0001041062-12-000079.txt : 20120126
0001041062-12-000079.hdr.sgml : 20120126
20120126153448
ACCESSION NUMBER: 0001041062-12-000079
CONFORMED SUBMISSION TYPE: 24F-2NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20120126
DATE AS OF CHANGE: 20120126
EFFECTIVENESS DATE: 20120126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global X Funds
CENTRAL INDEX KEY: 0001432353
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 24F-2NT
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-151713
FILM NUMBER: 12547540
BUSINESS ADDRESS:
STREET 1: C/O LAW OFFICES OF DT CHISOLM, P.C.
STREET 2: 11508 H-236 PROVIDENCE ROAD
CITY: CHARLOTTE,
STATE: NC
ZIP: 28277
BUSINESS PHONE: (704) 806-2387
MAIL ADDRESS:
STREET 1: C/O LAW OFFICES OF DT CHISOLM, P.C.
STREET 2: 11508 H-236 PROVIDENCE ROAD
CITY: CHARLOTTE,
STATE: NC
ZIP: 28277
0001432353
S000023259
Global X FTSE Nordic Region ETF
C000068030
Global X FTSE Nordic Region ETF
0001432353
S000024772
Global X FTSE Argentina 20 ETF
C000073663
Global X FTSE Argentina 20 ETF
0001432353
S000024773
Global X FTSE Colombia 20 ETF
C000073664
Global X FTSE Colombia 20 ETF
0001432353
S000024774
Global X FTSE Egypt 30 ETF
C000073665
Global X FTSE Egypt 30 ETF
0001432353
S000024775
Global X FTSE Peru 20 ETF
C000073666
Global X FTSE Peru 20 ETF
0001432353
S000024776
Global X Philippines PSEi ETF
C000073667
Global X Philippines PSEi ETF
0001432353
S000026979
Global X China Consumer ETF
C000081214
Global X China Consumer ETF
0001432353
S000026980
Global X FTSE Norway 30 ETF
C000081215
Global X FTSE Norway 30 ETF
0001432353
S000026981
Global X Pakistan KSE-30 ETF
C000081216
Global X Pakistan KSE-30 ETF
0001432353
S000026982
Global X Poland 30 ETF
C000081217
Global X Poland 30 ETF
0001432353
S000026983
Global X FTSE United Arab Emirates 20 ETF
C000081218
Global X FTSE United Arab Emirates 20 ETF
0001432353
S000026984
Global X China Energy ETF
C000081219
Global X China Energy ETF
0001432353
S000026985
Global X China Financials ETF
C000081220
Global X China Financials ETF
0001432353
S000026986
Global X China Industrials ETF
C000081221
Global X China Industrials ETF
0001432353
S000026987
Global X China Materials ETF
C000081222
Global X China Materials ETF
0001432353
S000026988
Global X NASDAQ China Technology ETF
C000081223
Global X NASDAQ China Technology ETF
0001432353
S000026989
Global X FTSE Denmark 20 ETF
C000081224
Global X FTSE Denmark 20 ETF
0001432353
S000026990
Global X Emerging Africa ETF
C000081225
Global X Emerging Africa ETF
0001432353
S000026991
Global X FTSE Finland 25 ETF
C000081226
Global X FTSE Finland 25 ETF
0001432353
S000028727
Global X Copper Miners ETF
C000087858
Global X Copper Miners ETF
0001432353
S000028728
Global X Pure Gold Miners ETF
C000087859
Global X Pure Gold Miners ETF
0001432353
S000028729
Global X Platinum Miners ETF
C000087860
Global X Platinum Miners ETF
0001432353
S000028730
Global X Silver Miners ETF
C000087861
Global X Silver Miners ETF
0001432353
S000029210
Global X Brazil Consumer ETF
C000089863
Global X Brazil Consumer ETF
0001432353
S000029211
Global X Brazil Financials ETF
C000089864
Global X Brazil Financials ETF
0001432353
S000029212
Global X Brazil Industrials ETF
C000089865
Global X Brazil Industrials ETF
0001432353
S000029213
Global X Brazil Materials ETF
C000089866
Global X Brazil Materials ETF
0001432353
S000029214
Global X Brazil Utilities ETF
C000089867
Global X Brazil Utilities ETF
0001432353
S000029215
Global X Brazil Mid Cap ETF
C000089868
Global X Brazil Mid Cap ETF
0001432353
S000029216
Global X China Mid Cap ETF
C000089869
Global X China Mid Cap ETF
0001432353
S000029440
Global X Aluminum ETF
C000090391
Global X Aluminum ETF
0001432353
S000029441
Global X Lithium ETF
C000090392
Global X Lithium ETF
0001432353
S000029442
Global X Uranium ETF
C000090393
Global X Uranium ETF
0001432353
S000029443
Global X Fishing Industry ETF
C000090394
Global X Fishing Industry ETF
0001432353
S000029444
Global X Food ETF
C000090395
Global X Food ETF
0001432353
S000029445
Global X Shipping ETF
C000090396
Global X Shipping ETF
0001432353
S000029446
