Chief Compliance Officer

0001398344-18-002305.txt : 20180214 0001398344-18-002305.hdr.sgml : 20180214 20180214122106 ACCESSION NUMBER: 0001398344-18-002305 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 18609717 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001432529 XXXXXXXX 12-31-2017 12-31-2017 false Baker Avenue Asset Management, LP

301 Battery Street 2nd Floor San Francisco CA 94111

13F HOLDINGS REPORT 028-13834 N Hannah Kim Chief Compliance Officer 415-986-1110 /s/ Hannah Kim San Francisco CA 02-14-2018 0 231 1036817 INFORMATION TABLE 2 fp0031177_13fhr-table.xml 13F INFORMATION TABLE ABB LTD SPONSORED ADR ADR 000375204 1184 44154 SH SOLE 0 0 44154 ABBVIE INC COM Stock 00287Y109 2628 27176 SH SOLE 0 0 27176 ADVISORSHARES DORSEY WRIGHT ADR ETF ETF 00768Y206 330 5600 SH SOLE 0 0 5600 AFLAC INC COM Stock 001055102 1419 16163 SH SOLE 0 0 16163 AIR LEASE CORP CL A Stock 00912X302 1116 23207 SH SOLE 0 0 23207 AKAMAI TECHNOLOGIES INC COM Stock 00971T101 2360 36287 SH SOLE 0 0 36287 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 2523 14631 SH SOLE 0 0 14631 ALPHABET INC CAP STK CL A Stock 02079K305 1039 986 SH SOLE 0 0 986 ALPHABET INC CAP STK CL C Stock 02079K107 4032 3853 SH SOLE 0 0 3853 ALTRIA GROUP INC COM Stock 02209S103 381 5341 SH SOLE 0 0 5341 AMAZON COM INC COM Stock 023135106 6412 5483 SH SOLE 0 0 5483 AMERICAN EXPRESS CO COM Stock 025816109 220 2220 SH SOLE 0 0 2220 AMGEN INC COM Stock 031162100 6312 36300 SH SOLE 0 0 36300 APPLE INC COM Stock 037833100 10153 59992 SH SOLE 0 0 59992 APPLIED MATLS INC COM Stock 038222105 14398 281655 SH SOLE 0 0 281655 AT&T INC COM Stock 00206R102 828 21300 SH SOLE 0 0 21300 BANK NEW YORK MELLON CORP COM Stock 064058100 1630 30258 SH SOLE 0 0 30258 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1159 5848 SH SOLE 0 0 5848 BLACKHAWK NETWORK HLDGS INC COM Stock 09238E104 1651 46322 SH SOLE 0 0 46322 BROADCOM LTD SHS Stock Y09827109 1240 4827 SH SOLE 0 0 4827 CALAMP CORP COM Stock 128126109 913 42618 SH SOLE 0 0 42618 CALLON PETE CO DEL COM Stock 13123X102 1664 136975 SH SOLE 0 0 136975 CATERPILLAR INC DEL COM Stock 149123101 1573 9979 SH SOLE 0 0 9979 CBS CORP NEW CL B Stock 124857202 539 9136 SH SOLE 0 0 9136 CELGENE CORP COM Stock 151020104 1761 16875 SH SOLE 0 0 16875 CHEVRON CORP NEW COM Stock 166764100 2800 22367 SH SOLE 0 0 22367 CIENA CORP COM NEW Stock 171779309 379 18130 SH SOLE 0 0 18130 CITIGROUP INC COM NEW Stock 172967424 1119 15033 SH SOLE 0 0 15033 COCA COLA CO COM Stock 191216100 317 6900 SH SOLE 0 0 6900 COGNEX CORP COM Stock 192422103 789 12896 SH SOLE 0 0 12896 COLGATE PALMOLIVE CO COM Stock 194162103 301 3986 SH SOLE 0 0 3986 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 4122 41767 SH SOLE 0 0 41767 CORNING INC COM Stock 219350105 3609 112830 SH SOLE 0 0 112830 COSTCO WHSL CORP NEW COM Stock 22160K105 1069 5742 SH SOLE 0 0 5742 CSX CORP COM Stock 126408103 2824 51339 SH SOLE 0 0 51339 DISNEY WALT CO COM DISNEY Stock 254687106 5302 49319 SH SOLE 0 0 49319 DOWDUPONT INC COM Stock 26078J100 7619 106985 SH SOLE 0 0 106985 ECOLAB INC COM Stock 278865100 1152 8586 SH SOLE 0 0 8586 EDISON INTL COM Stock 281020107 861 13620 SH SOLE 0 0 13620 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 8124 112432 SH SOLE 0 0 112432 EXXON MOBIL CORP COM Stock 30231G102 4065 48605 SH SOLE 0 0 48605 FACEBOOK INC CL A Stock 30303M102 395 2236 SH SOLE 0 0 2236 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 10415 373159 SH SOLE 0 0 373159 