Chief Compliance Officer

0001398344-17-014700.txt : 20171114 0001398344-17-014700.hdr.sgml : 20171114 20171114162725 ACCESSION NUMBER: 0001398344-17-014700 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 171201997 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001432529 XXXXXXXX 09-30-2017 09-30-2017 false Baker Avenue Asset Management, LP

301 Battery Street 2nd Floor San Francisco CA 94111

13F HOLDINGS REPORT 028-13834 N Hannah Kim Chief Compliance Officer 415-986-1110 /s/ Hannah Kim San Francisco CA 11-14-2017 0 221 888023 INFORMATION TABLE 2 fp0029197_13fhr-table.xml 13F INFORMATION TABLE ABB LTD SPONSORED ADR ADR 000375204 1133 45763 SH SOLE 0 0 45763 ABBVIE INC COM Stock 00287Y109 1584 17830 SH SOLE 0 0 17830 ADVISORSHARES DORSEY WRIGHT ADR ETF ETF 00768Y206 247 4435 SH SOLE 0 0 4435 AFLAC INC COM Stock 001055102 1226 15058 SH SOLE 0 0 15058 AIR LEASE CORP CL A Stock 00912X302 865 20297 SH SOLE 0 0 20297 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 2452 14198 SH SOLE 0 0 14198 ALPHABET INC CAP STK CL A Stock 02079K305 798 820 SH SOLE 0 0 820 ALPHABET INC CAP STK CL C Stock 02079K107 3985 4155 SH SOLE 0 0 4155 ALTRIA GROUP INC COM Stock 02209S103 251 3961 SH SOLE 0 0 3961 AMAZON COM INC COM Stock 023135106 5336 5551 SH SOLE 0 0 5551 AMGEN INC COM Stock 031162100 6357 34096 SH SOLE 0 0 34096 APPLE INC COM Stock 037833100 9444 61274 SH SOLE 0 0 61274 APPLIED MATLS INC COM Stock 038222105 15219 292176 SH SOLE 0 0 292176 AT&T INC COM Stock 00206R102 784 20025 SH SOLE 0 0 20025 BANK NEW YORK MELLON CORP COM Stock 064058100 1505 28384 SH SOLE 0 0 28384 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 957 5223 SH SOLE 0 0 5223 BLACKHAWK NETWORK HLDGS INC COM Stock 09238E104 2029 46322 SH SOLE 0 0 46322 BROADCOM LTD SHS Stock Y09827109 1062 4377 SH SOLE 0 0 4377 CALAMP CORP COM Stock 128126109 1086 46698 SH SOLE 0 0 46698 CALLON PETE CO DEL COM Stock 13123X102 1411 125538 SH SOLE 0 0 125538 CARA THERAPEUTICS INC COM Stock 140755109 468 34221 SH SOLE 0 0 34221 CATERPILLAR INC DEL COM Stock 149123101 1217 9760 SH SOLE 0 0 9760 CBS CORP NEW CL B Stock 124857202 350 6036 SH SOLE 0 0 6036 CELGENE CORP COM Stock 151020104 2357 16164 SH SOLE 0 0 16164 CHEVRON CORP NEW COM Stock 166764100 2605 22167 SH SOLE 0 0 22167 CIENA CORP COM NEW Stock 171779309 305 13885 SH SOLE 0 0 13885 CITIGROUP INC COM NEW Stock 172967424 1128 15503 SH SOLE 0 0 15503 COCA COLA CO COM Stock 191216100 275 6100 SH SOLE 0 0 6100 COGNEX CORP COM Stock 192422103 734 6653 SH SOLE 0 0 6653 COLGATE PALMOLIVE CO COM Stock 194162103 261 3586 SH SOLE 0 0 3586 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 3742 41544 SH SOLE 0 0 41544 CORNING INC COM Stock 219350105 4163 139154 SH SOLE 0 0 139154 COSTCO WHSL CORP NEW COM Stock 22160K105 943 5742 SH SOLE 0 0 5742 CSX CORP COM Stock 126408103 2716 50054 SH SOLE 0 0 50054 CTRIP COM INTL LTD AMERICAN DEP SHS ADR 22943F100 788 14939 SH SOLE 0 0 14939 DISNEY WALT CO COM DISNEY Stock 254687106 4527 45923 SH SOLE 0 0 45923 DOWDUPONT INC COM Stock 26078J100 7193 103901 SH SOLE 0 0 103901 ECOLAB INC COM Stock 278865100 956 7433 SH SOLE 0 0 7433 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 6422 93780 SH SOLE 0 0 93780 ENVISION HEALTHCARE CORP COM Stock 29414D100 765 17018 SH SOLE 0 0 17018 EXXON MOBIL CORP COM Stock 30231G102 3516 42893 SH SOLE 0 0 42893 