Chief Compliance Officer

0001398344-19-014401.txt : 20190814 0001398344-19-014401.hdr.sgml : 20190814 20190814150633 ACCESSION NUMBER: 0001398344-19-014401 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 191025648 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001432529 XXXXXXXX 06-30-2019 06-30-2019 false Baker Avenue Asset Management, LP

301 BATTERY STREET 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-13834 N Hannah Kim Chief Compliance Officer 415-986-1110 /s/ Hannah Kim San Francisco CA 08-14-2019 0 235 1239444 INFORMATION TABLE 2 fp0044048_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM Stock 002824100 230 2735 SH SOLE 0 0 2735 ABBVIE INC COM Stock 00287Y109 6160 84714 SH SOLE 0 0 84714 AFLAC INC COM Stock 001055102 1746 31868 SH SOLE 0 0 31868 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 3871 22849 SH SOLE 0 0 22849 ALLERGAN PLC SHS Stock G0177J108 1080 6453 SH SOLE 0 0 6453 ALPHABET INC CAP STK CL C Stock 02079K107 3161 2925 SH SOLE 0 0 2925 AMAZON.COM INC Stock 023135106 8237 4350 SH SOLE 0 0 4350 AMERICAN EXPRESS CO COM Stock 025816109 3737 30281 SH SOLE 0 0 30281 AMGEN INC Stock 031162100 6667 36179 SH SOLE 0 0 36179 APPLE INC Stock 037833100 14514 73334 SH SOLE 0 0 73334 APPLIED MATLS INC COM Stock 038222105 7219 160758 SH SOLE 0 0 160758 AT&T INC COM Stock 00206R102 549 16389 SH SOLE 0 0 16389 AVAGO TECHNOLOGIES LTD Stock 11135F101 2168 7534 SH SOLE 0 0 7534 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1098 5155 SH SOLE 0 0 5155 BOSTON SCIENTIFIC CORP Stock 101137107 240 5593 SH SOLE 0 0 5593 CALLON PETROLEUM CORP Stock 13123X102 407 61784 SH SOLE 0 0 61784 CATERPILLAR INC DEL COM Stock 149123101 2324 17055 SH SOLE 0 0 17055 CHARLES SCHWAB CORP Stock 808513105 10483 260857 SH SOLE 0 0 260857 CHART INDUSTRIES INC Stock 16115Q308 1311 17059 SH SOLE 0 0 17059 CHEVRON CORP NEW COM Stock 166764100 2193 17627 SH SOLE 0 0 17627 CIENA CORP Stock 171779309 863 20995 SH SOLE 0 0 20995 CISCO SYS INC Stock 17275R102 1713 31310 SH SOLE 0 0 31310 CITIGROUP INC Stock 172967424 1057 15097 SH SOLE 0 0 15097 CITIUS PHARMACEUTICALS INC COM NEW Stock 17322U207 83 84878 SH SOLE 0 0 84878 COCA COLA CO COM Stock 191216100 391 7685 SH SOLE 0 0 7685 COLGATE PALMOLIVE CO COM Stock 194162103 250 3488 SH SOLE 0 0 3488 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 10496 213248 SH SOLE 0 0 213248 CONSTELLATION BRANDS INC CL A Stock 21036P108 5909 30004 SH SOLE 0 0 30004 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 16927 142012 SH SOLE 0 0 142012 CORNING INC COM Stock 219350105 3670 110456 SH SOLE 0 0 110456 COSTCO WHOLESALE CORP Stock 22160K105 1513 5725 SH SOLE 0 0 5725 CREE INC Stock 225447101 1346 23959 SH SOLE 0 0 23959 CROCS INC Stock 227046109 917 46439 SH SOLE 0 0 46439 DANAHER CORP Stock 235851102 1016 7109 SH SOLE 0 0 7109 DARDEN RESTAURANTS INC Stock 237194105 1733 14241 SH SOLE 0 0 14241 DIAMONDBACK ENERGY INC COM Stock 25278X109 601 5520 SH SOLE 0 0 5520 DIREXION DAILY S&P OIL SERVICES BULL 3X SHARES ETF 25490K356 315 44800 SH SOLE 0 0 44800 DIREXION SHS ETF TR SMALL CAP BULL 3X SHS ETF 25459W847 311 5000 SH SOLE 0 0 5000 DISNEY WALT CO COM DISNEY Stock 254687106 7023 50295 SH SOLE 0 0 50295 DOMINOS PIZZA INC Stock 25754A201 1085 3900 SH SOLE 0 0 3900 EATON CORP PLC SHS Stock G29183103 4224 50725 SH SOLE 0 0 50725 ECOLAB INC COM Stock 278865100 1781 9022 SH SOLE 0 0 9022 ENERGY SELECT SECTOR SPDR ETF 81369Y506 7245 113727 SH SOLE 0 0 113727 EXXON MOBIL