0001104659-23-063278.txt : 20230522 0001104659-23-063278.hdr.sgml : 20230522 20230522200034 ACCESSION NUMBER: 0001104659-23-063278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mason Heather L CENTRAL INDEX KEY: 0001432601 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 23946222 MAIL ADDRESS: STREET 1: 100 SOUTH SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Assertio Holdings, Inc. CENTRAL INDEX KEY: 0001808665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 850598378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: (224) 419-7106 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 tm2316458-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-19 0 0001808665 Assertio Holdings, Inc. ASRT 0001432601 Mason Heather L ASSERTIO HOLDINGS, INC. 100 SOUTH SAUNDERS ROAD, SUITE 300 LAKE FOREST IL 60045 1 0 0 0 0 Common Stock 2023-05-19 4 S 0 89286 7.3025 D 187650 D The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 19, 2023 at prices ranging from $7.30 to $7.32 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price. /s/ Sam Schlessinger, attorney-in-fact for Heather L. Mason 2023-05-22