FACEBOOK INC CL A Stock 30303M102 421 2461 SH SOLE 0 0 2461 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 10136 391976 SH SOLE 0 0 391976 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 1847 33650 SH SOLE 0 0 33650 FIRST TRUST LARGE CAP VALUE OPPORTUNITIES ALPHADEX FUND ETF 33735J101 698 13650 SH SOLE 0 0 13650 FIRST TRUST MID CAP CORE ALPHADEX FUND ETF 33735B108 226 3660 SH SOLE 0 0 3660 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND ETF 336917109 429 14781 SH SOLE 0 0 14781 FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND ETF 33738R118 459 14177 SH SOLE 0 0 14177 FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND ETF 33738D101 252 10175 SH SOLE 0 0 10175 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 269 9037 SH SOLE 0 0 9037 FLEETCOR TECHNOLOGIES INC COM Stock 339041105 761 4918 SH SOLE 0 0 4918 FLOTEK INDS INC DEL COM Stock 343389102 650 139732 SH SOLE 0 0 139732 FLOWSERVE CORP COM Stock 34354P105 1073 25197 SH SOLE 0 0 25197 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 161 13491 SH SOLE 0 0 13491 FREEPORT-MCMORAN INC CL B Stock 35671D857 3323 236693 SH SOLE 0 0 236693 GARMIN LTD SHS Stock H2906T109 201 3719 SH SOLE 0 0 3719 GENERAL MTRS CO COM Stock 37045V100 3587 88842 SH SOLE 0 0 88842 GILEAD SCIENCES INC COM Stock 375558103 210 2590 SH SOLE 0 0 2590 GLOBANT S A COM Stock L44385109 934 23310 SH SOLE 0 0 23310 GOLAR LNG LTD BERMUDA SHS Stock G9456A100 2717 120167 SH SOLE 0 0 120167 GOLDMAN SACHS GROUP INC COM Stock 38141G104 4311 18176 SH SOLE 0 0 18176 GROUPON INC COM Stock 399473107 1275 245286 SH SOLE 0 0 245286 GTT COMMUNICATIONS INC COM Stock 362393100 546 17240 SH SOLE 0 0 17240 GUGGENHEIM S&P 500 TOP 50 ETF ETF 78355W205 968 5442 SH SOLE 0 0 5442 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 4383 53625 SH SOLE 0 0 53625 HOLOGIC INC COM Stock 436440101 712 19398 SH SOLE 0 0 19398 HONEYWELL INTL INC COM Stock 438516106 5887 41534 SH SOLE 0 0 41534 HUNTSMAN CORP COM Stock 447011107 724 26398 SH SOLE 0 0 26398 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 486 6852 SH SOLE 0 0 6852 INGERSOLL-RAND PLC SHS Stock G47791101 883 9899 SH SOLE 0 0 9899 INTEL CORP 2.95 12/15/2035 Convertible 458140AD2 71 50000 SH SOLE 0 0 50000 INTEL CORP COM Stock 458140100 3899 102380 SH SOLE 0 0 102380 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 5762 39718 SH SOLE 0 0 39718 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 800 5596 SH SOLE 0 0 5596 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN ETF 06738C778 1194 51330 SH SOLE 0 0 51330 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 5539 52577 SH SOLE 0 0 52577 ISHARES COMEX GOLD TRUST ETF 464285105 479 38872 SH SOLE 0 0 38872 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 835 16620 SH SOLE 0 0 16620 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 579 17834 SH SOLE 0 0 17834 ISHARES CORE MSCI EAFE ETF ETF 46432F842 533 8310 SH SOLE 0 0 8310 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 648 10627 SH SOLE 0 0 10627 ISHARES CORE S&P 500 ETF ETF 464287200 1674 6619 SH SOLE 0 0 6619 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 268 5310 SH SOLE 0 0 5310 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 39192 357625 SH SOLE 0 0 357625 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 210 2960 SH SOLE 0 0 2960 