0001433195-20-000065.txt : 20200805
0001433195-20-000065.hdr.sgml : 20200805
20200805201325
ACCESSION NUMBER: 0001433195-20-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200729
FILED AS OF DATE: 20200805
DATE AS OF CHANGE: 20200805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker Jonathan
CENTRAL INDEX KEY: 0001643523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 201079376
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
wf-form4_159667279060659.xml
FORM 4
X0306
4
2020-07-29
0
0001433195
APPFOLIO INC
APPF
0001643523
Walker Jonathan
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
0
1
0
0
Chief Technology Officer
Class A Common Stock
2020-07-29
4
C
0
650158
0
A
653886
D
Class A Common Stock
2020-07-29
4
G
0
639227
0
D
14659
D
Class A Common Stock
2020-07-29
4
G
0
10931
0
D
3728
D
Class B Common Stock
0.0
2020-07-29
4
C
0
650158
0
D
Class A Common Stock
650158.0
648921
I
By Trust
This transaction involved a gift of shares of Class A Common Stock by the reporting person to a trust. The reporting person does not have voting or investment power over the shares.
This transaction involved a gift of shares of Class A Common Stock by the reporting person to a retirement account. The reporting person does not have voting or investment power over the shares.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
9,694 shares of Class B Common Stock are held directly by the reporting person, and 639,227 shares of Class B Common Stock are held by a trust of which the reporting person is the trustee.
/s/ Ida Kane, as Attorney-In-Fact for Jonathan Walker
2020-08-05