0001433195-20-000038.txt : 20200610 0001433195-20-000038.hdr.sgml : 20200610 20200610200222 ACCESSION NUMBER: 0001433195-20-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200608 FILED AS OF DATE: 20200610 DATE AS OF CHANGE: 20200610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schauser Klaus CENTRAL INDEX KEY: 0001643445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 20955901 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260359894 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 wf-form4_159183372407863.xml FORM 4 X0306 4 2020-06-08 0 0001433195 APPFOLIO INC APPF 0001643445 Schauser Klaus 50 CASTILIAN DRIVE SANTA BARBARA CA 93117 1 0 1 0 Class A Common Stock 2020-06-08 4 C 0 30000 0 A 30000 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 3943 159.4058 D 26057 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 2059 160.236 D 23998 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 9299 161.3203 D 14699 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 5701 162.0797 D 8998 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 2190 163.2234 D 6808 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 1116 164.3313 D 5692 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 2269 165.2078 D 3423 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 1295 166.5133 D 2128 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 1028 167.4544 D 1100 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 463 169.0449 D 637 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 237 169.8125 D 400 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 200 171.6146 D 200 I By 1206 Family Trust Class A Common Stock 2020-06-08 4 S 0 200 173.15 D 0 I By 1206 Family Trust Class B Common Stock 0.0 2020-06-08 4 C 0 30000 0 D Class A Common Stock 30000.0 4664585 I By 1206 Family Trust Shares are held by 1206 Family Trust dated December 13, 2002, of which Mr. Schauser and his spouse serve as co-trustees. These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Schauser on or around May 6, 2020. This transaction was executed in multiple trades with sales prices ranging from $158.72 to $159.68. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $159.72 to $160.69. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $160.72 to $161.70. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $161.75 to $162.64. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $162.77 to $163.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $163.79 to $164.75. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $164.81 to $165.64. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $166.05 to $167.01. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $167.06 to $167.76. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $168.60 to $169.59. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $169.65 to $170.29. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. This transaction was executed in multiple trades with sales prices ranging from $171.48 to $171.92. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer that occurs after the consummation of the IPO, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock at the effective time of the IPO to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. /s/ Ida Kane, as Attorney-In-Fact for Klaus Schauser 2020-06-10