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 11579 121023 SH SOLE 0 0 121023 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 16001 207424 SH SOLE 0 0 207424 ISHARES FLOATING RATE BOND ETF ETF 46429B655 4224 82918 SH SOLE 0 0 82918 ISHARES GLOBAL INDUSTRIALS ETF ETF 464288729 208 2342 SH SOLE 0 0 2342 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 7673 86447 SH SOLE 0 0 86447 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 445 3670 SH SOLE 0 0 3670 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 865 7850 SH SOLE 0 0 7850 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 290 8580 SH SOLE 0 0 8580 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 6347 54521 SH SOLE 0 0 54521 ISHARES MICRO-CAP ETF ETF 464288869 357 3780 SH SOLE 0 0 3780 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 1371 28357 SH SOLE 0 0 28357 ISHARES MSCI ACWI INDEX FUND ETF 464288257 16640 241788 SH SOLE 0 0 241788 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 673 10155 SH SOLE 0 0 10155 ISHARES MSCI EAFE ETF ETF 464287465 16430 239918 SH SOLE 0 0 239918 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 13770 177927 SH SOLE 0 0 177927 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 17077 275430 SH SOLE 0 0 275430 ISHARES MSCI EAFE VALUE ETF ETF 464288877 22364 409597 SH SOLE 0 0 409597 ISHARES MSCI EM ESG SELECT ETF ETF 46434G863 583 8390 SH SOLE 0 0 8390 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1136 25358 SH SOLE 0 0 25358 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 362 3904 SH SOLE 0 0 3904 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 621 5947 SH SOLE 0 0 5947 ISHARES MSCI WORLD ETF ETF 464286392 3015 35852 SH SOLE 0 0 35852 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 4635 13895 SH SOLE 0 0 13895 ISHARES RUSSELL 1000 ETF ETF 464287622 12730 91009 SH SOLE 0 0 91009 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 13805 110385 SH SOLE 0 0 110385 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 5943 50146 SH SOLE 0 0 50146 ISHARES RUSSELL 2000 ETF ETF 464287655 11467 77388 SH SOLE 0 0 77388 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 8438 47153 SH SOLE 0 0 47153 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 12103 97514 SH SOLE 0 0 97514 ISHARES RUSSELL 3000 ETF ETF 464287689 29843 199916 SH SOLE 0 0 199916 ISHARES S&P 500 GROWTH ETF ETF 464287309 2623 18287 SH SOLE 0 0 18287 ISHARES S&P 500 VALUE ETF ETF 464287408 19568 181340 SH SOLE 0 0 181340 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 489 3199 SH SOLE 0 0 3199 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 366 2470 SH SOLE 0 0 2470 ISHARES S&P SMALL-CAP FUND ETF 464287804 1761 23727 SH SOLE 0 0 23727 ISHARES TIPS BOND ETF ETF 464287176 6183 54435 SH SOLE 0 0 54435 ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF ETF 464288794 6807 119079 SH SOLE 0 0 119079 ISHARES U.S. CONSUMER SERVICES ETF ETF 464287580 372 2267 SH SOLE 0 0 2267 ISHARES U.S. MEDICAL DEVICES ETF ETF 464288810 4216 25241 SH SOLE 0 0 25241 ITAU UNIBANCO HLDG SA SPON ADR REP PFD ADR 465562106 364 26552 SH SOLE 0 0 26552 JOHNSON & JOHNSON COM Stock 478160104 5950 45766 SH SOLE 0 0 45766 JOHNSON CTLS INTL PLC SHS Stock G51502105 298 7400 SH SOLE 0 0 7400 JPMORGAN CHASE & CO COM Stock 46625H100 5576 58379 SH SOLE 0 0 58379 LIBERTY GLOBAL PLC SHS CL A Stock G5480U104 2716 80104 SH SOLE 