CORP COM Stock 30231G102 4381 57183 SH SOLE 0 0 57183 FACEBOOK INC CL A Stock 30303M102 436 2261 SH SOLE 0 0 2261 FATE THERAPEUTICS INC COM Stock 31189P102 406 20000 SH SOLE 0 0 20000 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 10039 363755 SH SOLE 0 0 363755 FIRST INDL RLTY TR INC REIT 32054K103 259 7067 SH SOLE 0 0 7067 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF 33738R118 2051 52578 SH SOLE 0 0 52578 FIRST TR LARGE CAP CORE ALPHADEX FD COMSHS ETF 33734K109 1719 28070 SH SOLE 0 0 28070 FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS ETF 33735J101 558 10720 SH SOLE 0 0 10720 FIRST TR MID CAP CORE ALPHADEX FD ETF 33735B108 228 3320 SH SOLE 0 0 3320 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 301 15540 SH SOLE 0 0 15540 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 6853 203119 SH SOLE 0 0 203119 FLOOR & DECOR HLDGS INC CL A Stock 339750101 809 19319 SH SOLE 0 0 19319 FMC TECHNOLOGIES INC Stock G87110105 4095 157875 SH SOLE 0 0 157875 FORTIVE CORP COM Stock 34959J108 361 4430 SH SOLE 0 0 4430 FREEDOM 100 EMERGING MARKETS ETF ETF 02072L607 533 20000 SH SOLE 0 0 20000 FREEPORT MCMORAN COPPER Stock 35671D857 1611 138770 SH SOLE 0 0 138770 GARMIN LTD Stock H2906T109 224 2814 SH SOLE 0 0 2814 GENERAL ELECTRIC CO COM Stock 369604103 237 22592 SH SOLE 0 0 22592 GENERAL MOTORS CORP Stock 37045V100 4846 125786 SH SOLE 0 0 125786 GLOBANT S A COM Stock L44385109 919 9097 SH SOLE 0 0 9097 GOLAR LNG LTD SHS ISIN BMG9456A1009 Stock G9456A100 2897 156766 SH SOLE 0 0 156766 GOOGLE INC Stock 02079K305 3289 3038 SH SOLE 0 0 3038 GREENLANE HLDGS INC CL A Stock 395330103 2468 257352 SH SOLE 0 0 257352 GROUPON INC COM Stock 399473107 595 166400 SH SOLE 0 0 166400 GRUBHUB INC COM Stock 400110102 987 12668 SH SOLE 0 0 12668 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 8022 86600 SH SOLE 0 0 86600 HESS CORP COM Stock 42809H107 1959 30831 SH SOLE 0 0 30831 HOME DEPOT Stock 437076102 1671 8039 SH SOLE 0 0 8039 HONEYWELL INTL INC Stock 438516106 7680 43994 SH SOLE 0 0 43994 HUNTSMAN CORP Stock 447011107 954 46698 SH SOLE 0 0 46698 IDEXX LABS INC Stock 45168D104 1599 5808 SH SOLE 0 0 5808 ILLUMINA INC Stock 452327109 337 917 SH SOLE 0 0 917 IMPINJ INC COM Stock 453204109 503 17595 SH SOLE 0 0 17595 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 265 3425 SH SOLE 0 0 3425 INGERSOLL-RAND PLC SHS Stock G47791101 2158 17042 SH SOLE 0 0 17042 INNOVATOR IBD 50 ETF ETF 45782C102 292 8530 SH SOLE 0 0 8530 INTEL CORP COM Stock 458140100 937 19590 SH SOLE 0 0 19590 INTL BUSINESS MACHINES Stock 459200101 10335 74951 SH SOLE 0 0 74951 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 451 27606 SH SOLE 0 0 27606 INVESCO S&P 500 EQUAL WEIGHT MATERIALS ETF ETF 46137V316 9420 85929 SH SOLE 0 0 85929 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 554 24943 SH SOLE 0 0 24943 ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 4715 46886 SH SOLE 0 0 46886 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 1138 21307 SH SOLE 0 0 21307 ISHARES AGGREGATE BOND ETF ETF 464287226 56842 510483 SH SOLE 0 0 510483 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 5240 103917 SH SOLE 0 0 103917 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 12759 334016 SH SOLE 0 0 334016 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 1129 19264 SH SOLE 0 0 19264 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 664 10606 SH SOLE 0 0 10606 ISHARES DJ US CONSUMER SERVICES ETF 464287580 