EX-99.D ADVSR CONTR 3 ex99d9.htm
EX-99(d)(9)

AMENDED AND RESTATED EXHIBIT A TO THE INVESTMENT ADVISORY AGREEMENT BETWEEN
GLOBAL X FUNDS AND GLOBAL X MANAGEMENT COMPANY LLC
DATED JULY 2, 2018

Intending to be legally bound, the undersigned hereby amend and restate Exhibit A to the aforesaid Agreement to include the following investment portfolios as of February 18, 2020:

Name of Fund
Annual
Advisory Fee
(as a % of
average daily
net assets)
Date Fund
Approved by
Board
Date Board
Approved
Continuance of
I/A/A
Date Fund
Commenced
Operations
Global X FTSE Nordic Region ETF
0.25%
September 26, 2008
November 15, 2019
August 17, 2009
Global X MSCI Norway ETF
0.25%
October 2, 2009
November 15, 2019
November 9, 2010
Global X MSCI Argentina ETF
0.25%
December 5, 2008
November 15, 2019
March 2, 2011
Global X MSCI Colombia ETF
0.25%
December 5, 2008
November 15, 2019
February 5, 2009
Global X MSCI Pakistan ETF
0.25%
October 2, 2009
November 15, 2019
April 22, 2015
Global X MSCI China Consumer Discretionary ETF
0.25%
October 2, 2009
November 15, 2019
November 30, 2009
Global X MSCI China Energy ETF
0.25%
October 2, 2009
November 15, 2019
December 15, 2009
Global X MSCI China Financials ETF
0.25%
October 2, 2009
November 15, 2019
December 10, 2009
Global X MSCI China Industrials ETF
0.25%
October 2, 2009
November 15, 2019
November 30, 2009
Global X MSCI China Materials ETF
0.25%
October 2, 2009
November 15, 2019
January 12, 2010
Global X MSCI China Communication Services ETF
0.25%
October 2, 2009
November 15, 2019
December 8, 2009
Global X Copper Miners ETF
0.25%
March 26, 2010
November 15, 2019
April 19, 2010
Global X Silver Miners ETF
0.25%
March 26, 2010
November 15, 2019
April 19, 2010
Global X China Mid Cap ETF
0.25%
June 4, 2010
November 15, 2019
 
Global X Lithium & Battery Tech ETF
0.25%
June 4, 2010
November 15, 2019
July 22, 2010
Global X Uranium ETF
0.25%
June 4, 2010
November 15, 2019
November 4, 2010
Global X Gold Explorers ETF
0.25%
August 27, 2010
November 15, 2019
November 3, 2010
Global X MSCI Next Emerging & Frontier ETF
0.25%
November 17, 2010
November 15, 2019
November 6, 2013
Global X FTSE Southeast Asia ETF
0.25%
November 17, 2010
November 15, 2019
February 16, 2011
Global X Fertilizers/Potash ETF
0.25%
February 25, 2011
November 15, 2019
May 25, 2011
Global X SuperDividend® ETF
0.25%
February 25, 2011
November 15, 2019
June 8, 2011
Global X MLP ETF
0.25%
May 11, 2011
November 15, 2019
April 18, 2012
Global X MSCI Portugal ETF
0.25%
August 19, 2011
November 15, 2019
November 12, 2013
Global X MSCI Greece ETF
0.25%
August 19, 2011
November 15, 2019
December 7, 2011
Global X Luxembourg ETF
0.25%
August 19, 2011
November 15, 2019
 
Global X Kuwait ETF
0.25%
August 19, 2011
November 15, 2019
 
Global X MSCI Nigeria ETF
0.25%
August 19, 2011
November 15, 2019
April 2, 2013
Global X Advanced Materials ETF
0.25%
August 19, 2011
November 15, 2019
 
Global X Social Media ETF
0.25%
August 19, 2011
November 15, 2019
November 14, 2011
Global X SuperIncome™ Preferred ETF
0.25%
February 24, 2012
November 15, 2019
July 16, 2012
Global X SuperDividend® REIT ETF
0.25%
February 24, 2012
November 15, 2019
March 16, 2015
Global X Guru® Index ETF
0.25%
May 25, 2012
November 15, 2019
June 4, 2012
Global X SuperDividend® U.S. ETF
0.25%
November 16, 2012
November 15, 2019
March 11, 2013
Global X MLP & Energy Infrastructure ETF
0.25%
February 22, 2013
November 15, 2019
August 6, 2013
Global X MSCI SuperDividend® Emerging Markets ETF
0.25%
November 14, 2014
November 15, 2019
March 16, 2015
Global X SuperDividend® Alternatives ETF
0.25%
March 10, 2015
November 15, 2019
July 13, 2015
Global X Scientific Beta US ETF
0.15%
March 10, 2015
November 15, 2019
May 12, 2015
Global X Scientific Beta Europe ETF
0.25%
March 10, 2015
November 15, 2019
May 12, 2015
Global X Scientific Beta Asia ex-Japan ETF
0.25%
March 10, 2015
November 15, 2019
May 12, 2015

Name of Fund
Annual
Advisory Fee
(as a % of
average daily
net assets)
Date Fund
Approved by
Board
Date Board
Approved
Continuance of
I/A/A
Date Fund
Commenced
Operations
Global X Scientific Beta Japan ETF
0.25%
March 10, 2015
November 15, 2019
May 12, 2015
Global X Scientific Beta Developed Markets ex-US ETF
0.25%
March 10, 2015
November 15, 2019
 
