0001140361-15-027317.txt : 20150710 0001140361-15-027317.hdr.sgml : 20150710 20150710170636 ACCESSION NUMBER: 0001140361-15-027317 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150626 FILED AS OF DATE: 20150710 DATE AS OF CHANGE: 20150710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan Charles J IV CENTRAL INDEX KEY: 0001647794 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 15984239 MAIL ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan Capital GP, LLC CENTRAL INDEX KEY: 0001647658 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 15984240 BUSINESS ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-344-3332 MAIL ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenan Capital, LLC CENTRAL INDEX KEY: 0001647363 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 15984241 BUSINESS ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-344-3332 MAIL ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 3 1 doc1.xml FORM 3 X0206 3 2015-06-26 0 0001433195 APPFOLIO INC APPF 0001647363 Keenan Capital, LLC 1229 BURLINGAME AVENUE SUITE 201 BURLINGAME CA 94010 0 0 1 0 0001647658 Keenan Capital GP, LLC 1229 BURLINGAME AVENUE SUITE 201 BURLINGAME CA 94010 0 0 1 0 0001647794 Keenan Charles J IV 1229 BURLINGAME AVENUE SUITE 201 BURLINGAME CA 94010 0 0 1 0 Class A Common Stock 750000 I Footnote Class B Common Stock Class A Common Stock 17819 I By Trust Class B Common Stock Class A Common Stock 17819 D These shares are owned directly by Keenan Capital Fund, LP ("KCF") and indirectly by Keenan Capital GP, LLC ("KCGP"), the general partner of KCF with voting and investment authority over these shares. KCGP delegates such authority to Keenan Capital, LLC ("Keenan Capital"), the manager of KCF. Accordingly, KCGP disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest KCGP may have therein. As sole owner and Manager of Keenan Capital, Charles J. Keenan, IV ("Mr. Keenan") may be deemed to be the indirect beneficial owner of these shares. These shares are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis at any time. These shares have no expiration date. However, all outstanding shares of the Issuer's Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on the date when the number of the outstanding shares of Class B Common Stock represents less than 10% of the sum of the Issuer's outstanding Class A Common Stock and Class B Common Stock. In addition, each share of Class B Common Stock will convert automatically upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. These shares are owned directly by the Charles and Allison Keenan Family Trust Dated 6/15/09 ("Trust") and indirectly by Mr. Keenan as Co-Trustee of the Trust. These shares are owned directly by Mr. Keenan and are held in the Charles James Keenan IV Roth IRA. /s/ Charles J. Keenan, IV, Authorized Officer 2015-07-10 /s/ Charles J. Keenan, IV 2015-07-10