745 3422 SH SOLE 0 0 3422 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 12860 108434 SH SOLE 0 0 108434 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 23347 255251 SH SOLE 0 0 255251 ISHARES GLBL INDSTRLS INDX FD ETF 464288729 342 3743 SH SOLE 0 0 3743 ISHARES GOLD TRUST ETF ETF 464285105 255 18923 SH SOLE 0 0 18923 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 420 3385 SH SOLE 0 0 3385 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 7694 88255 SH SOLE 0 0 88255 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 8565 75610 SH SOLE 0 0 75610 ISHARES KLD SEL SOC FD ETF 464288802 528 4339 SH SOLE 0 0 4339 ISHARES LIQUIDITY INCOME ETF ETF 46434V878 298 5930 SH SOLE 0 0 5930 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 1505 32196 SH SOLE 0 0 32196 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 750 11664 SH SOLE 0 0 11664 ISHARES MSCI EAFE ETF ETF 464287465 13315 202586 SH SOLE 0 0 202586 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 15648 193740 SH SOLE 0 0 193740 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 7404 128990 SH SOLE 0 0 128990 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 11866 246850 SH SOLE 0 0 246850 ISHARES MSCI EM ESG SELECT ETF ETF 46434G863 825 24290 SH SOLE 0 0 24290 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 724 16888 SH SOLE 0 0 16888 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 9136 179389 SH SOLE 0 0 179389 ISHARES MSCI GLOBAL IMPACT ETF ETF 46435G532 2058 35685 SH SOLE 0 0 35685 ISHARES MSCI JAPAN ETF ETF 46434G822 6376 116820 SH SOLE 0 0 116820 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 11350 104037 SH SOLE 0 0 104037 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 404 7130 SH SOLE 0 0 7130 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 28124 178747 SH SOLE 0 0 178747 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 6570 51647 SH SOLE 0 0 51647 ISHARES RUSSELL 2000 ETF ETF 464287655 12289 79034 SH SOLE 0 0 79034 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 377 1877 SH SOLE 0 0 1877 ISHARES RUSSELL 2000 VALUE ETF 464287630 1129 9373 SH SOLE 0 0 9373 ISHARES RUSSELL MICROCAP INDEX ETF 464288869 1134 12177 SH SOLE 0 0 12177 ISHARES S&P 500 GROWTH ETF ETF 464287309 730 4074 SH SOLE 0 0 4074 ISHARES S&P 500 INDEX ETF 464287200 60574 205510 SH SOLE 0 0 205510 ISHARES S&P 500 VALUE ETF ETF 464287408 37511 321793 SH SOLE 0 0 321793 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 413 2593 SH SOLE 0 0 2593 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 15399 70489 SH SOLE 0 0 70489 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 746 9541 SH SOLE 0 0 9541 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 349 2350 SH SOLE 0 0 2350 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 1164 23137 SH SOLE 0 0 23137 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 5176 21506 SH SOLE 0 0 21506 ISHARES TR KLD 400 SOCIAL INDEX FD ETF 464288570 924 8450 SH SOLE 0 0 8450 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 4640 62956 SH SOLE 0 0 62956 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 295 1818 SH SOLE 0 0 1818 ISHARES TR S&P 1500 INDEX FD ETF 464287150 347 5220 SH SOLE 0 0 5220 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 19405 112587 SH SOLE 0 0 112587 ITAU UNIBANCO HLDG SA SPON ADR REP PFD ADR 465562106 375 39828 SH SOLE 0 0 39828 JOHNSON & JOHNSON COM Stock 478160104 855 6145 SH SOLE 0 0 6145 JPMORGAN CHASE & CO COM