0001140361-15-045496.txt : 20151223 0001140361-15-045496.hdr.sgml : 20151223 20151223161531 ACCESSION NUMBER: 0001140361-15-045496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151221 FILED AS OF DATE: 20151223 DATE AS OF CHANGE: 20151223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan Charles J IV CENTRAL INDEX KEY: 0001647794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 151306034 MAIL ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 4 1 doc1.xml FORM 4 X0306 4 2015-12-21 0 0001433195 APPFOLIO INC APPF 0001647794 Keenan Charles J IV 1229 BURLINGAME AVENUE SUITE 201 BURLINGAME CA 94010 0 0 1 0 Class B Common Stock 2015-12-21 4 J 0 118700 0 A Class A Common Stock 118700 136519 I By Trust Class B Common Stock 2015-12-21 4 J 0 14704 0 A Class A Common Stock 14704 14704 I By Trust Class B Common Stock 2015-12-21 4 J 0 14704 0 A Class A Common Stock 14704 14704 I By Trust Class B Common Stock 2015-12-21 4 J 0 39129 0 A Class A Common Stock 39129 39129 I By Trust Class B Common Stock 2015-12-22 4 J 0 19601 0 A Class A Common Stock 19601 19601 D Class B Common Stock 2015-12-22 4 J 0 40524 0 A Class A Common Stock 40524 58343 D These shares are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis at any time, and the conversion right has no expiration date. All outstanding shares of the Issuer's Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on the date when the number of the outstanding shares of Class B Common Stock represents less than 10% of the sum of the Issuer's outstanding Class A Common Stock and Class B Common Stock. In addition, each share of Class B Common Stock will convert automatically upon any transfer of such shares, except for certain permitted transfers (including certain transfers to partners and/or members of partnerships or LLCs, as the case may be). These shares were acquired in connection with an in-kind, pro-rata distribution from IGSB IVF II, LLC ("IVF") to all of IVF's limited partners for no consideration. Mr. Keenan, as a limited partner of IVF, is not a controlling person of IVF. These shares were acquired in connection with an in-kind, pro-rata distribution from IGSB IVP, LLC ("IVP") to all of IVP's limited partners for no consideration. Mr. Keenan, as a limited partner of IVP, is not a controlling person of IVP. These shares are owned directly by The Charles and Allison Keenan Family Trust, Dated 6/15/09 ("Family Trust") and indirectly by Charles J. Keenan, IV ("Mr. Keenan") as Trustee of the Family Trust. These shares are owned directly by the Charles James Keenan V Trust, Dated 12/15/09 ("Keenan V Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Keenan V Trust. These shares are owned directly by the Brody Edward Keenan Trust, Dated 12/15/09 ("Brody Trust") and indirectly by Mr. Keenan as a Co-Trustee of the Brody Trust. These shares are owned directly by the Charles J. Keenan IV Millennium Trust ("Millennium Trust") and indirectly by Mr. Keenan as a beneficiary of the Millennium Trust. These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV IRA. These shares are owned directly by Mr. Keenan and are held in the Charles J. Keenan IV Roth IRA. /s/ Charles J. Keenan, IV 2015-12-23