0001553350-14-001181.txt : 20141003 0001553350-14-001181.hdr.sgml : 20141003 20141003171346 ACCESSION NUMBER: 0001553350-14-001181 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140930 ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: As Seen On TV, Inc. CENTRAL INDEX KEY: 0001432967 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 800149096 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-53539 FILM NUMBER: 141140918 BUSINESS ADDRESS: STREET 1: 14044 ICOT BLVD. CITY: CLEARWATER STATE: FL ZIP: 33760 BUSINESS PHONE: 727-288-2738 MAIL ADDRESS: STREET 1: 14044 ICOT BLVD. CITY: CLEARWATER STATE: FL ZIP: 33760 FORMER COMPANY: FORMER CONFORMED NAME: H & H Imports, Inc. DATE OF NAME CHANGE: 20080421 8-K 1 astv_8k.htm CURRENT REPORT Current Report


 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549


———————


FORM 8-K



CURRENT REPORT


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):   September 30, 2014



AS SEEN ON TV, INC.

(Exact name of registrant as specified in its charter)

 

Florida

 

000-53539

 

80-0149096

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

 

 

 

 

14044 Icot Boulevard
Clearwater, Florida 33760
(Address of principal executive offices) (Zip Code)
 

(727) 230-1031
Registrant’s telephone number, including area code


———————


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 





 



Item 3.03 Material Modification to Rights of Security Holders.


On September 30, 2014, As Seen On TV, Inc. (the “Company”) extended by an additional 2 months the expiration dates of previously extended warrants to purchase up to an aggregate of 9,954,939 shares of Common Stock with an exercise price of $0.64 per share (the “Warrants”). As a result of the extension, the expiration date of the Warrants has been changed to November 30, 2014 from September 30, 2014. The Warrants were originally issued by the Company on August 29, 2011 to six purchasers of the Company’s securities under a Securities Purchase Agreement dated August 29, 2011 (the “Offering”) and a registered broker dealer that acted as placement agent for the Offering. A form of the notice confirming the extension of the Warrants is included as Exhibit 4.2 to this Current Report on Form 8-K and is incorporated herein by reference.


Item 9.01 Financial Statements and Exhibits.


(d) Exhibits.


Exhibit

Number  

 

Description

4.1

 

Form of Warrant originally issued August 29, 2011 (previously filed as Exhibit 4.2 to Form 8-K filed on August 31, 2011).

4.2

 

Form of Notice regarding the extension of the expiration date of Warrants originally issued on August 29, 2011 (previously filed as Exhibit 4.2 to Form 8-K filed on September 3, 2014).




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SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 

 

 

As Seen On TV, Inc.

 

 

By:

 

/s/ Robert DeCecco

 

 

Robert DeCecco

 

 

Chief Executive Officer


Date: October 3, 2014












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