0001144204-19-048014.txt : 20191010
0001144204-19-048014.hdr.sgml : 20191010
20191010213622
ACCESSION NUMBER: 0001144204-19-048014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191008
FILED AS OF DATE: 20191010
DATE AS OF CHANGE: 20191010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: You Harry L.
CENTRAL INDEX KEY: 0001432602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37931
FILM NUMBER: 191146957
MAIL ADDRESS:
STREET 1: EMC CORPORATION
STREET 2: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GTY Technology Holdings Inc.
CENTRAL INDEX KEY: 0001682325
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1180 NORTH TOWN CENTER DRIVE,
STREET 2: SUITE 100
CITY: LAS VEGAS
STATE: NV
ZIP: 89144
BUSINESS PHONE: (702) 945-2700
MAIL ADDRESS:
STREET 1: 1180 NORTH TOWN CENTER DRIVE,
STREET 2: SUITE 100
CITY: LAS VEGAS
STATE: NV
ZIP: 89144
4
1
tv530959_4.xml
OWNERSHIP DOCUMENT
X0306
4
2019-10-08
0
0001682325
GTY Technology Holdings Inc.
GTYH
0001432602
You Harry L.
C/O GTY TECHNOLOGY HOLDINGS INC.
1180 NORTH TOWN CENTER DRIVE, SUITE 100
LAS VEGAS
NV
89144
1
0
0
0
Common Stock
2019-10-08
4
J
0
318979
0
A
318979
D
Common Stock
2019-10-08
4
J
0
92873
0
A
92873
I
See footnote
Private Placement Warrants
11.50
2019-10-08
4
J
0
2731112
0
A
2019-03-21
2024-02-19
Common Stock
2731112
2731112
D
The shares of common stock and private placement warrants acquired by the Reporting Person and reported herein were received in a pro rata distribution by GTY Investors, LLC (the "Sponsor") to its members in connection with a liquidation of the assets of the Sponsor. As a manager of the Sponsor, the Reporting Person previously may have been deemed to be an indirect beneficial owner of the securities previously held directly by the Sponsor.
These shares of common stock are held directly by Friends of GTY, LLC, of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership of the shares held directly by Friends of GTY, LLC. The Reporting Person disclaims beneficial ownership of such shares, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
Each private placement warrant is exercisable for one share of common stock of the Issuer at $11.50 per share, subject to adjustment, as described under the heading "Description of Capital Stock-Warrants-Private Placement Warrants" in the Issuer's registration statement on Form S-1 filed on Form S-3, filed with the SEC on February 27, 2019, as amended.
/s/ Daniel Nussen, Attorney-in-Fact for Harry L. You
2019-10-10