0001433195-20-000038.txt : 20200610
0001433195-20-000038.hdr.sgml : 20200610
20200610200222
ACCESSION NUMBER: 0001433195-20-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200608
FILED AS OF DATE: 20200610
DATE AS OF CHANGE: 20200610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schauser Klaus
CENTRAL INDEX KEY: 0001643445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 20955901
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
wf-form4_159183372407863.xml
FORM 4
X0306
4
2020-06-08
0
0001433195
APPFOLIO INC
APPF
0001643445
Schauser Klaus
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
1
0
1
0
Class A Common Stock
2020-06-08
4
C
0
30000
0
A
30000
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
3943
159.4058
D
26057
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
2059
160.236
D
23998
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
9299
161.3203
D
14699
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
5701
162.0797
D
8998
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
2190
163.2234
D
6808
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
1116
164.3313
D
5692
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
2269
165.2078
D
3423
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
1295
166.5133
D
2128
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
1028
167.4544
D
1100
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
463
169.0449
D
637
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
237
169.8125
D
400
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
200
171.6146
D
200
I
By 1206 Family Trust
Class A Common Stock
2020-06-08
4
S
0
200
173.15
D
0
I
By 1206 Family Trust
Class B Common Stock
0.0
2020-06-08
4
C
0
30000
0
D
Class A Common Stock
30000.0
4664585
I
By 1206 Family Trust
Shares are held by 1206 Family Trust dated December 13, 2002, of which Mr. Schauser and his spouse serve as co-trustees.
These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Schauser on or around May 6, 2020.
This transaction was executed in multiple trades with sales prices ranging from $158.72 to $159.68. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $159.72 to $160.69. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $160.72 to $161.70. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $161.75 to $162.64. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $162.77 to $163.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $163.79 to $164.75. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $164.81 to $165.64. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $166.05 to $167.01. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $167.06 to $167.76. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $168.60 to $169.59. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $169.65 to $170.29. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $171.48 to $171.92. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer that occurs after the consummation of the IPO, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock at the effective time of the IPO to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
/s/ Ida Kane, as Attorney-In-Fact for Klaus Schauser
2020-06-10