0001209191-15-074913.txt : 20151008
0001209191-15-074913.hdr.sgml : 20151008
20151008193755
ACCESSION NUMBER: 0001209191-15-074913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151006
FILED AS OF DATE: 20151008
DATE AS OF CHANGE: 20151008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BV Capital Fund II-A, L.P.
CENTRAL INDEX KEY: 0001533899
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 151151792
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 869-5200
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BV Capital Fund II, L.P.
CENTRAL INDEX KEY: 0001533898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 151151793
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 869-5200
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BV Capital Management, LLC
CENTRAL INDEX KEY: 0001534591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 151151794
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 869-5200
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BV Capital Gmbh & Co Beteiligungs KG No. 1
CENTRAL INDEX KEY: 0001533897
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 151151795
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 869-5200
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BV Capital GP II, LLC
CENTRAL INDEX KEY: 0001533900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 151151796
BUSINESS ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 869-5200
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET, 43RD FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-10-06
1
0001433195
APPFOLIO INC
APPF
0001533900
BV Capital GP II, LLC
C/O E.VENTURES
600 MONTGOMERY STREET, 43RD FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001533897
BV Capital Gmbh & Co Beteiligungs KG No. 1
600 MONTGOMERY STREET, 43RD FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001534591
BV Capital Management, LLC
600 MONTGOMERY STREET, 43RD FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001533898
BV Capital Fund II, L.P.
600 MONTGOMERY STREET, 43RD FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
0001533899
BV Capital Fund II-A, L.P.
600 MONTGOMERY STREET, 43RD FLOOR
SAN FRANCISCO
CA
94111
0
0
1
0
Class B Common Stock
2015-10-06
4
S
0
1124825
16.50
D
Class A Common Stock
1124825
0
I
By BV Capital Fund II, L.P.
Class B Common Stock
2015-10-06
4
S
0
385656
16.50
D
Class A Common Stock
385656
0
I
By BV Capital Fund II, L.P.
Class B Common Stock
2015-10-06
4
S
0
222169
16.50
D
Class A Common Stock
222169
0
I
By BV Capital Fund II-A, L.P.
Class B Common Stock
2015-10-06
4
S
0
76173
16.50
D
Class A Common Stock
76173
0
I
By BV Capital Fund II-A, L.P.
Class B Common Stock
2015-10-06
4
S
0
1475756
16.50
D
Class A Common Stock
1475756
0
I
By BV Capital GMBH & Co Beteiligungs KG No. 1
Class B Common Stock
2015-10-06
4
S
0
505975
16.50
D
Class A Common Stock
505975
0
I
By BV Capital GMBH & Co Beteiligungs KG No. 1
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock at the effective time of the IPO to anyone who was a partner or member of any such partnership or limited liability company at such effective time, and (ii) a transfer to a "qualified recipient" as defined in the Issuer's amended and restated certificate of incorporation.
The shares of Class B Common Stock have no expiration date. All shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. The Class B Common Stock has not been registered, and is not currently expected to be registered, under the Securities Exchange Act of 1934, as amended.
The securities are owned by BV Capital Fund II, L.P. ("BV II"). BV Capital GP II, LLC ("BV GP II") serves as the General Partner of BV II. As such, BV GP II possesses sole voting and investment control over the shares owned by BV II and may be deemed to have indirect beneficial ownership of the shares held by BV II. BV GP II owns no securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
The securities are owned by BV Capital Fund II-A, L.P. ("BV II-A"). BV GP II serves as the General Partner of BV II-A. As such, BV GP II possesses sole voting and investment control over the shares owned by BV II-A and may be deemed to have indirect beneficial ownership of the shares held by BV II-A. BV GP II owns no securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
The securities are owned by BV Capital GMBH & Co Beteiligungs KG No. 1 ("BV KG"). BV Capital Management, LLC ("BV Management") serves as the Managing Limited Partner of BV KG. As such, BV Management possesses sole voting and investment control over the shares owned by BV KG and may be deemed to have indirect beneficial ownership of the shares held by BV KG. BV Management, which is under common control with BV GP II (defined in footnote 3), owns no securities of the Issuer directly. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
/s/ Mathias Schilling, Managing Member of BV Capital GP II, LLC
2015-10-06
/s/ Mathias Schilling, Managing Member of BV Capital Management, LLC which serves as Managing Limited Partner of BV Capital GMBH & Co Beteiligungs KG No. 1
2015-10-06
/s/ Mathias Schilling, Managing Member of BV Capital Management, LLC
2015-10-06
/s/ Mathias Schilling, Managing Member of BV Capital GP II, LLC which serves as General Partner of BV Capital Fund II, L.P.
2015-10-06
/s/ Mathias Schilling, Managing Member of BV Capital GP II, LLC which serves as General Partner to BV Capital Fund II-A, L.P.
2015-10-06