0001209191-16-132073.txt : 20160707
0001209191-16-132073.hdr.sgml : 20160707
20160707183711
ACCESSION NUMBER: 0001209191-16-132073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160705
FILED AS OF DATE: 20160707
DATE AS OF CHANGE: 20160707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUBEMOGUL INC
CENTRAL INDEX KEY: 0001449278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 510633881
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-653-0677
MAIL ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital, LLC
CENTRAL INDEX KEY: 0001615420
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161757456
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital VI Principals Fund, LLC
CENTRAL INDEX KEY: 0001451964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161757457
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOUNDATION CAPITAL VI LP
CENTRAL INDEX KEY: 0001433196
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161757458
BUSINESS ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital Management Co. VI, LLC
CENTRAL INDEX KEY: 0001451965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 161757459
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-05
0
0001449278
TUBEMOGUL INC
TUBE
0001451965
Foundation Capital Management Co. VI, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
1
Mmbr 13D group owning > 10%
0001433196
FOUNDATION CAPITAL VI LP
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001451964
Foundation Capital VI Principals Fund, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
0001615420
Foundation Capital, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2016-07-05
4
J
0
390000
0.00
D
6238097
I
By Foundation Capital VI, L.P.
Common Stock
2016-07-05
4
J
0
100425
0.00
A
100425
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2016-07-05
4
J
0
100425
0.00
D
0
I
By Foundation Capital Management Co. VI, L.L.C.
Common Stock
2016-07-05
4
J
0
41366
0.00
D
41366
I
By: Foundation Capital VI Principals Fund, LLC
Common Stock
2016-07-05
4
J
0
268
0.00
A
268
I
By Foundation Capital, LLC
Common Stock
2016-07-06
4
S
0
268
10.81
D
0
I
By Foundation Capital, LLC
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on July 5, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016.
Foundation Capital Management Co. VI, L.L.C. is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote (1) above.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on July 5, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on July 5, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016.
Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
On July 6, 2016, Foundation Capital, LLC sold 268 shares of stock pursuant to a 10b5-1 Plan dated May 18, 2016.
All shares were sold at this price.
/s/ David A. Singer as Attorney-In-Fact for Foundation Capital Management Co. VI, L.L.C.
2016-07-07
/s/ David A. Singer as Attorney-In-Fact for Foundation Capital VI, L.P.
2016-07-07
/s/ David A. Singer as Attorney-in-Fact for Foundation Capital VI Principals Fund, L.L.C.
2016-07-07
/s/ David A. Singer as Attorney-in-Fact for Foundation Capital, LLC
2016-07-07