0001433195-22-000060.txt : 20220609 0001433195-22-000060.hdr.sgml : 20220609 20220609193055 ACCESSION NUMBER: 0001433195-22-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220607 FILED AS OF DATE: 20220609 DATE AS OF CHANGE: 20220609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walker Jonathan CENTRAL INDEX KEY: 0001643523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 221007292 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260359894 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 wf-form4_165481744132465.xml FORM 4 X0306 4 2022-06-07 0 0001433195 APPFOLIO INC APPF 0001643523 Walker Jonathan 50 CASTILIAN DRIVE SANTA BARBARA CA 93117 0 1 0 0 Chief Technology Officer Class A Common Stock 2022-06-07 4 M 0 2388 11.70 A 596668 I By Trust Class A Common Stock 2022-06-07 4 M 0 10289 13.43 A 606957 I By Trust Class A Common Stock 2022-06-07 4 S 0 6822 98.6597 D 600135 I By Trust Class A Common Stock 2022-06-07 4 S 0 3633 99.3756 D 596502 I By Trust Class A Common Stock 2022-06-09 4 M 0 9945 11.70 A 606447 I By Trust Class A Common Stock 27308 D Employee Stock Option (Right to Buy) 4.92 2022-06-07 4 M 0 26925 0 D 2015-12-03 2024-12-03 Class B Common Stock 26925.0 0 I By Trust Class B Common Stock 0.0 2022-06-07 4 M 0 26925 0 A Class A Common Stock 26925.0 26925 I By Trust Employee Stock Option (Right to Buy) 11.7 2022-06-07 4 M 0 2388 0 D 2017-02-24 2026-02-28 Class A Common Stock 2388.0 9945 I By Trust Employee Stock Option (Right to Buy) 13.43 2022-06-07 4 M 0 10289 0 D 2019-02-20 2026-05-20 Class A Common Stock 10289.0 0 I By Trust Employee Stock Option (Right to Buy) 11.7 2022-06-09 4 M 0 9945 0 D 2017-02-24 2026-02-28 Class A Common Stock 9945.0 0 I By Trust Class B Common Stock 0.0 Class A Common Stock 7194.0 7194 D This transaction was executed in multiple trades with sales prices ranging from $98.19 to $99.17. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $99.20 to $99.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. The reported securities reflect the exercise of 26,925 incentive stock options. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. The reported securities reflect the exercise of 1,645 incentive stock options and 743 nonqualified stock options. The reported securities reflect the exercise of 577 incentive stock options and 9,712 nonqualified stock options. The reported securities reflect the exercise of 9,945 nonqualified stock options. /s/ Matthew Mazza, as Attorney-In-Fact for Jonathan Walker 2022-06-09