0001140361-15-045496.txt : 20151223
0001140361-15-045496.hdr.sgml : 20151223
20151223161531
ACCESSION NUMBER: 0001140361-15-045496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151221
FILED AS OF DATE: 20151223
DATE AS OF CHANGE: 20151223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Charles J IV
CENTRAL INDEX KEY: 0001647794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 151306034
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
4
1
doc1.xml
FORM 4
X0306
4
2015-12-21
0
0001433195
APPFOLIO INC
APPF
0001647794
Keenan Charles J IV
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
Class B Common Stock
2015-12-21
4
J
0
118700
0
A
Class A Common Stock
118700
136519
I
By Trust
Class B Common Stock
2015-12-21
4
J
0
14704
0
A
Class A Common Stock
14704
14704
I
By Trust
Class B Common Stock
2015-12-21
4
J
0
14704
0
A
Class A Common Stock
14704
14704
I
By Trust
Class B Common Stock
2015-12-21
4
J
0
39129
0
A
Class A Common Stock
39129
39129
I
By Trust
Class B Common Stock
2015-12-22
4
J
0
19601
0
A
Class A Common Stock
19601
19601
D
Class B Common Stock
2015-12-22
4
J
0
40524
0
A
Class A Common Stock
40524
58343
D
These shares are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis at any time, and the conversion right has no expiration date. All outstanding shares of the Issuer's Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on the date when the number of the outstanding shares of Class B Common Stock represents less than 10% of the sum of the Issuer's outstanding Class A Common Stock and Class B Common Stock. In addition, each share of Class B Common Stock will convert automatically upon any transfer of such shares, except for certain permitted transfers (including certain transfers to partners and/or members of partnerships or LLCs, as the case may be).
These shares were acquired in connection with an in-kind, pro-rata distribution from IGSB IVF II, LLC ("IVF") to all of IVF's limited partners for no consideration. Mr. Keenan, as a limited partner of IVF, is not a controlling person of IVF.
These shares were acquired in connection with an in-kind, pro-rata distribution from IGSB IVP, LLC ("IVP") to all of IVP's limited partners for no consideration. Mr. Keenan, as a limited partner of IVP, is not a controlling person of IVP.
These shares are owned directly by The Charles and Allison Keenan Family Trust, Dated 6/15/09 ("Family Trust") and indirectly by Charles J. Keenan, IV ("Mr. Keenan") as Trustee of the Family Trust.
These shares are owned directly by the Charles James Keenan V Trust, Dated 12/15/09 ("Keenan V Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Keenan V Trust.
These shares are owned directly by the Brody Edward Keenan Trust, Dated 12/15/09 ("Brody Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Brody Trust.
These shares are owned directly by the Charles J. Keenan IV Millennium Trust ("Millennium Trust") and indirectly by Mr. Keenan as a beneficiary of the Millennium Trust.
These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV IRA.
These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV Roth IRA.
/s/ Charles J. Keenan, IV
2015-12-23