0001433195-20-000073.txt : 20200827
0001433195-20-000073.hdr.sgml : 20200827
20200827195907
ACCESSION NUMBER: 0001433195-20-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200825
FILED AS OF DATE: 20200827
DATE AS OF CHANGE: 20200827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schauser Klaus
CENTRAL INDEX KEY: 0001643445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 201144628
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
wf-form4_159857270990612.xml
FORM 4
X0306
4
2020-08-25
0
0001433195
APPFOLIO INC
APPF
0001643445
Schauser Klaus
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
1
0
1
0
Class A Common Stock
2020-08-25
4
C
0
9385
0
A
9385
I
By 1206 Family Trust
Class A Common Stock
2020-08-25
4
S
0
6389
170.3628
D
2996
I
By 1206 Family Trust
Class A Common Stock
2020-08-25
4
S
0
2996
171.3306
D
0
I
By 1206 Family Trust
Class A Common Stock
2020-08-26
4
C
0
5125
0
A
5125
I
By 1206 Family Trust
Class A Common Stock
2020-08-26
4
S
0
466
172.8639
D
4659
I
By 1206 Family Trust
Class A Common Stock
2020-08-26
4
S
0
632
174.1315
D
4027
I
By 1206 Family Trust
Class A Common Stock
2020-08-26
4
S
0
2585
174.9449
D
1442
I
By 1206 Family Trust
Class A Common Stock
2020-08-26
4
S
0
1435
175.8622
D
7
I
By 1206 Family Trust
Class A Common Stock
2020-08-26
4
S
0
7
176.6957
D
0
I
By 1206 Family Trust
Class B Common Stock
0.0
2020-08-25
4
C
0
9385
0
D
Class A Common Stock
9385.0
4579710
I
By 1206 Family Trust
Class B Common Stock
0.0
2020-08-26
4
C
0
5125
0
D
Class A Common Stock
5125.0
4574585
I
By 1206 Family Trust
Shares are held by 1206 Family Trust dated December 13, 2002, of which Mr. Schauser and his spouse serve as co-trustees.
These shares were sold pursuant to a Rule 10b5-1 Plan previously adopted by Mr. Schauser.
This transaction was executed in multiple trades with sales prices ranging from $170.00 to $170.97. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $171.02 to $171.81. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $172.33 to $173.29. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $173.35 to $174.33. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $174.46 to $175.40. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $175.51 to $176.45. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $176.61 to $176.71. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer that occurs after the consummation of the IPO, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock at the effective time of the IPO to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
/s/ Ida Kane, as Attorney-In-Fact for Klaus Schauser
2020-08-27