0001209191-17-039865.txt : 20170614
0001209191-17-039865.hdr.sgml : 20170614
20170614171611
ACCESSION NUMBER: 0001209191-17-039865
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170612
FILED AS OF DATE: 20170614
DATE AS OF CHANGE: 20170614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAGONEER GLOBAL FUND II, L.P.
CENTRAL INDEX KEY: 0001621298
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 17911854
BUSINESS ADDRESS:
STREET 1: C/O DRAGONEER INVESTMENT GROUP, LLC
STREET 2: ONE LETTERMAN DR., BLDG D, SUITE M500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-539-3085
MAIL ADDRESS:
STREET 1: C/O DRAGONEER INVESTMENT GROUP, LLC
STREET 2: ONE LETTERMAN DR., BLDG D, SUITE M500
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dragoneer Apartment, LLC
CENTRAL INDEX KEY: 0001646430
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 17911855
BUSINESS ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 3950
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
BUSINESS PHONE: 415-539-3085
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE
STREET 2: BUILDING C, SUITE 3950
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STAD MARC
CENTRAL INDEX KEY: 0001646303
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 17911856
MAIL ADDRESS:
STREET 1: ONE LETTERMAN DRIVE, BUILDING C, SUITE 3
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-06-12
0
0001433195
APPFOLIO INC
APPF
0001646303
STAD MARC
ONE LETTERMAN DRIVE
BUILDING D, SUITE M500
SAN FRANCISCO
CA
94129
0
0
1
0
0001646430
Dragoneer Apartment, LLC
1 LETTERMAN DRIVE
BUILDING D, SUITE M500
SAN FRANCISCO
CA
94129
0
0
1
0
0001621298
DRAGONEER GLOBAL FUND II, L.P.
ONE LETTERMAN DRIVE
BUILDING D, SUITE M500
SAN FRANCISCO
CA
94129
0
0
1
0
Class A Common Stock
2017-06-12
4
C
0
19751
0.00
A
25780
D
Class A Common Stock
2017-06-12
4
C
0
191657
0.00
A
1941233
I
Refer to Footnote
Class A Common Stock
2017-06-12
4
S
0
400000
30.00
D
1541233
I
Refer to Footnote
Class B Common Stock
2017-06-12
4
C
0
19751
0.00
D
Class B Common Stock
19751
92294
D
Class B Common Stock
2017-06-12
4
C
0
191657
0.00
D
Class B Common Stock
191657
895589
I
Refer to Footnote
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. Effective June 12, 2017, 19,751 shares of Class B Common Stock were voluntarily converted by Mr. Stad into an equal number of shares of Class A Common Stock of the issuer.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. Effective June 12, 2017, the Dragoneer Entities (as defined below) voluntarily converted 191,657 shares of Class B Common Stock (of which Dragoneer Apartment Fund (as defined below) held 111,411 shares) into an equal number of shares of Class A Common Stock of the issuer.
Mr. Stad is the managing member of Dragoneer Global GP, LLC ("Dragoneer GP"), Dragoneer Global GP II, LLC ("Global GP II"), and Dragoneer Investment Group, LLC ("Dragoneer Adviser"). Dragoneer GP is the manager of Dragoneer Apartment, LLC ("Dragoneer Apartment Fund") and Global GP II is the general partner of Dragoneer Global Fund II, L.P. ("Dragoneer Global Fund II" and, together with Dragoneer GP, Dragoneer Adviser, and Global GP II, the "Dragoneer Entities"). By virtue of the foregoing relationships, Mr. Stad and each of the Dragoneer Entities may be deemed to share beneficial ownership of some or all of the securities reported above. Mr. Stad and each of the Dragoneer Entities disclaims beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein.
The securities reported in the table above as having converted from Class B Common Stock to Class A Common Stock are held by Dragoneer Apartment Fund and certain other funds and managed accounts associated with the Dragoneer Entities and Mr. Stad.
Certain Dragoneer Entities and certain other funds and managed accounts associated with the Dragoneer Entities and Mr. Stad sold shares of Class A Common Stock reported in the table above. Dragoneer Global Fund II sold 238,446 shares of Class A Common Stock, Dragoneer Apartment Fund sold 93,912 shares of Class A Common Stock, and certain other funds and managed accounts associted with the Dragoneer Entities and Mr. Stad sold 67,642 shares of Class A Common Stock.
The shares of Class B Common Stock have no expiration date. However, all outstanding shares of Class B Common Stock convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
/s/Marc Stad
2017-06-14
Dragoneer Apartment, LLC, By Dragoneer Global, LLC, its manager, /s/Pat Robertson
2017-06-14
Dragoneer Global Fund II, L.P., By Dragoneer Global GP II, LLC, its general partner, /s/Pat Robertson
2017-06-14