0001140361-16-051855.txt : 20160211 0001140361-16-051855.hdr.sgml : 20160211 20160211181256 ACCESSION NUMBER: 0001140361-16-051855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151223 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan Charles J IV CENTRAL INDEX KEY: 0001647794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 161413331 MAIL ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 4 1 doc1.xml FORM 4 X0306 4 2015-12-23 0 0001433195 APPFOLIO INC APPF 0001647794 Keenan Charles J IV 1229 BURLINGAME AVENUE SUITE 201 BURLINGAME CA 94010 0 0 1 0 CLASS A COMMON STOCK 2015-12-23 4 C 0 17819 0 A 17819 I By Trust CLASS A COMMON STOCK 2015-12-24 4 C 0 118700 0 A 136519 I By Trust CLASS A COMMON STOCK 2015-12-28 4 C 0 14704 0 A 14704 I By Trust CLASS A COMMON STOCK 2015-12-28 4 C 0 14704 0 A 14704 I By Trust CLASS A COMMON STOCK 2015-12-28 4 C 0 39129 0 A 39129 I By Trust CLASS A COMMON STOCK 2016-02-10 4 C 0 19601 0 A 19601 D CLASS A COMMON STOCK 2016-02-10 4 C 0 58343 0 A 58343 D CLASS A COMMON STOCK 1050000 I By Partnership CLASS B COMMON STOCK 2015-12-23 4 C 0 17819 0 D CLASS A COMMON STOCK 17819 118700 I By Trust CLASS B COMMON STOCK 2015-12-24 4 C 0 118700 0 D CLASS A COMMON STOCK 118700 0 I By Trust CLASS B COMMON STOCK 2015-12-28 4 C 0 14704 0 D CLASS A COMMON STOCK 14704 0 I By Trust CLASS B COMMON STOCK 2015-12-28 4 C 0 14704 0 D CLASS A COMMON STOCK 14704 0 I By Trust CLASS B COMMON STOCK 2015-12-28 4 C 0 39129 0 D CLASS A COMMON STOCK 39129 0 I By Trust CLASS B COMMON STOCK 2016-02-10 4 C 0 19601 0 D CLASS A COMMON STOCK 19601 0 D CLASS B COMMON STOCK 2016-02-10 4 C 0 58343 0 D CLASS A COMMON STOCK 58343 0 D The conversion pursuant to which these shares were acquired was not previously reported on a Form 4. These shares were also omitted from two Forms 4 filed by the reporting person after the conversion occurred, which forms were filed on January 8, 2016 and January 28, 2016. These shares are owned directly by The Charles and Allison Keenan Family Trust, Dated 6/15/09 ("Family Trust") and indirectly by Charles J. Keenan, IV ("Mr. Keenan") as a Co-Trustee of the Family Trust. These shares are owned directly by the Charles James Keenan V Trust, Dated 12/15/09 ("Keenan V Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Keenan V Trust. These shares are owned directly by the Brody Edward Keenan Trust, Dated 12/15/09 ("Brody Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Brody Trust. These shares are owned directly by the Charles J. Keenan IV Millennium Trust ("Millennium Trust") and indirectly by Mr. Keenan as a beneficiary of the Millennium Trust. These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV IRA ("Keenan IRA"). These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV Roth IRA ("Keenan Roth IRA"). These shares are held directly by Keenan Capital Fund, LP ("KCF"). Keenan Capital GP, LLC, the general partner of KCF with voting and investment authority over the shares held by KCF, delegates such authority to Keenan Capital, LLC ("Keenan Capital"), the manager of KCF. As sole owner and Manager of Keenan Capital, Mr. Keenan may be deemed to be the indirect beneficial owner of the shares held by KCF. These shares were convertible into shares of Class A Common Stock at any time on a one-for-one basis, and the conversion right had no expiration date. These shares were owned directly by the Family Trust and indirectly by Mr. Keenan as a Co-Trustee of the Family Trust. These shares were owned directly by the Keenan V Trust and indirectly by Mr. Keenan as a Co-Trustee of the Keenan V Trust. These shares were owned directly by the Brody Trust and indirectly by Mr. Keenan as a Co-Trustee of the Brody Trust. These shares were owned directly by the Millennium Trust and indirectly by Mr. Keenan as a beneficiary of the Millennium Trust. These shares were owned directly by Mr. Keenan and were held in the Keenan IRA. These shares were owned directly by Mr. Keenan and were held in the Keenan Roth IRA. /s/ Charles J. Keenan, IV 2016-02-11