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 1970 33650 SH SOLE 0 0 33650 FIRST TRUST LARGE CAP VALUE OPPORTUNITIES ALPHADEX FUND ETF 33735J101 746 13650 SH SOLE 0 0 13650 FIRST TRUST MID CAP CORE ALPHADEX FUND ETF 33735B108 241 3660 SH SOLE 0 0 3660 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND ETF 33738R118 287 8157 SH SOLE 0 0 8157 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 920 29812 SH SOLE 0 0 29812 FLEETCOR TECHNOLOGIES INC COM Stock 339041105 952 4948 SH SOLE 0 0 4948 FLOTEK INDS INC DEL COM Stock 343389102 637 136696 SH SOLE 0 0 136696 FREEPORT-MCMORAN INC CL B Stock 35671D857 4571 241111 SH SOLE 0 0 241111 GARMIN LTD SHS Stock H2906T109 219 3669 SH SOLE 0 0 3669 GENERAL ELECTRIC CO COM Stock 369604103 1268 72638 SH SOLE 0 0 72638 GENERAL MTRS CO COM Stock 37045V100 3452 84212 SH SOLE 0 0 84212 GLOBANT S A COM Stock L44385109 1083 23310 SH SOLE 0 0 23310 GOLAR LNG LTD BERMUDA SHS Stock G9456A100 3674 123232 SH SOLE 0 0 123232 GOLDMAN SACHS GROUP INC COM Stock 38141G104 4640 18214 SH SOLE 0 0 18214 GROUPON INC COM Stock 399473107 1180 231466 SH SOLE 0 0 231466 GTT COMMUNICATIONS INC COM Stock 362393100 819 17445 SH SOLE 0 0 17445 GUGGENHEIM S&P 500 TOP 50 ETF ETF 78355W205 1020 5367 SH SOLE 0 0 5367 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 4556 55110 SH SOLE 0 0 55110 HOLOGIC INC COM Stock 436440101 865 20233 SH SOLE 0 0 20233 HONEYWELL INTL INC COM Stock 438516106 6632 43247 SH SOLE 0 0 43247 HUNTSMAN CORP COM Stock 447011107 895 26883 SH SOLE 0 0 26883 ILLUMINA INC COM Stock 452327109 1219 5581 SH SOLE 0 0 5581 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 484 6402 SH SOLE 0 0 6402 INGERSOLL-RAND PLC SHS Stock G47791101 987 11062 SH SOLE 0 0 11062 INTEL CORP COM Stock 458140100 4559 98761 SH SOLE 0 0 98761 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 14065 91673 SH SOLE 0 0 91673 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 1629 10671 SH SOLE 0 0 10671 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN ETF 06738C778 1157 47403 SH SOLE 0 0 47403 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 5597 53539 SH SOLE 0 0 53539 ISHARES COMEX GOLD TRUST ETF 464285105 301 24077 SH SOLE 0 0 24077 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 7544 151400 SH SOLE 0 0 151400 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 2873 82604 SH SOLE 0 0 82604 ISHARES CORE MSCI EAFE ETF ETF 46432F842 549 8310 SH SOLE 0 0 8310 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 231 4061 SH SOLE 0 0 4061 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 977 15492 SH SOLE 0 0 15492 ISHARES CORE S&P 500 ETF ETF 464287200 1582 5884 SH SOLE 0 0 5884 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 345 6410 SH SOLE 0 0 6410 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 37206 340308 SH SOLE 0 0 340308 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 207 2830 SH SOLE 0 0 2830 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 12563 121821 SH SOLE 0 0 121821 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 17613 212463 SH SOLE 0 0 212463 ISHARES FLOATING RATE BOND ETF ETF 46429B655 4108 80840 SH SOLE 0 0 80840 ISHARES GLOBAL INDUSTRIALS ETF ETF 464288729 228 2457 SH SOLE 0 0 2457 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 7754 88864 SH SOLE 0 0 88864 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 463 3806 SH SOLE 0 0 3806 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 1840 16850 SH SOLE 0 0 16850 