0 0 80104 LOGITECH INTL S A SHS Stock H50430232 316 8669 SH SOLE 0 0 8669 LOWES COS INC COM Stock 548661107 1532 19161 SH SOLE 0 0 19161 MALLINCKRODT PUB LTD CO SHS Stock G5785G107 1202 32176 SH SOLE 0 0 32176 MANPOWERGROUP INC COM Stock 56418H100 428 3630 SH SOLE 0 0 3630 MARSH & MCLENNAN COS INC COM Stock 571748102 342 4075 SH SOLE 0 0 4075 MARTIN MARIETTA MATLS INC COM Stock 573284106 663 3217 SH SOLE 0 0 3217 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 713 39823 SH SOLE 0 0 39823 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 3981 70081 SH SOLE 0 0 70081 MCDERMOTT INTL INC COM Stock 580037109 885 121752 SH SOLE 0 0 121752 MCDONALDS CORP COM Stock 580135101 288 1838 SH SOLE 0 0 1838 MERCK & CO INC COM Stock 58933Y105 1414 22089 SH SOLE 0 0 22089 MGM RESORTS INTERNATIONAL COM Stock 552953101 380 11655 SH SOLE 0 0 11655 MICRON TECHNOLOGY INC COM Stock 595112103 231 5884 SH SOLE 0 0 5884 MICROSOFT CORP COM Stock 594918104 14846 199307 SH SOLE 0 0 199307 MONDELEZ INTL INC CL A Stock 609207105 755 18557 SH SOLE 0 0 18557 MOSAIC CO NEW COM Stock 61945C103 767 35525 SH SOLE 0 0 35525 MYLAN N V SHS EURO Stock N59465109 2004 63895 SH SOLE 0 0 63895 NORDSTROM INC COM Stock 655664100 342 7255 SH SOLE 0 0 7255 NORTHERN TR CORP COM Stock 665859104 869 9457 SH SOLE 0 0 9457 NORTHROP GRUMMAN CORP COM Stock 666807102 3845 13363 SH SOLE 0 0 13363 NVIDIA CORP COM Stock 67066G104 1084 6065 SH SOLE 0 0 6065 NXP SEMICONDUCTORS N V COM Stock N6596X109 226 2000 SH SOLE 0 0 2000 ON DECK CAP INC COM Stock 682163100 74 15802 SH SOLE 0 0 15802 ON SEMICONDUCTOR CORP COM Stock 682189105 1398 75695 SH SOLE 0 0 75695 ORACLE CORP COM Stock 68389X105 2110 43638 SH SOLE 0 0 43638 PALO ALTO NETWORKS INC COM Stock 697435105 277 1921 SH SOLE 0 0 1921 PANDORA MEDIA INC COM Stock 698354107 143 18531 SH SOLE 0 0 18531 PFIZER INC COM Stock 717081103 7315 204893 SH SOLE 0 0 204893 POTASH CORP SASK INC COM Stock 73755L107 197 10230 SH SOLE 0 0 10230 POWERSHARES DB OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY PORTFOLIO ETF 73937V106 844 50088 SH SOLE 0 0 50088 POWERSHARES DWA MOMENTUM PORTFOLIO ETF 73935X153 1034 21270 SH SOLE 0 0 21270 POWERSHARES FINANCIAL PREFERRED PORTFOLIO ETF 73935X229 6521 343729 SH SOLE 0 0 343729 POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X302 441 25728 SH SOLE 0 0 25728 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 3428 23566 SH SOLE 0 0 23566 POWERSHARES SENIOR LOAN PORTFOLIO ETF 73936Q769 5882 253962 SH SOLE 0 0 253962 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 458 7712 SH SOLE 0 0 7712 QUALCOMM INC COM Stock 747525103 10951 211238 SH SOLE 0 0 211238 RANGE RES CORP COM Stock 75281A109 931 47575 SH SOLE 0 0 47575 RED HAT INC COM Stock 756577102 2149 19383 SH SOLE 0 0 19383 REGIONS FINL CORP NEW COM Stock 7591EP100 1226 80503 SH SOLE 0 0 80503 SANCHEZ ENERGY CORP COM Stock 79970Y105 952 197611 SH SOLE 0 0 197611 SCHLUMBERGER LTD COM Stock 806857108 4004 57397 SH SOLE 0 0 57397 SCHWAB CHARLES CORP NEW COM Stock 808513105 12685 290007 SH SOLE 0 0 290007 SIMPSON MANUFACTURING CO INC COM Stock 829073105 10533 214780 SH SOLE 0 0 214780 SNAP INC CL A Stock 83304A106 478 32900 SH SOLE 0 0 32900 SONY CORP SPONSORED ADR ADR 835699307 5911 158293 SH SOLE 0 0 158293 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 813 17140 SH SOLE 0 0 17140 