0001140361-16-086996.txt : 20161116
0001140361-16-086996.hdr.sgml : 20161116
20161116181214
ACCESSION NUMBER: 0001140361-16-086996
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Charles J IV
CENTRAL INDEX KEY: 0001647794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 162003432
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Capital GP, LLC
CENTRAL INDEX KEY: 0001647658
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 162003433
BUSINESS ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 650-344-3332
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Capital, LLC
CENTRAL INDEX KEY: 0001647363
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 162003434
BUSINESS ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 650-344-3332
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
4
1
doc1.xml
FORM 4
X0306
4
2016-11-14
0
0001433195
APPFOLIO INC
APPF
0001647363
Keenan Capital, LLC
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
0001647658
Keenan Capital GP, LLC
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
0001647794
Keenan Charles J IV
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
CLASS A COMMON STOCK
2016-11-14
4
S
0
2936
21.97
D
1315246
I
By Partnership
CLASS A COMMON STOCK
2016-11-15
4
S
0
4445
21.68
D
1310801
I
By Partnership
CLASS A COMMON STOCK
2016-11-16
4
S
0
4315
21.92
D
1306486
I
By Partnership
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.25, inclusive. The reporting persons undertake to provide to AppFolio, Inc., any security holder of AppFolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.85, inclusive. The reporting persons undertake to provide to AppFolio, Inc., any security holder of AppFolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.15, inclusive. The reporting persons undertake to provide to AppFolio, Inc., any security holder of AppFolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
Mr. Keenan is the beneficial owner of 77,944 shares of Class A common stock over which he has sole voting and dispositive power. Mr. Keenan may also be deemed to beneficially own an additional 205,056 shares of Class A common stock held through family trust accounts for which he is either a co-trustee or a beneficiary. Mr. Keenan shares voting and dispositive power over the shares of Class A common stock held through such accounts.
These shares are owned directly by Keenan Capital Fund, LP ("KCF") and indirectly by Keenan Capital GP, LLC ("KCGP"), the general partner of KCF with voting and investment authority over these shares. KCGP has delegated such authority to Keenan Capital, LLC ("Keenan Capital"), the manager of KCF. Accordingly, KCGP disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest KCGP may have therein. As sole owner and Manager of Keenan Capital, Charles J. Keenan, IV ("Mr. Keenan") may be deemed to be the indirect beneficial owner of these shares.
Charles J. Keenan, IV, Authorized Officer
2016-11-16
Charles J. Keenan, IV
2016-11-16