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 290 8580 SH SOLE 0 0 8580 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 6779 58389 SH SOLE 0 0 58389 ISHARES MICRO-CAP ETF ETF 464288869 7036 73516 SH SOLE 0 0 73516 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 2137 42774 SH SOLE 0 0 42774 ISHARES MSCI ACWI INDEX FUND ETF 464288257 17124 237538 SH SOLE 0 0 237538 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 757 11157 SH SOLE 0 0 11157 ISHARES MSCI EAFE ETF ETF 464287465 17322 246371 SH SOLE 0 0 246371 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 14707 182154 SH SOLE 0 0 182154 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 11373 176325 SH SOLE 0 0 176325 ISHARES MSCI EAFE VALUE ETF ETF 464288877 23368 423299 SH SOLE 0 0 423299 ISHARES MSCI EM ESG SELECT ETF ETF 46434G863 637 8624 SH SOLE 0 0 8624 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1151 24425 SH SOLE 0 0 24425 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 412 4198 SH SOLE 0 0 4198 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 714 6426 SH SOLE 0 0 6426 ISHARES MSCI WORLD ETF ETF 464286392 2993 33967 SH SOLE 0 0 33967 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 4501 42154 SH SOLE 0 0 42154 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 398 7130 SH SOLE 0 0 7130 ISHARES RUSSELL 1000 ETF ETF 464287622 7451 50135 SH SOLE 0 0 50135 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 15254 113262 SH SOLE 0 0 113262 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 6519 52428 SH SOLE 0 0 52428 ISHARES RUSSELL 2000 ETF ETF 464287655 12217 80135 SH SOLE 0 0 80135 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 9035 48395 SH SOLE 0 0 48395 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 2389 18995 SH SOLE 0 0 18995 ISHARES RUSSELL 3000 ETF ETF 464287689 32644 206388 SH SOLE 0 0 206388 ISHARES S&P 500 GROWTH ETF ETF 464287309 2794 18287 SH SOLE 0 0 18287 ISHARES S&P 500 VALUE ETF ETF 464287408 36083 315854 SH SOLE 0 0 315854 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 512 3199 SH SOLE 0 0 3199 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 379 2470 SH SOLE 0 0 2470 ISHARES S&P SMALL-CAP FUND ETF 464287804 2164 28175 SH SOLE 0 0 28175 ISHARES TIPS BOND ETF ETF 464287176 6362 55772 SH SOLE 0 0 55772 ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF ETF 464288794 7523 119856 SH SOLE 0 0 119856 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 426 2377 SH SOLE 0 0 2377 ISHARES U.S. MEDICAL DEVICES ETF ETF 464288810 4305 24814 SH SOLE 0 0 24814 ITAU UNIBANCO HLDG SA SPON ADR REP PFD ADR 465562106 345 26552 SH SOLE 0 0 26552 JOHNSON & JOHNSON COM Stock 478160104 6548 46862 SH SOLE 0 0 46862 JPMORGAN CHASE & CO COM Stock 46625H100 6142 57434 SH SOLE 0 0 57434 LIBERTY GLOBAL PLC SHS CL A Stock G5480U104 2974 82971 SH SOLE 0 0 82971 LOWES COS INC COM Stock 548661107 1703 18320 SH SOLE 0 0 18320 LYONDELLBASELL INDUSTRIES N V SHS - A - Stock N53745100 623 5643 SH SOLE 0 0 5643 MALLINCKRODT PUB LTD CO SHS Stock G5785G107 1190 52743 SH SOLE 0 0 52743 MANPOWERGROUP INC COM Stock 56418H100 533 4230 SH SOLE 0 0 4230 MARSH & MCLENNAN COS INC COM Stock 571748102 332 4075 SH SOLE 0 0 4075 MARTIN MARIETTA MATLS INC COM Stock 573284106 689 3117 SH SOLE 0 0 3117 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 844 39323 SH SOLE 0 0 39323 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 4307 71156 SH SOLE 0 0 71156 MCDERMOTT INTL INC COM Stock 580037109 1531 232617 SH SOLE 0 0 232617 