0001433642-17-000082.txt : 20170525 0001433642-17-000082.hdr.sgml : 20170525 20170525161522 ACCESSION NUMBER: 0001433642-17-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20170525 DATE AS OF CHANGE: 20170525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Lane INC CENTRAL INDEX KEY: 0001433642 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 262482738 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE PRESIDENTIAL BOULEVARD STREET 2: 4TH FLOOR CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: (610) 934-2222 MAIL ADDRESS: STREET 1: ONE PRESIDENTIAL BOULEVARD STREET 2: 4TH FLOOR CITY: BALA CYNWYD STATE: PA ZIP: 19004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Delgado-Moreira Juan CENTRAL INDEX KEY: 0001698040 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38021 FILM NUMBER: 17870160 MAIL ADDRESS: STREET 1: ONE PRESIDENTIAL BOULEVARD STREET 2: 4TH FLOOR CITY: BALA CYNWYD STATE: PA ZIP: 19004 4 1 wf-form4_149574330413734.xml FORM 4 X0306 4 2017-05-23 0 0001433642 Hamilton Lane INC HLNE 0001698040 Delgado-Moreira Juan C/O HAMILTON LANE INCORPORATED ONE PRESIDENTIAL BLVD., 4TH FLOOR BALA CYNWYD PA 19004 0 1 1 0 Managing Director Class A Common Stock 2017-05-23 4 M 0 233495 1.34 A 1821310 D Class A Common Stock 2017-05-23 4 F 0 33251 19.97 D 1788059 D Restricted Class A Common Stock 1614363 D Employee Stock Option (right to buy) 1.34 2017-05-23 4 M 0 233495 0 D 2017-03-06 2017-06-01 Class A Common Stock 233495.0 0 D Represents the number of shares delivered to the Issuer in addition to cash for the payment of withholding taxes and the option exercise price in connection with the option exercise. In addition to serving as an officer of the Issuer, Mr. Delgado-Moreira is a member of a group that beneficially owns more than 10% of the Issuer's Class A Common Stock. /s/ Lydia Gavalis, attorney-in-fact 2017-05-25