBER: 22502709 MAIL ADDRESS: STREET 1: 8767 E. VIA DE VENTURA, SUITE 190 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEXGEL, INC. CENTRAL INDEX KEY: 0001468929 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 264042544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 BUSINESS PHONE: 215 702-8550 MAIL ADDRESS: STREET 1: 2150 CABOT BLVD WEST, STREET 2: SUITE B CITY: LANGHORNE STATE: PA ZIP: 19047 FORMER COMPANY: FORMER CONFORMED NAME: AquaMed Technologies, Inc. DATE OF NAME CHANGE: 20090723 4 1 tm221361-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-27 0 0001468929 NEXGEL, INC. NXGL 0001433982 ZELDIS JEROME B C/O NEXGEL, INC. 2150 CABOT BLVD, WEST, SUITE B LANGHORNE PA 19047 1 0 0 0 Common Stock 2021-12-27 4 P 0 9091 5.49 A 82728 D Warrant to Purchase Common Stock 5.50 2021-12-27 4 A 0 9091 0.01 A 2021-12-27 2026-12-26 Common Stock 9091 9091 D The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021. /s/ Jerome Zeldis 2022-01-03