MCDONALDS CORP COM Stock 580135101 351 2038 SH SOLE 0 0 2038 MERCK & CO INC COM Stock 58933Y105 1407 25002 SH SOLE 0 0 25002 MGM RESORTS INTERNATIONAL COM Stock 552953101 482 14450 SH SOLE 0 0 14450 MICROSOFT CORP COM Stock 594918104 16901 197584 SH SOLE 0 0 197584 MONDELEZ INTL INC CL A Stock 609207105 783 18300 SH SOLE 0 0 18300 MOSAIC CO NEW COM Stock 61945C103 926 36080 SH SOLE 0 0 36080 MYLAN N V SHS EURO Stock N59465109 2749 64968 SH SOLE 0 0 64968 NORDSTROM INC COM Stock 655664100 304 6425 SH SOLE 0 0 6425 NORTHERN TR CORP COM Stock 665859104 1038 10388 SH SOLE 0 0 10388 NORTHROP GRUMMAN CORP COM Stock 666807102 3971 12937 SH SOLE 0 0 12937 NUTANIX INC CL A Stock 67059N108 896 25399 SH SOLE 0 0 25399 NVIDIA CORP COM Stock 67066G104 1219 6302 SH SOLE 0 0 6302 NXP SEMICONDUCTORS N V COM Stock N6596X109 234 2000 SH SOLE 0 0 2000 ON DECK CAP INC COM Stock 682163100 91 15802 SH SOLE 0 0 15802 ON SEMICONDUCTOR CORP COM Stock 682189105 1600 76391 SH SOLE 0 0 76391 ORACLE CORP COM Stock 68389X105 1049 22181 SH SOLE 0 0 22181 PALO ALTO NETWORKS INC COM Stock 697435105 278 1921 SH SOLE 0 0 1921 PANDORA MEDIA INC COM Stock 698354107 89 18531 SH SOLE 0 0 18531 PAYCHEX INC COM Stock 704326107 228 3344 SH SOLE 0 0 3344 PERRIGO CO PLC SHS Stock G97822103 1309 15023 SH SOLE 0 0 15023 PFIZER INC COM Stock 717081103 7729 213397 SH SOLE 0 0 213397 PG&E CORP COM Stock 69331C108 1237 27600 SH SOLE 0 0 27600 POWERSHARES DB OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 PORTFOLI ETF 73937V106 748 42869 SH SOLE 0 0 42869 POWERSHARES DWA MOMENTUM PORTFOLIO ETF 73935X153 977 18920 SH SOLE 0 0 18920 POWERSHARES FINANCIAL PREFERRED PORTFOLIO ETF 73935X229 6692 354658 SH SOLE 0 0 354658 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 3688 23676 SH SOLE 0 0 23676 POWERSHARES SENIOR LOAN PORTFOLIO ETF 73936Q769 5537 240307 SH SOLE 0 0 240307 PPG INDS INC COM Stock 693506107 943 8075 SH SOLE 0 0 8075 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 1549 24187 SH SOLE 0 0 24187 QUALCOMM INC COM Stock 747525103 14139 220859 SH SOLE 0 0 220859 RANGE RES CORP COM Stock 75281A109 956 56015 SH SOLE 0 0 56015 RED HAT INC COM Stock 756577102 240 2000 SH SOLE 0 0 2000 REGIONS FINL CORP NEW COM Stock 7591EP100 1539 89070 SH SOLE 0 0 89070 SANCHEZ ENERGY CORP COM Stock 79970Y105 1163 218981 SH SOLE 0 0 218981 SCHEIN HENRY INC COM Stock 806407102 922 13200 SH SOLE 0 0 13200 SCHLUMBERGER LTD COM Stock 806857108 222 3296 SH SOLE 0 0 3296 SCHWAB CHARLES CORP NEW COM Stock 808513105 14956 291144 SH SOLE 0 0 291144 SIMPSON MANUFACTURING CO INC COM Stock 829073105 56742 988367 SH SOLE 0 0 988367 SMUCKER J M CO COM NEW Stock 832696405 201 1620 SH SOLE 0 0 1620 SONY CORP SPONSORED ADR ADR 835699307 6849 152373 SH SOLE 0 0 152373 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 1342 28435 SH SOLE 0 0 28435 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 7890 155920 SH SOLE 0 0 155920 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 454 9275 SH SOLE 0 0 9275 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 23396 814074 SH SOLE 0 0 814074 SPDR S&P 500 ETF ETF 78462F103 375 1406 SH SOLE 0 0 1406 SPDR S&P BIOTECH ETF ETF 78464A870 2276 26821 SH SOLE 0 0 26821 SPDR S&P DIVIDEND ETF ETF 78464A763 8148 86238 SH SOLE 0 0 86238 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 1479 4281 SH SOLE 0 0 4281 SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF ETF 78464A730 706 19000 SH SOLE 0 0 19000 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 