0001209191-17-048651.txt : 20170811 0001209191-17-048651.hdr.sgml : 20170811 20170811174753 ACCESSION NUMBER: 0001209191-17-048651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170809 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAD MARC CENTRAL INDEX KEY: 0001646303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 171026287 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE, BUILDING C, SUITE 3 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dragoneer Apartment, LLC CENTRAL INDEX KEY: 0001646430 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 171026286 BUSINESS ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 3950 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-539-3085 MAIL ADDRESS: STREET 1: ONE LETTERMAN DRIVE STREET 2: BUILDING C, SUITE 3950 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAGONEER GLOBAL FUND II, L.P. CENTRAL INDEX KEY: 0001621298 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 171026285 BUSINESS ADDRESS: STREET 1: C/O DRAGONEER INVESTMENT GROUP, LLC STREET 2: ONE LETTERMAN DR., BLDG D, SUITE M500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: 415-539-3085 MAIL ADDRESS: STREET 1: C/O DRAGONEER INVESTMENT GROUP, LLC STREET 2: ONE LETTERMAN DR., BLDG D, SUITE M500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260359894 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-09 1 0001433195 APPFOLIO INC APPF 0001646303 STAD MARC ONE LETTERMAN DRIVE BUILDING D, SUITE M500 SAN FRANCISCO CA 94129 0 0 1 0 0001646430 Dragoneer Apartment, LLC 1 LETTERMAN DRIVE BUILDING D, SUITE M500 SAN FRANCISCO CA 94129 0 0 1 0 0001621298 DRAGONEER GLOBAL FUND II, L.P. ONE LETTERMAN DRIVE BUILDING D, SUITE M500 SAN FRANCISCO CA 94129 0 0 1 0 Class A Common Stock 2017-08-09 4 C 0 31210 0.00 A 73153 D Class A Common Stock 2017-08-09 4 C 0 447794 0.00 A 1509732 I Refer to Footnote Class A Common Stock 2017-08-09 4 S 0 1155 36.70 D 71998 D Class A Common Stock 2017-08-09 4 S 0 23845 36.70 D 1485887 I Refer to Footnote Class A Common Stock 2017-08-09 4 S 0 1072 36.80 D 70926 D Class A Common Stock 2017-08-09 4 S 0 22128 36.80 D 1463759 I Refer to Footnote Class A Common Stock 2017-08-10 4 S 0 6933 36.00 D 63993 D Class A Common Stock 2017-08-10 4 S 0 143067 36.00 D 1320692 I Refer to Footnote Class B Common Stock 2017-08-09 4 C 0 31210 0.00 D Class B Common Stock 31210 0 D Class B Common Stock 2017-08-09 4 C 0 447794 0.00 D Class B Common Stock 447794 0 I Refer to Footnote Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. Effective August 9, 2017, 31,210 shares of Class B Common Stock were voluntarily converted by Mr. Stad into an equal number of shares of Class A Common Stock of the issuer. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. Effective August 9, 2017, the Dragoneer Entities (as defined below) voluntarily converted 447,794 shares of Class B Common Stock (of which Dragoneer Apartment Fund (as defined below) held 260,305 shares) into an equal number of shares of Class A Common Stock of the issuer. Mr. Stad is the managing member of Dragoneer Global GP, LLC ("Dragoneer GP"), Dragoneer Global GP II, LLC ("Global GP II"), and Dragoneer Investment Group, LLC ("Dragoneer Adviser"). Dragoneer GP is the manager of Dragoneer Apartment, LLC ("Dragoneer Apartment Fund") and Global GP II is the general partner of Dragoneer Global Fund II, L.P. ("Dragoneer Global Fund II" and, together with Dragoneer GP, Dragoneer Adviser, Dragoneer Apartment Fund, and Global GP II, the "Dragoneer Entities"). By virtue of the foregoing relationships, Mr. Stad and each of the Dragoneer Entities may be deemed to share beneficial ownership of some or all of the securities reported above. Mr. Stad and each of the Dragoneer Entities disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein. The securities reported in the table above as having converted from Class B Common Stock to Class A Common Stock are held by Dragoneer Apartment Fund and certain other funds and managed accounts associated with the Dragoneer Entities and Mr. Stad. Certain Dragoneer Entities and certain other funds and managed accounts associated with the Dragoneer Entities and Mr. Stad sold shares of Class A Common Stock reported in the table above. On August 9, 2017 and August 10, 2017, respectively, Dragoneer Global Fund II sold 27,404 and 85,285 shares of Class A Common Stock, Dragoneer Apartment Fund sold 10,794 and 33,590 shares of Class A Common Stock, and certain other funds and managed accounts associted with the Dragoneer Entities and Mr. Stad sold 7,775 and 24,192 shares of Class A Common Stock. The shares of Class B Common Stock have no expiration date. However, all outstanding shares of Class B Common Stock convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. /s/Marc Stad 2017-08-11 Dragoneer Apartment, LLC, By Dragoneer Global, LLC, its manager, /s/Pat Robertson 2017-08-11 Dragoneer Global Fund II, L.P., By Dragoneer Global GP II, LLC, its general partner, /s/Pat Robertson 2017-08-11