0001567619-19-021908.txt : 20191119 0001567619-19-021908.hdr.sgml : 20191119 20191119201220 ACCESSION NUMBER: 0001567619-19-021908 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191116 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nolan Mangini Siobhan CENTRAL INDEX KEY: 0001679464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 191232794 MAIL ADDRESS: STREET 1: C/O CASTLIGHT HEALTH, INC. STREET 2: 150 SPEAR ST., SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC. CENTRAL INDEX KEY: 0001433714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261989091 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-671-4683 MAIL ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC. DATE OF NAME CHANGE: 20090831 FORMER COMPANY: FORMER CONFORMED NAME: MARIA HEALTH INC DATE OF NAME CHANGE: 20080429 4 1 doc1.xml FORM 4 X0306 4 2019-11-16 0 0001433714 CASTLIGHT HEALTH, INC. CSLT 0001679464 Nolan Mangini Siobhan C/O CASTLIGHT HEALTH, INC. 150 SPEAR ST., SUITE 400 SAN FRANCISCO CA 94105 0 1 0 0 President Class B Common Stock 2019-11-16 4 M 0 2500 0 A 320556 D Class B Common Stock 2019-11-16 4 M 0 1875 0 A 322431 D Class B Common Stock 2019-11-16 4 M 0 15625 0 A 338056 D Class B Common Stock 2019-11-16 4 M 0 6250 0 A 344306 D Class B Common Stock 2019-11-16 4 M 0 11250 0 A 355556 D Class B Common Stock 2019-11-16 4 M 0 23062 0 A 378618 D Class B Common Stock 2019-11-16 4 M 0 25862 0 A 404480 D Class B Common Stock 2019-11-18 4 S 0 31656 1.3445 D 372824 D Restricted Stock Units (RSU) 2019-11-16 4 M 0 2500 0 D Class B Common Stock 2500 0 D Restricted Stock Units (RSU) 2019-11-16 4 M 0 1875 0 D Class B Common Stock 1875 1875 D Restricted Stock Units (RSU) 2019-11-16 4 M 0 15625 0 D Class B Common Stock 15625 46875 D Restricted Stock Units (RSU) 2019-11-16 4 M 0 6250 0 D Class B Common Stock 6250 31250 D Restricted Stock Units (RSU) 2019-11-16 4 M 0 11250 0 D Class B Common Stock 11250 101260 D Restricted Stock Units (RSU) 2019-11-16 4 M 0 23062 0 D Class B Common Stock 23062 299813 D Restricted Stock Units (RSU) 2019-11-16 4 M 0 25862 0 D Class B Common Stock 25862 387931 D Performance Stock Unit (PSU) 2019-11-16 4 A 0 103449 0 A 2021-08-16 Class B Common Stock 103449 103449 D Represents the aggregate number of shares sold by the Reporting Person to cover taxes and fees due upon the release and settlement of the RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. Represents the weighted average sales price per share. The shares sold at prices ranging from $1.275 to $1.42 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock upon settlement for no consideration. 1/4th of the RSUs vested on November 16, 2016, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/4th of the RSUs vested on February 16, 2017, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/4th of the RSUs vested on August 16, 2017, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/4th of the RSUs vested on February 16, 2018, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2018, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2019, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on November 16, 2019, and the remainder will vest 1/16th quarterly thereafter in equal installments, subject to the continuing service of the Reporting Person on each vesting date. Each PSU represents a contingent right to receive one (1) share of the Class B Common Stock upon settlement for no consideration. The PSU vests on August 17, 2020, subject to the continuing service of the Reporting Person on such date. /s/ Trevor Dutcher, by power of attorney 2019-11-19