403 6841 SH SOLE 0 0 6841 SPROTT PHYSICAL GOLD TRUST UNIT CEF 85207H104 544 51340 SH SOLE 0 0 51340 SPS COMM INC COM Stock 78463M107 553 11381 SH SOLE 0 0 11381 STERICYCLE INC DEP PFD A 1/10 Convertible Preferred 858912207 869 16415 SH SOLE 0 0 16415 SUNPOWER CORP COM Stock 867652406 1022 121221 SH SOLE 0 0 121221 SUNTRUST BKS INC COM Stock 867914103 1798 27837 SH SOLE 0 0 27837 SYMANTEC CORP COM Stock 871503108 865 30816 SH SOLE 0 0 30816 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR ADR 874039100 215 5419 SH SOLE 0 0 5419 TARGET CORP COM Stock 87612E106 1495 22910 SH SOLE 0 0 22910 TE CONNECTIVITY LTD REG SHS Stock H84989104 1322 13911 SH SOLE 0 0 13911 TECHNIPFMC PLC COM Stock G87110105 5761 183991 SH SOLE 0 0 183991 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1166 18232 SH SOLE 0 0 18232 UNITED STATES STL CORP NEW COM Stock 912909108 1150 32683 SH SOLE 0 0 32683 UNITEDHEALTH GROUP INC COM Stock 91324P102 1329 6030 SH SOLE 0 0 6030 URBAN OUTFITTERS INC COM Stock 917047102 1167 33300 SH SOLE 0 0 33300 US BANCORP DEL COM NEW Stock 902973304 3353 62581 SH SOLE 0 0 62581 VALE S A ADR ADR 91912E105 849 69742 SH SOLE 0 0 69742 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 3287 32212 SH SOLE 0 0 32212 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 22876 418054 SH SOLE 0 0 418054 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 236 1980 SH SOLE 0 0 1980 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 21900 488195 SH SOLE 0 0 488195 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 15794 344014 SH SOLE 0 0 344014 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 1278 14920 SH SOLE 0 0 14920 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 1809 21585 SH SOLE 0 0 21585 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 14124 115221 SH SOLE 0 0 115221 VANGUARD REAL ESTATE ETF ETF 922908553 2518 30344 SH SOLE 0 0 30344 VANGUARD S&P 500 VALUE ETF ETF 921932703 521 4740 SH SOLE 0 0 4740 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 8613 108890 SH SOLE 0 0 108890 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 1716 21634 SH SOLE 0 0 21634 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 3615 24458 SH SOLE 0 0 24458 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 1105 8324 SH SOLE 0 0 8324 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 46427 569171 SH SOLE 0 0 569171 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 277 4869 SH SOLE 0 0 4869 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 36089 262941 SH SOLE 0 0 262941 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 16009 215578 SH SOLE 0 0 215578 VANGUARD VALUE INDEX FUND ETF 922908744 1598 15032 SH SOLE 0 0 15032 VMWARE INC CL A COM Stock 928563402 10165 81110 SH SOLE 0 0 81110 VULCAN MATLS CO COM Stock 929160109 949 7389 SH SOLE 0 0 7389 WEATHERFORD INTL PLC ORD SHS Stock G48833100 914 219139 SH SOLE 0 0 219139 WELLS FARGO CO NEW COM Stock 949746101 582 9587 SH SOLE 0 0 9587 WEYERHAEUSER CO COM REIT 962166104 10117 286917 SH SOLE 0 0 286917 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 958 12470 SH SOLE 0 0 12470 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 1205 13077 SH SOLE 0 0 13077 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 1513 42881 SH SOLE 0 0 42881 XPO LOGISTICS INC COM Stock 983793100 542 5914 SH SOLE 0 0 5914 XYLEM INC COM Stock 98419M100 1281 18790 SH SOLE 0 0 18790 YANDEX N V SHS CLASS A Stock N97284108 984 30040 SH SOLE 0 0 30040