0001433195-17-000060.txt : 20171109
0001433195-17-000060.hdr.sgml : 20171109
20171109192018
ACCESSION NUMBER: 0001433195-17-000060
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171102
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker Jonathan
CENTRAL INDEX KEY: 0001643523
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 171192425
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4/A
1
wf-form4a_151027320491646.xml
FORM 4/A
X0306
4/A
2017-11-02
2017-11-06
0
0001433195
APPFOLIO INC
APPF
0001643523
Walker Jonathan
50 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
0
1
0
0
Chief Technology Officer
Class A Common Stock
2017-11-02
4
C
0
30000
0
A
30000
D
Class A Common Stock
2017-11-02
4
S
0
26871
44.50
D
3129
D
Class A Common Stock
2017-11-02
4
S
0
3129
45.27
D
0
D
Class B Common Stock
0.0
2017-11-02
4
C
0
30000
0
D
Class A Common Stock
30000.0
1554025
D
These shares were sold pursuant to a Rule 10b5-1 Plan adopted by Mr. Walker on or around August 10, 2017.
This transaction was executed in multiple trades with sales prices ranging from $44.15 to $45.05. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
This transaction was executed in multiple trades with sales prices ranging from $45.15 to $45.60. The price reported above reflects the weighted average sales price for the cumulative trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
This Form 4/A is being filed to add footnote 1, which explains that the sales reflected herein were made pursuant to a Rule 10b5-1 Plan adopted by Mr. Walker on or around August 10, 2017.
/s/ Ida Kane, as Attorney-In-Fact for Jonathan Walker
2017-11-09