Global X Waste Management ETF
C000090397
Global X Waste Management ETF
0001432353
S000030226
Global X Gold Explorers ETF
C000093019
Global X Gold Explorers ETF
0001432353
S000031019
Global X Russell Emerging Markets Growth ETF
C000096159
Global X Russell Emerging Markets Growth ETF
0001432353
S000031020
Global X Russell Emerging Markets Value ETF
C000096160
Global X Russell Emerging Markets Value ETF
0001432353
S000031096
Global X FTSE Andean 40 ETF
C000096447
Global X FTSE Andean 40 ETF
0001432353
S000031097
Global X FTSE ASEAN 40 ETF
C000096448
Global X FTSE ASEAN 40 ETF
0001432353
S000031098
Global X S&P/TSX Venture 30 Canada ETF
C000096449
Global X S&P/TSX Venture 30 Canada ETF
0001432353
S000031099
Global X Next 11 ETF
C000096450
Global X Next 11 ETF
0001432353
S000031464
Global X Oil Equities ETF
C000097807
Global X Oil Equities ETF
0001432353
S000032485
Global X UK Small-Cap ETF
C000100200
Global X UK Small-Cap ETF
0001432353
S000032486
Global X Fertilizers/Potash ETF
C000100201
Global X Fertilizers/Potash ETF
0001432353
S000032487
Global X Rare Earths ETF
C000100202
Global X Rare Earths ETF
0001432353
S000032488
Global X Strategic Metals ETF
C000100203
Global X Strategic Metals ETF
0001432353
S000032489
Global X Germany Small-Cap ETF
C000100204
Global X Germany Small-Cap ETF
0001432353
S000032490
Global X Mexico Small-Cap ETF
C000100205
Global X Mexico Small-Cap ETF
0001432353
S000032491
Global X Hong Kong Small-Cap ETF
C000100206
Global X Hong Kong Small-Cap ETF
0001432353
S000032492
Global X Singapore Small-Cap ETF
C000100207
Global X Singapore Small-Cap ETF
0001432353
S000032493
Global X South Korea Small-Cap ETF
C000100208
Global X South Korea Small-Cap ETF
0001432353
S000032494
Global X Taiwan Small-Cap ETF
C000100209
Global X Taiwan Small-Cap ETF
0001432353
S000032495
Global X SuperDividend ETF
C000100210
Global X SuperDividend ETF
0001432353
S000032496
Global X Canada Preferred ETF
C000100211
Global X Canada Preferred ETF
0001432353
S000032932
Global X Auto ETF
C000101634
Global X Auto ETF
0001432353
S000032933
Global X Farming ETF
C000101635
Global X Farming ETF
0001432353
S000033201
Global X MLP Infrastructure ETF
C000102168
Global X MLP Infrastructure ETF
0001432353
S000033202
Global X MLP Natural Gas ETF
C000102169
Global X MLP Natural Gas ETF
0001432353
S000033894
Global X FTSE Portugal 20 ETF
C000104580
Global X FTSE Portugal 20 ETF
0001432353
S000033895
Global X Kuwait ETF
C000104581
Global X Kuwait ETF
0001432353
S000033896
Global X Nigeria ETF
C000104582
Global X Nigeria ETF
0001432353
S000033897
Global X FTSE Bangladesh ETF
C000104583
Global X FTSE Bangladesh ETF
0001432353
S000033898
Global X FTSE Sri Lanka ETF
C000104584
Global X FTSE Sri Lanka ETF
0001432353
S000033899
Global X Kazakhstan ETF
C000104585
Global X Kazakhstan ETF
0001432353
S000033900
Global X FTSE Frontier Markets ETF
C000104586
Global X FTSE Frontier Markets ETF
0001432353
S000033901
Global X Central America ETF
C000104587
Global X Central America ETF
0001432353
S000033902
Global X Central and Northern Europe ETF
C000104588
Global X Central and Northern Europe ETF
0001432353
S000033903
Global X Southern Europe ETF
C000104589
Global X Southern Europe ETF
0001432353
S000033904
Global X Eastern Europe ETF
C000104590
Global X Eastern Europe ETF
0001432353
S000033905
Global X FTSE Ukraine ETF
C000104591
Global X FTSE Ukraine ETF
0001432353
S000033906
Global X Central Asia ETF
C000104592
Global X Central Asia ETF
0001432353
S000033907
Global X Sub-Saharan Africa ETF
C000104593
Global X Sub-Saharan Africa ETF
0001432353
S000033908
Global X S&P Pan Arab ETF
C000104594
Global X S&P Pan Arab ETF
0001432353
S000033909
Global X FTSE Greece 20 ETF
C000104595
Global X FTSE Greece 20 ETF
0001432353
S000033910
Global X Hungary ETF
C000104596
Global X Hungary ETF
0001432353
S000033911
Global X Luxembourg ETF
C000104597
Global X Luxembourg ETF
0001432353
S000033912
Global X FTSE Morocco 20 ETF
C000104598
Global X FTSE Morocco 20 ETF
0001432353
S000033913
Global X Czech Republic ETF
C000104599
Global X Czech Republic ETF
0001432353
S000033914