Stock 46625H100 5598 50075 SH SOLE 0 0 50075 KBW REGIONAL BANKINGETF ETF 78464A698 296 5540 SH SOLE 0 0 5540 L-3 COMMUNICATIONS HLDGS INC Stock 502413107 444 1814 SH SOLE 0 0 1814 LOCKHEED MARTIN CORP Stock 539830109 219 603 SH SOLE 0 0 603 LOWES COS INC COM Stock 548661107 1737 17216 SH SOLE 0 0 17216 MACROGENICS INC COM Stock 556099109 169 10000 SH SOLE 0 0 10000 MADISON SQUARE GARDEN CO NEW CL A Stock 55825T103 237 847 SH SOLE 0 0 847 MARSH & MCLENNAN COS INC COM Stock 571748102 406 4075 SH SOLE 0 0 4075 MARTIN MARIETTA MATLS INC COM Stock 573284106 713 3100 SH SOLE 0 0 3100 MARVELL TECHNOLOGY GROUP LTD Stock G5876H105 1674 70159 SH SOLE 0 0 70159 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 3023 51687 SH SOLE 0 0 51687 MCDONALDS CORP COM Stock 580135101 826 3982 SH SOLE 0 0 3982 MERCADOLIBRE INC Stock 58733R102 502 821 SH SOLE 0 0 821 MERCK & CO INC Stock 58933Y105 2294 27367 SH SOLE 0 0 27367 MICROSOFT Stock 594918104 22543 168286 SH SOLE 0 0 168286 MONDELEZ INTL INC CL A Stock 609207105 471 8751 SH SOLE 0 0 8751 MYLAN N V SHS EURO Stock N59465109 290 15235 SH SOLE 0 0 15235 NETFLIX COM INC Stock 64110L106 287 782 SH SOLE 0 0 782 NORTHROP GRUMMAN CORP COM Stock 666807102 6582 20371 SH SOLE 0 0 20371 NUVEEN NEW YORK QLT MUN INC FD COM CEF 67066X107 202 14604 SH SOLE 0 0 14604 NVIDIA CORP Stock 67066G104 1450 8830 SH SOLE 0 0 8830 ON SEMICONDUCTOR CORP COM Stock 682189105 1743 86278 SH SOLE 0 0 86278 ORACLE CORPORATION Stock 68389X105 642 11277 SH SOLE 0 0 11277 PALO ALTO NETWORKS INC COM Stock 697435105 391 1921 SH SOLE 0 0 1921 PAYCHEX INC Stock 704326107 1670 20299 SH SOLE 0 0 20299 PAYPAL HLDGS INC COM Stock 70450Y103 1500 13109 SH SOLE 0 0 13109 PFIZER INC COM Stock 717081103 1363 31486 SH SOLE 0 0 31486 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 1192 11716 SH SOLE 0 0 11716 PIMCO NEW YORK MUN FD II COM CEF 72200Y102 212 18283 SH SOLE 0 0 18283 POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO ETF 46137V837 440 7310 SH SOLE 0 0 7310 POWERSHARES FINANCIAL PREFERRED ETF ETF 46137V621 8613 467608 SH SOLE 0 0 467608 POWERSHARES GLOBAL PREFERRED ETF ETF 46138E511 398 27210 SH SOLE 0 0 27210 POWERSHARES QQQ TR ETF 46090E103 1074 5753 SH SOLE 0 0 5753 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 6262 113816 SH SOLE 0 0 113816 PROCTER AND GAMBLE CO COM Stock 742718109 1469 13400 SH SOLE 0 0 13400 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 5857 84439 SH SOLE 0 0 84439 QUALCOMM INC Stock 747525103 1120 14736 SH SOLE 0 0 14736 RANGE RESOURCES CORP Stock 75281A109 510 73200 SH SOLE 0 0 73200 REGIONS FINANCIAL CORP NEW Stock 7591EP100 1437 96231 SH SOLE 0 0 96231 RYDEX RUSSELL TOP 50 ETF ETF 46137V233 1561 7440 SH SOLE 0 0 7440 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1085 3061 SH SOLE 0 0 3061 SAGE THERAPEUTICS INC COM Stock 78667J108 384 2100 SH SOLE 0 0 2100 SIMPSON MANUFACTURING CO INC Stock 829073105 54418 818810 SH SOLE 0 0 818810 SIRIUS XM RADIO INC Stock 82968B103 148 26684 SH SOLE 0 0 26684 SNAP INC CL A Stock 83304A106 357 25000 SH SOLE 0 0 25000 SONY CORP SPONSORED ADR ADR 835699307 4788 91402 SH SOLE 0 0 91402 SORRENTO THERAPEUTICS INC COM NEW Stock 83587F202 26 10000 SH SOLE 0 0 10000 SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF ETF 78468R408 4744 174245 SH SOLE 0 0 174245 SPDR BIOTECH ETF ETF 78464A870 1719 19602 SH SOLE 0 0 19602 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 982 21254 SH SOLE 0 0 21254 