0001433195-20-000065.txt : 20200805 0001433195-20-000065.hdr.sgml : 20200805 20200805201325 ACCESSION NUMBER: 0001433195-20-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200729 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walker Jonathan CENTRAL INDEX KEY: 0001643523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 201079376 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260359894 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 wf-form4_159667279060659.xml FORM 4 X0306 4 2020-07-29 0 0001433195 APPFOLIO INC APPF 0001643523 Walker Jonathan 50 CASTILIAN DRIVE SANTA BARBARA CA 93117 0 1 0 0 Chief Technology Officer Class A Common Stock 2020-07-29 4 C 0 650158 0 A 653886 D Class A Common Stock 2020-07-29 4 G 0 639227 0 D 14659 D Class A Common Stock 2020-07-29 4 G 0 10931 0 D 3728 D Class B Common Stock 0.0 2020-07-29 4 C 0 650158 0 D Class A Common Stock 650158.0 648921 I By Trust This transaction involved a gift of shares of Class A Common Stock by the reporting person to a trust. The reporting person does not have voting or investment power over the shares. This transaction involved a gift of shares of Class A Common Stock by the reporting person to a retirement account. The reporting person does not have voting or investment power over the shares. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. 9,694 shares of Class B Common Stock are held directly by the reporting person, and 639,227 shares of Class B Common Stock are held by a trust of which the reporting person is the trustee. /s/ Ida Kane, as Attorney-In-Fact for Jonathan Walker 2020-08-05