Global X Slovakia ETF
C000104600
Global X Slovakia ETF
0001432353
S000033915
Global X Qatar ETF
C000104601
Global X Qatar ETF
0001432353
S000034155
Global X Social Media Index ETF
C000105277
Global X Social Media Index ETF
0001432353
S000034186
Global X FTSE Toll Roads & Ports ETF
C000105359
Global X FTSE Toll Roads & Ports ETF
0001432353
S000034187
Global X FTSE Railroads ETF
C000105360
Global X FTSE Railroads ETF
0001432353
S000034188
Global X Farmland & Timberland ETF
C000105361
Global X Farmland & Timberland ETF
0001432353
S000034189
Global X Cement ETF
C000105362
Global X Cement ETF
0001432353
S000034190
Global X Advanced Materials ETF
C000105363
Global X Advanced Materials ETF
0001432353
S000035132
Global X NASDAQ 100 Global Technology Index ETF
C000108075
Global X NASDAQ 100 Global Technology Index ETF
0001432353
S000035133
Global X NASDAQ 500 ETF
C000108076
Global X NASDAQ 500 ETF
0001432353
S000035134
Global X NASDAQ 400 Mid Cap ETF
C000108077
Global X NASDAQ 400 Mid Cap ETF
0001432353
S000035815
Global X Permanent ETF
C000109764
Global X Permanent ETF
24F-2NT
1
globalx2012.txt
1
APPENDIX 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 24F-2
Annual Notice of Securities Sold
Pursuant to Rule 24f-2
OMB APPROVAL
OMB Number: 3235-0456
Expires: August 31, 2000
Estimated average burden
hours per response . . . . . . . 1
1. Name and address of issuer:
Global X Funds
410 Park Avenue, 4th Floor
New York, NY 10022
2. The name of each series or class of securities for which this notice
is filed (if the form is being filed for all series and classes of
securities of the issuer, check the box but do not list series
or classes): [ x ]
3. Investment Company Act File Number: 811-22209
Securities Act File Number: 333-151713
4(a). Last day of fiscal year for which this Form is filed:
October 31, 2011
4(b). Check box if this Form is being filed late (i.e., more than
90 calendar days after the end of the issuer's fiscal year).
(See Instruction A-2)
[ ]
Note: If the Form is being filed late, interest must be paid on the
registration fee due.
4( c). Check box if this is the last time the issuer will be filing
this Form.
[ ]
2
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the fiscal
year pursuant to section 24(f): $ 1,699,996,000.00
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year: $ 876,689,100.00
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the commission:
$ 0
(iv) Total available redemption credits
[add Items 5(ii) and 5(iii)]: $ 876,689,100.00
(v) Net Sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]: $ 823,306,900.00
(vi) Redemption credits available for use in future years
__if Item 5(i) is less than Item 5 (iv) [subtract Item
5(i) from Item 5(iv)]: $ 0.00
(vii) Multiplier for determining registration fee
(See Instruction C.9): x 0.0001146
(viii) Registration fee due [multiply item 5(v) by
Item 5(vii)] (enter "0" if no fee is due):
+ $ 94,350.97
6. If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the Securities
Act of 1933 pursuant to rule 24e-2 as in effect before
October 11, 1997, then report the amount of securities
(number of shares or other units) deducted here: _____0_____.
If there is a number of shares or other units that were registered
pursuant to rule 24e-2 remaining unsold at the end of the fiscal
year for which this form is filed that are available for use by the
issuer in future fiscal years, then state that number here: __0___.
7. Interest due - if this Form is being filed more than 90 days after
the end of the issuer's fiscal year (see instruction D):
+ $____0____
8. Total of the amount of the registration fee due plus any interest
due [line 5(viii) plus line 7]:
= $ 94,350.97
9. Date the registration fee and any interest payment was sent to
the Commission's lockbox depository:
Method of Delivery:
[ X] Wire Transfer
[ ] Mail or other means
3
SIGNATURES
This report has been signed below by the following person on
behalf of the issuer and in the capacities and on the dates indicated.
By (Signature and Title)* /s/ Bruno del Ama
Bruno del Ama, President & CEO
Date: January 26, 2012