0001433195-22-000060.txt : 20220609
0001433195-22-000060.hdr.sgml : 20220609
20220609193055
ACCESSION NUMBER: 0001433195-22-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220607
FILED AS OF DATE: 20220609
DATE AS OF CHANGE: 20220609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker Jonathan
CENTRAL INDEX KEY: 0001643523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 221007292
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
wf-form4_165481744132465.xml
FORM 4
X0306
4
2022-06-07
0
0001433195
APPFOLIO INC
APPF
0001643523
Walker Jonathan
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
0
1
0
0
Chief Technology Officer
Class A Common Stock
2022-06-07
4
M
0
2388
11.70
A
596668
I
By Trust
Class A Common Stock
2022-06-07
4
M
0
10289
13.43
A
606957
I
By Trust
Class A Common Stock
2022-06-07
4
S
0
6822
98.6597
D
600135
I
By Trust
Class A Common Stock
2022-06-07
4
S
0
3633
99.3756
D
596502
I
By Trust
Class A Common Stock
2022-06-09
4
M
0
9945
11.70
A
606447
I
By Trust
Class A Common Stock
27308
D
Employee Stock Option (Right to Buy)
4.92
2022-06-07
4
M
0
26925
0
D
2015-12-03
2024-12-03
Class B Common Stock
26925.0
0
I
By Trust
Class B Common Stock
0.0
2022-06-07
4
M
0
26925
0
A
Class A Common Stock
26925.0
26925
I
By Trust
Employee Stock Option (Right to Buy)
11.7
2022-06-07
4
M
0
2388
0
D
2017-02-24
2026-02-28
Class A Common Stock
2388.0
9945
I
By Trust
Employee Stock Option (Right to Buy)
13.43
2022-06-07
4
M
0
10289
0
D
2019-02-20
2026-05-20
Class A Common Stock
10289.0
0
I
By Trust
Employee Stock Option (Right to Buy)
11.7
2022-06-09
4
M
0
9945
0
D
2017-02-24
2026-02-28
Class A Common Stock
9945.0
0
I
By Trust
Class B Common Stock
0.0
Class A Common Stock
7194.0
7194
D
This transaction was executed in multiple trades with sales prices ranging from $98.19 to $99.17. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $99.20 to $99.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
The reported securities reflect the exercise of 26,925 incentive stock options.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
The reported securities reflect the exercise of 1,645 incentive stock options and 743 nonqualified stock options.
The reported securities reflect the exercise of 577 incentive stock options and 9,712 nonqualified stock options.
The reported securities reflect the exercise of 9,945 nonqualified stock options.
/s/ Matthew Mazza, as Attorney-In-Fact for Jonathan Walker
2022-06-09