Global X YieldCo & Renewable Energy Income ETF
0.25%
April 21, 2015
November 15, 2019
May 27, 2015
Global X S&P 500® Catholic Values ETF
0.25%
May 29, 2015
November 15, 2019
April 18, 2016
Global X Internet of Things ETF
0.25%
November 13, 2015
November 15, 2019
September 12, 2016
Global X Health & Wellness Thematic ETF
0.25%
November 13, 2015
November 15, 2019
May 9, 2016
Global X FinTech ETF
0.25%
November 13, 2015
November 15, 2019
September 12, 2016
Global X Conscious Companies ETF
0.25%
November 13, 2015
November 15, 2019
July 11, 2016
Global X Education ETF
0.25%
February 26, 2016
November 15, 2019
 
Global X Robotics & Artificial Intelligence ETF
0.25%
February 26, 2016
November 15, 2019
September 12, 2016
Global X Longevity Thematic ETF
0.25%
February 26, 2016
November 15, 2019
May 9, 2016
Global X Millennials Thematic ETF
0.25%
February 26, 2016
November 15, 2019
May 4, 2016
Global X Scientific Beta Emerging Markets ETF
0.25%
April 19, 2016
November 15, 2019
 
Global X MSCI SuperDividend® EAFE ETF
0.25%
September 9, 2016
November 15, 2019
November 14, 2016
Global X Founder-Run Companies ETF
0.25%
September 9, 2016
November 15, 2019
February 13, 2017
Global X U.S. Infrastructure Development ETF
0.25%
February 24, 2017
November 15, 2019
March 6, 2017
Global X U.S. Preferred ETF
0.15%
February 24, 2017
November 15, 2019
September 11, 2017
Global X Future Analytics Tech ETF
0.25%
February 23, 2018
November 15, 2019
May 11, 2018
Global X Autonomous & Electric Vehicles ETF
0.25%
February 23, 2018
November 15, 2019
April 13, 2018
Global X TargetIncomeTM 5 ETF
0.25%
February 23, 2018
November 15, 2019
July 27, 2018
Global X TargetIncomeTM Plus 2 ETF
0.25%
February 23, 2018
November 15, 2019
July 27, 2018
Global X S&P 500® Quality Dividend ETF
0.15%
May 23, 2018
November 15, 2019
July 13, 2018
Global X Augmented & Virtual Reality ETF
0.25%
May 23, 2018
November 15, 2019
 
Global X E-commerce ETF
0.25%
May 23, 2018
November 15, 2019
November 27, 2018
Global X Genomics & Biotechnology ETF
0.25%
May 23, 2018
November 15, 2019
April 5, 2019
Global X Adaptive U.S. Factor ETF
0.25%
May 23, 2018
November 15, 2019
August 24, 2018
Global X MSCI China Consumer Staples ETF
0.25%
September 13, 2018
November 15, 2019
December 7, 2018
Global X MSCI China Real Estate ETF
0.25%
September 13, 2018
November 15, 2019
December 7, 2018
Global X MSCI China Health Care ETF
0.25%
September 13, 2018
November 15, 2019
December 7, 2018
Global X MSCI China Utilities ETF
0.25%
September 13, 2018
November 15, 2019
December 7, 2018
Global X MSCI China Information Technology ETF
0.25%
September 13, 2018
November 15, 2019
December 7, 2018
Global X MSCI China Large-Cap 50 ETF
0.25%
September 13, 2018
November 15, 2019
December 7, 2018
Global X DAX Germany ETF
0.25%
September 13, 2018
November 15, 2019
December 24, 2018
Global X NASDAQ 100 Covered Call
0.25%
September 13, 2018
November 15, 2019
December 24, 2018
         

Name of Fund
Annual
Advisory Fee
(as a % of
average daily
net assets)
Date Fund
Approved by
Board
Date Board
Approved
Continuance of
I/A/A
Date Fund
Commenced
Operations
ETF
        
Global X S&P 500 Covered Call ETF
0.25%
September 13, 2018
November 15, 2019
December 24, 2018
Global X Cloud Computing ETF
0.25%
November 13, 2018
November 15, 2019
April 12, 2019
Global X Thematic Growth ETF
0.25%
November 13, 2018
November 15, 2019
October 25, 2019
Global X Russell 2000 Covered Call ETF
0.25%
November 13, 2018
November 15, 2019
April 17, 2019
Global X Cybersecurity ETF
0.25%
June 13, 2019
November 15, 2019
October 25, 2019
Global X Video Games & Esports ETF
0.25%
June 13, 2019
November 15, 2019
October 25, 2019
Global X Cannabis ETF
0.25%
June 13, 2019
November 15, 2019
September 17, 2019
Global X Emerging Markets Bond ETF
0.25%
February 18, 2020
    
Global X S&P Catholic Values Developed ex-U.S. ETF
0.25%
February 18, 2020
    
Global X Variable Rate Preferred ETF
0.15%
February 18, 2020
    

[SIGNATURES TO FOLLOW]

 
   
 
 
GLOBAL X FUNDS
 
 
 
/s/Lisa K. Whittaker
 
Lisa K. Whittaker
 
Secretary
 
 
 
 
 
GLOBAL X MANAGEMENT COMPANY LLC
 
 
 
/s/Lisa K. Whittaker
 
Lisa K. Whittaker
 
General Counsel