0001140361-16-051855.txt : 20160211
0001140361-16-051855.hdr.sgml : 20160211
20160211181256
ACCESSION NUMBER: 0001140361-16-051855
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151223
FILED AS OF DATE: 20160211
DATE AS OF CHANGE: 20160211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Charles J IV
CENTRAL INDEX KEY: 0001647794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 161413331
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
4
1
doc1.xml
FORM 4
X0306
4
2015-12-23
0
0001433195
APPFOLIO INC
APPF
0001647794
Keenan Charles J IV
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
CLASS A COMMON STOCK
2015-12-23
4
C
0
17819
0
A
17819
I
By Trust
CLASS A COMMON STOCK
2015-12-24
4
C
0
118700
0
A
136519
I
By Trust
CLASS A COMMON STOCK
2015-12-28
4
C
0
14704
0
A
14704
I
By Trust
CLASS A COMMON STOCK
2015-12-28
4
C
0
14704
0
A
14704
I
By Trust
CLASS A COMMON STOCK
2015-12-28
4
C
0
39129
0
A
39129
I
By Trust
CLASS A COMMON STOCK
2016-02-10
4
C
0
19601
0
A
19601
D
CLASS A COMMON STOCK
2016-02-10
4
C
0
58343
0
A
58343
D
CLASS A COMMON STOCK
1050000
I
By Partnership
CLASS B COMMON STOCK
2015-12-23
4
C
0
17819
0
D
CLASS A COMMON STOCK
17819
118700
I
By Trust
CLASS B COMMON STOCK
2015-12-24
4
C
0
118700
0
D
CLASS A COMMON STOCK
118700
0
I
By Trust
CLASS B COMMON STOCK
2015-12-28
4
C
0
14704
0
D
CLASS A COMMON STOCK
14704
0
I
By Trust
CLASS B COMMON STOCK
2015-12-28
4
C
0
14704
0
D
CLASS A COMMON STOCK
14704
0
I
By Trust
CLASS B COMMON STOCK
2015-12-28
4
C
0
39129
0
D
CLASS A COMMON STOCK
39129
0
I
By Trust
CLASS B COMMON STOCK
2016-02-10
4
C
0
19601
0
D
CLASS A COMMON STOCK
19601
0
D
CLASS B COMMON STOCK
2016-02-10
4
C
0
58343
0
D
CLASS A COMMON STOCK
58343
0
D
The conversion pursuant to which these shares were acquired was not previously reported on a Form 4. These shares were also omitted from two Forms 4 filed by the reporting person after the conversion occurred, which forms were filed on January 8, 2016 and January 28, 2016.
These shares are owned directly by The Charles and Allison Keenan Family Trust, Dated 6/15/09 ("Family Trust") and indirectly by Charles J. Keenan, IV ("Mr. Keenan") as a Co-Trustee of the Family Trust.
These shares are owned directly by the Charles James Keenan V Trust, Dated 12/15/09 ("Keenan V Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Keenan V Trust.
These shares are owned directly by the Brody Edward Keenan Trust, Dated 12/15/09 ("Brody Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Brody Trust.
These shares are owned directly by the Charles J. Keenan IV Millennium Trust ("Millennium Trust") and indirectly by Mr. Keenan as a beneficiary of the Millennium Trust.
These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV IRA ("Keenan IRA").
These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV Roth IRA ("Keenan Roth IRA").
These shares are held directly by Keenan Capital Fund, LP ("KCF"). Keenan Capital GP, LLC, the general partner of KCF with voting and investment authority over the shares held by KCF, delegates such authority to Keenan Capital, LLC ("Keenan Capital"), the manager of KCF. As sole owner and Manager of Keenan Capital, Mr. Keenan may be deemed to be the indirect beneficial owner of the shares held by KCF.
These shares were convertible into shares of Class A Common Stock at any time on a one-for-one basis, and the conversion right had no expiration date.
These shares were owned directly by the Family Trust and indirectly by Mr. Keenan as a Co-Trustee of the Family Trust.
These shares were owned directly by the Keenan V Trust and indirectly by Mr. Keenan as a Co-Trustee of the Keenan V Trust.
These shares were owned directly by the Brody Trust and indirectly by Mr. Keenan as a Co-Trustee of the Brody Trust.
These shares were owned directly by the Millennium Trust and indirectly by Mr. Keenan as a beneficiary of the Millennium Trust.
These shares were owned directly by Mr. Keenan and were held in the Keenan IRA.
These shares were owned directly by Mr. Keenan and were held in the Keenan Roth IRA.
/s/ Charles J. Keenan, IV
2016-02-11