0001209191-21-011938.txt : 20210218 0001209191-21-011938.hdr.sgml : 20210218 20210218170711 ACCESSION NUMBER: 0001209191-21-011938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Meara Maeve CENTRAL INDEX KEY: 0001742487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 21650490 MAIL ADDRESS: STREET 1: C/O CASTLIGHT HEALTH, INC. STREET 2: 150 SPEAR ST., SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC. CENTRAL INDEX KEY: 0001433714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261989091 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-671-4683 MAIL ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC. DATE OF NAME CHANGE: 20090831 FORMER COMPANY: FORMER CONFORMED NAME: MARIA HEALTH INC DATE OF NAME CHANGE: 20080429 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-16 0 0001433714 CASTLIGHT HEALTH, INC. CSLT 0001742487 O'Meara Maeve C/O CASTLIGHT HEALTH, INC. 150 SPEAR STREET, SUITE 400 SAN FRANCISCO CA 94105 1 1 0 0 Chief Executive Officer Class B Common Stock 2021-02-16 4 M 0 3125 0.00 A 1243988 D Class B Common Stock 2021-02-16 4 M 0 12500 0.00 A 1256488 D Class B Common Stock 2021-02-16 4 M 0 12500 0.00 A 1268988 D Class B Common Stock 2021-02-16 4 M 0 23063 0.00 A 1292051 D Class B Common Stock 2021-02-16 4 M 0 43104 0.00 A 1335155 D Class B Common Stock 2021-02-16 4 M 0 62000 0.00 A 1397155 D Class B Common Stock 2021-02-17 4 S 0 59615 1.8936 D 1337540 D Restricted Stock Units (RSU) 2021-02-16 4 M 0 3125 0.00 D Class B Common Stock 3125 0 D Restricted Stock Units (RSU) 2021-02-16 4 M 0 12500 0.00 D Class B Common Stock 12500 50000 D Restricted Stock Units (RSU) 2021-02-16 4 M 0 12500 0.00 D Class B Common Stock 12500 62500 D Restricted Stock Units (RSU) 2021-02-16 4 M 0 23063 0.00 D Class B Common Stock 23063 184500 D Restricted Stock Units (RSU) 2021-02-16 4 M 0 43104 0.00 D Class B Common Stock 43104 431035 D Restricted Stock Units (RSU) 2021-02-16 4 M 0 62000 0.00 D Class B Common Stock 62000 744000 D Represents the aggregate number of shares sold by the Reporting Person to cover taxes and fees due upon the release and settlement of the RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. Represents the weighted average sales price per share. The shares sold at prices ranging from $1.76 to $2.025 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock upon settlement for no consideration. 1/4th of the RSUs vested on March 7, 2018, and the remainder will vest 1/20th quarterly in 12 equal installments and then 1/12th monthly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on February 16, 2018, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on August 16, 2018, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2019, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on November 16, 2019, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2020, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. /s/ Mary Ahern, as attorney-in-fact 2020-02-18