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 9019 170601 SH SOLE 0 0 170601 SPDR DJ WILSHIRE REIT (ETF) ETF 78464A607 248 2516 SH SOLE 0 0 2516 SPDR MUNICIPAL BOND ETF ETF 78468R721 646 12885 SH SOLE 0 0 12885 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 45338 1554276 SH SOLE 0 0 1554276 SPDR S&P 500 ETF ETF 78462F103 2234 7627 SH SOLE 0 0 7627 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 7878 75817 SH SOLE 0 0 75817 SPDR S&P HOMEBUILDERETF ETF 78464A888 7750 185957 SH SOLE 0 0 185957 SPDR SER TR S&P DIVID ETF ETF 78464A763 29456 291992 SH SOLE 0 0 291992 SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF ETF 78464A730 844 31000 SH SOLE 0 0 31000 SPROTT PHYSICAL GOLD TRUST CEF 85207H104 507 44825 SH SOLE 0 0 44825 STARBUCKS CORP Stock 855244109 277 3314 SH SOLE 0 0 3314 STIFEL FINANCIAL CP Stock 860630102 295 5006 SH SOLE 0 0 5006 STRYKER CORP Stock 863667101 310 1510 SH SOLE 0 0 1510 SUNPOWER CORP Stock 867652406 3394 317516 SH SOLE 0 0 317516 SYSCO CORP COM Stock 871829107 814 11516 SH SOLE 0 0 11516 TARGET CORP COM Stock 87612E106 2757 31837 SH SOLE 0 0 31837 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 2297 29444 SH SOLE 0 0 29444 TELADOC HEALTH INC COM Stock 87918A105 451 6800 SH SOLE 0 0 6800 THE 3D PRINTING ETF ETF 00214Q500 1521 64159 SH SOLE 0 0 64159 TILRAY INC COM CL 2 Stock 88688T100 256 5500 SH SOLE 0 0 5500 UNITED PARCEL SERVICE INC Stock 911312106 3959 38340 SH SOLE 0 0 38340 UNITED RENTALS INC Stock 911363109 2997 22602 SH SOLE 0 0 22602 UNITED TECHNOLOGIES CORP COM Stock 913017109 787 6052 SH SOLE 0 0 6052 UNITEDHEALTH GROUP Stock 91324P102 1840 7542 SH SOLE 0 0 7542 US BANCORP DEL COM NEW Stock 902973304 299 5716 SH SOLE 0 0 5716 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 431 3750 SH SOLE 0 0 3750 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 19032 373258 SH SOLE 0 0 373258 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 21354 511967 SH SOLE 0 0 511967 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 22898 538397 SH SOLE 0 0 538397 VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF ETF 922042676 229 3895 SH SOLE 0 0 3895 VANGUARD LARGE CAP ETF 922908637 37427 277816 SH SOLE 0 0 277816 VANGUARD REIT INDEX ETF ETF 922908553 9620 110069 SH SOLE 0 0 110069 VANGUARD S&P 500 ETF ETF 922908363 349 1297 SH SOLE 0 0 1297 VANGUARD SHORT TERM BOND ETF 921937827 5812 72181 SH SOLE 0 0 72181 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 890 11037 SH SOLE 0 0 11037 VANGUARD SMALL CAP ETF ETF 922908751 11398 72758 SH SOLE 0 0 72758 VANGUARD SMALL CAP VALUE ETF ETF 922908611 990 7585 SH SOLE 0 0 7585 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 60654 730157 SH SOLE 0 0 730157 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 76963 512779 SH SOLE 0 0 512779 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 7236 96282 SH SOLE 0 0 96282 VERTEX PHARMACEUTICALS IN Stock 92532F100 1315 7176 SH SOLE 0 0 7176 VULCAN MATLS CO COM Stock 929160109 1459 10631 SH SOLE 0 0 10631 WEYERHAEUSER CO Stock 962166104 3281 124570 SH SOLE 0 0 124570 WISDOMTREE INTL SMALLCAP DIVIDEND ETF 97717W760 3286 50542 SH SOLE 0 0 50542 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND ETF 97717X669 5770 132197 SH SOLE 0 0 132197 WYNN RESORTS LTD Stock 983134107 567 4581 SH SOLE 0 0 4581 XILINX INC Stock 983919101 220 1870 SH SOLE 0 0 1870 XYLEM INC Stock 98419M100 1691 20228 SH SOLE 0 0 20228 YANDEX N.V. COM CL A Stock N97284108 799 21035 SH SOLE 0 0 21035