0001140361-15-027317.txt : 20150710
0001140361-15-027317.hdr.sgml : 20150710
20150710170636
ACCESSION NUMBER: 0001140361-15-027317
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150626
FILED AS OF DATE: 20150710
DATE AS OF CHANGE: 20150710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Charles J IV
CENTRAL INDEX KEY: 0001647794
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 15984239
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Capital GP, LLC
CENTRAL INDEX KEY: 0001647658
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 15984240
BUSINESS ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 650-344-3332
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenan Capital, LLC
CENTRAL INDEX KEY: 0001647363
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 15984241
BUSINESS ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 650-344-3332
MAIL ADDRESS:
STREET 1: 1229 BURLINGAME AVENUE
STREET 2: SUITE 201
CITY: BURLINGAME
STATE: CA
ZIP: 94010
3
1
doc1.xml
FORM 3
X0206
3
2015-06-26
0
0001433195
APPFOLIO INC
APPF
0001647363
Keenan Capital, LLC
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
0001647658
Keenan Capital GP, LLC
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
0001647794
Keenan Charles J IV
1229 BURLINGAME AVENUE
SUITE 201
BURLINGAME
CA
94010
0
0
1
0
Class A Common Stock
750000
I
Footnote
Class B Common Stock
Class A Common Stock
17819
I
By Trust
Class B Common Stock
Class A Common Stock
17819
D
These shares are owned directly by Keenan Capital Fund, LP ("KCF") and indirectly by Keenan Capital GP, LLC ("KCGP"), the general partner of KCF with voting and investment authority over these shares. KCGP delegates such authority to Keenan Capital, LLC ("Keenan Capital"), the manager of KCF. Accordingly, KCGP disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest KCGP may have therein. As sole owner and Manager of Keenan Capital, Charles J. Keenan, IV ("Mr. Keenan") may be deemed to be the indirect beneficial owner of these shares.
These shares are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis at any time. These shares have no expiration date. However, all outstanding shares of the Issuer's Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on the date when the number of the outstanding shares of Class B Common Stock represents less than 10% of the sum of the Issuer's outstanding Class A Common Stock and Class B Common Stock. In addition, each share of Class B Common Stock will convert automatically upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation.
These shares are owned directly by the Charles and Allison Keenan Family Trust Dated 6/15/09 ("Trust") and indirectly by Mr. Keenan as Co-Trustee of the Trust.
These shares are owned directly by Mr. Keenan and are held in the Charles James Keenan IV Roth IRA.
/s/ Charles J. Keenan, IV, Authorized Officer
2015-07-10
/s/ Charles J. Keenan, IV
2015-07-10