0001433195-20-000010.txt : 20200219
0001433195-20-000010.hdr.sgml : 20200219
20200219200145
ACCESSION NUMBER: 0001433195-20-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker Jonathan
CENTRAL INDEX KEY: 0001643523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 20632095
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
wf-form4_158216048768868.xml
FORM 4
X0306
4
2020-02-18
0
0001433195
APPFOLIO INC
APPF
0001643523
Walker Jonathan
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
0
1
0
0
Chief Technology Officer
Class A Common Stock
2020-02-18
4
C
0
12761
0
A
16489
D
Class A Common Stock
2020-02-18
4
S
0
6248
140.13
D
10241
D
Class A Common Stock
2020-02-18
4
S
0
6320
140.94
D
3921
D
Class A Common Stock
2020-02-18
4
S
0
193
141.82
D
3728
D
Class A Common Stock
2020-02-19
4
C
0
17239
0
A
20967
D
Class A Common Stock
2020-02-19
4
S
0
2237
141.83
D
18730
D
Class A Common Stock
2020-02-19
4
S
0
13702
142.94
D
5028
D
Class A Common Stock
2020-02-19
4
S
0
1300
143.44
D
3728
D
Class B Common Stock
0.0
2020-02-18
4
C
0
12761
0
D
Class A Common Stock
12761.0
1471889
D
Class B Common Stock
0.0
2020-02-19
4
C
0
17239
0
D
Class A Common Stock
17239.0
1454650
D
These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Walker on or around October 30, 2019.
This transaction was executed in multiple trades with sales prices ranging from $139.65 to $140.60. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $140.65 to $141.36. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $141.70 to $141.95. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $141.25 to $142.24. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $142.35 to $143.34. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $143.37 to $143.68. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
/s/ Ida Kane, as Attorney-In-Fact for Jonathan Walker
2020-02-19