0001209191-20-010856.txt : 20200219
0001209191-20-010856.hdr.sgml : 20200219
20200219210803
ACCESSION NUMBER: 0001209191-20-010856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200216
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chan M.P. Eric
CENTRAL INDEX KEY: 0001717376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36330
FILM NUMBER: 20632286
MAIL ADDRESS:
STREET 1: C/O CASTLIGHT HEALTH, INC.
STREET 2: 150 SPEAR ST., SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC.
CENTRAL INDEX KEY: 0001433714
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 261989091
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 SPEAR STREET
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-671-4683
MAIL ADDRESS:
STREET 1: 150 SPEAR STREET
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC.
DATE OF NAME CHANGE: 20090831
FORMER COMPANY:
FORMER CONFORMED NAME: MARIA HEALTH INC
DATE OF NAME CHANGE: 20080429
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-16
0
0001433714
CASTLIGHT HEALTH, INC.
CSLT
0001717376
Chan M.P. Eric
C/O CASTLIGHT HEALTH, INC.
150 SPEAR STREET, SUITE 400
SAN FRANCISCO
CA
94105
0
1
0
0
Chief Accounting Officer
Class B Common Stock
2020-02-16
4
M
0
4687
0.00
A
38847
D
Class B Common Stock
2020-02-16
4
M
0
1563
0.00
A
40410
D
Class B Common Stock
2020-02-16
4
M
0
1875
0.00
A
42285
D
Class B Common Stock
2020-02-18
4
S
0
3433
1.25
D
38852
D
Restricted Stock Units (RSU)
2020-02-14
4
A
0
100000
0.00
A
Class B Common Stock
100000
100000
D
Restricted Stock Units (RSU)
2020-02-16
4
M
0
4687
0.00
D
Class B Common Stock
4687
32813
D
Restricted Stock Units (RSU)
2020-02-16
4
M
0
1563
0.00
D
Class B Common Stock
1563
12496
D
Restricted Stock Units (RSU)
2020-02-16
4
M
0
1875
0.00
D
Class B Common Stock
1875
22500
D
Represents the aggregate number of shares sold by the Reporting Person to cover taxes and fees due upon the release and settlement of the RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
Represents the weighted average sales price per share. The shares sold at prices ranging from $1.24 to $1.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock upon settlement for no consideration.
1/16th of the RSUs vest on May 16, 2020, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
1/4th of the RSUs vested on November 16, 2018, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
1/16th of the RSUs vested on May 16, 2018, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
1/16th of the RSUs vested on May 16, 2019, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date.
/s/ Trevor Dutcher, by power of attorney
2020-02-19