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 7818 153077 SH SOLE 0 0 153077 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 641 13105 SH SOLE 0 0 13105 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 24519 424859 SH SOLE 0 0 424859 SPDR S&P 500 ETF ETF 78462F103 225 898 SH SOLE 0 0 898 SPDR S&P BIOTECH ETF ETF 78464A870 1877 21686 SH SOLE 0 0 21686 SPDR S&P DIVIDEND ETF ETF 78464A763 3279 35903 SH SOLE 0 0 35903 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 1509 4625 SH SOLE 0 0 4625 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 396 6971 SH SOLE 0 0 6971 SPROTT PHYSICAL GOLD TRUST UNIT CEF 85207H104 444 42525 SH SOLE 0 0 42525 SUNTRUST BKS INC COM Stock 867914103 1436 24022 SH SOLE 0 0 24022 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR ADR 874039100 211 5606 SH SOLE 0 0 5606 TARGET CORP COM Stock 87612E106 983 16658 SH SOLE 0 0 16658 TECHNIPFMC PLC COM Stock G87110105 1003 35924 SH SOLE 0 0 35924 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1158 19592 SH SOLE 0 0 19592 TRUECAR INC COM Stock 89785L107 672 42542 SH SOLE 0 0 42542 UNITED STATES STL CORP NEW COM Stock 912909108 935 36432 SH SOLE 0 0 36432 UNITEDHEALTH GROUP INC COM Stock 91324P102 1082 5523 SH SOLE 0 0 5523 URBAN OUTFITTERS INC COM Stock 917047102 801 33520 SH SOLE 0 0 33520 US BANCORP DEL COM NEW Stock 902973304 3130 58398 SH SOLE 0 0 58398 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 933 9842 SH SOLE 0 0 9842 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 21292 403949 SH SOLE 0 0 403949 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 228 1980 SH SOLE 0 0 1980 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 20718 477271 SH SOLE 0 0 477271 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 14611 335334 SH SOLE 0 0 335334 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 501 5920 SH SOLE 0 0 5920 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 12947 112190 SH SOLE 0 0 112190 VANGUARD REIT ETF ETF 922908553 2545 30633 SH SOLE 0 0 30633 VANGUARD S&P 500 VALUE ETF ETF 921932703 493 4740 SH SOLE 0 0 4740 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2142 26835 SH SOLE 0 0 26835 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 1296 16175 SH SOLE 0 0 16175 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 3370 23844 SH SOLE 0 0 23844 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 1051 8227 SH SOLE 0 0 8227 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 49094 599001 SH SOLE 0 0 599001 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 33649 259802 SH SOLE 0 0 259802 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 15816 223641 SH SOLE 0 0 223641 VANGUARD VALUE INDEX FUND ETF 922908744 1500 15032 SH SOLE 0 0 15032 VMWARE INC CL A COM Stock 928563402 8899 81503 SH SOLE 0 0 81503 VULCAN MATLS CO COM Stock 929160109 873 7299 SH SOLE 0 0 7299 WEATHERFORD INTL PLC ORD SHS Stock G48833100 1008 220100 SH SOLE 0 0 220100 WELLS FARGO CO NEW COM Stock 949746101 603 10932 SH SOLE 0 0 10932 WEYERHAEUSER CO COM REIT 962166104 9430 277105 SH SOLE 0 0 277105 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND ETF 97717W760 922 12470 SH SOLE 0 0 12470 XPO LOGISTICS INC COM Stock 983793100 397 5854 SH SOLE 0 0 5854 XYLEM INC COM Stock 98419M100 1111 17732 SH SOLE 0 0 17732 YANDEX N V SHS CLASS A Stock N97284108 948 28760 SH SOLE 0 0 28760