0001041062-12-000079.txt : 20120126 0001041062-12-000079.hdr.sgml : 20120126 20120126153448 ACCESSION NUMBER: 0001041062-12-000079 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111031 FILED AS OF DATE: 20120126 DATE AS OF CHANGE: 20120126 EFFECTIVENESS DATE: 20120126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Global X Funds CENTRAL INDEX KEY: 0001432353 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 333-151713 FILM NUMBER: 12547540 BUSINESS ADDRESS: STREET 1: C/O LAW OFFICES OF DT CHISOLM, P.C. STREET 2: 11508 H-236 PROVIDENCE ROAD CITY: CHARLOTTE, STATE: NC ZIP: 28277 BUSINESS PHONE: (704) 806-2387 MAIL ADDRESS: STREET 1: C/O LAW OFFICES OF DT CHISOLM, P.C. STREET 2: 11508 H-236 PROVIDENCE ROAD CITY: CHARLOTTE, STATE: NC ZIP: 28277 0001432353 S000023259 Global X FTSE Nordic Region ETF C000068030 Global X FTSE Nordic Region ETF 0001432353 S000024772 Global X FTSE Argentina 20 ETF C000073663 Global X FTSE Argentina 20 ETF 0001432353 S000024773 Global X FTSE Colombia 20 ETF C000073664 Global X FTSE Colombia 20 ETF 0001432353 S000024774 Global X FTSE Egypt 30 ETF C000073665 Global X FTSE Egypt 30 ETF 0001432353 S000024775 Global X FTSE Peru 20 ETF C000073666 Global X FTSE Peru 20 ETF 0001432353 S000024776 Global X Philippines PSEi ETF C000073667 Global X Philippines PSEi ETF 0001432353 S000026979 Global X China Consumer ETF C000081214 Global X China Consumer ETF 0001432353 S000026980 Global X FTSE Norway 30 ETF C000081215 Global X FTSE Norway 30 ETF 0001432353 S000026981 Global X Pakistan KSE-30 ETF C000081216 Global X Pakistan KSE-30 ETF 0001432353 S000026982 Global X Poland 30 ETF C000081217 Global X Poland 30 ETF 0001432353 S000026983 Global X FTSE United Arab Emirates 20 ETF C000081218 Global X FTSE United Arab Emirates 20 ETF 0001432353 S000026984 Global X China Energy ETF C000081219 Global X China Energy ETF 0001432353 S000026985 Global X China Financials ETF C000081220 Global X China Financials ETF 0001432353 S000026986 Global X China Industrials ETF C000081221 Global X China Industrials ETF 0001432353 S000026987 Global X China Materials ETF C000081222 Global X China Materials ETF 0001432353 S000026988 Global X NASDAQ China Technology ETF C000081223 Global X NASDAQ China Technology ETF 0001432353 S000026989 Global X FTSE Denmark 20 ETF C000081224 Global X FTSE Denmark 20 ETF 0001432353 S000026990 Global X Emerging Africa ETF C000081225 Global X Emerging Africa ETF 0001432353 S000026991 Global X FTSE Finland 25 ETF C000081226 Global X FTSE Finland 25 ETF 0001432353 S000028727 Global X Copper Miners ETF C000087858 Global X Copper Miners ETF 0001432353 S000028728 Global X Pure Gold Miners ETF C000087859 Global X Pure Gold Miners ETF 0001432353 S000028729 Global X Platinum Miners ETF C000087860 Global X Platinum Miners ETF 0001432353 S000028730 Global X Silver Miners ETF C000087861 Global X Silver Miners ETF 0001432353 S000029210 Global X Brazil Consumer ETF C000089863 Global X Brazil Consumer ETF 0001432353 S000029211 Global X Brazil Financials ETF C000089864 Global X Brazil Financials ETF 0001432353 S000029212 Global X Brazil Industrials ETF C000089865 Global X Brazil Industrials ETF 0001432353 S000029213 Global X Brazil Materials ETF C000089866 Global X Brazil Materials ETF 0001432353 S000029214 Global X Brazil Utilities ETF C000089867 Global X Brazil Utilities ETF 0001432353 S000029215 Global X Brazil Mid Cap ETF C000089868 Global X Brazil Mid Cap ETF 0001432353 S000029216 Global X China Mid Cap ETF C000089869 Global X China Mid Cap ETF 0001432353 S000029440 Global X Aluminum ETF C000090391 Global X Aluminum ETF 0001432353 S000029441 Global X Lithium ETF C000090392 Global X Lithium ETF 0001432353 S000029442 Global X Uranium ETF C000090393 Global X Uranium ETF 0001432353 S000029443 Global X Fishing Industry ETF C000090394 Global X Fishing Industry ETF 0001432353 S000029444 Global X Food ETF C000090395 Global X Food ETF 0001432353 S000029445 Global X Shipping ETF C000090396 Global X Shipping ETF 0001432353 S000029446 Global X Waste Management ETF C000090397 Global X Waste Management ETF 0001432353 S000030226 Global X Gold Explorers ETF C000093019 Global X Gold Explorers ETF 0001432353 S000031019 Global X Russell Emerging Markets Growth ETF C000096159 Global X Russell Emerging Markets Growth ETF 0001432353 S000031020 Global X Russell Emerging Markets Value ETF C000096160 Global X Russell Emerging Markets Value ETF 0001432353 S000031096 Global X FTSE Andean 40 ETF C000096447 Global X FTSE Andean 40 ETF 0001432353 S000031097 Global X FTSE ASEAN 40 ETF C000096448 Global X FTSE ASEAN 40 ETF 0001432353 S000031098 Global X S&P/TSX Venture 30 Canada ETF C000096449 Global X S&P/TSX Venture 30 Canada ETF 0001432353 S000031099 Global X Next 11 ETF C000096450 Global X Next 11 ETF 0001432353 S000031464 Global X Oil Equities ETF C000097807 Global X Oil Equities ETF 0001432353 S000032485 Global X UK Small-Cap ETF C000100200 Global X UK Small-Cap ETF 0001432353 S000032486 Global X Fertilizers/Potash ETF C000100201 Global X Fertilizers/Potash ETF 0001432353 S000032487 Global X Rare Earths ETF C000100202 Global X Rare Earths ETF 0001432353 S000032488 Global X Strategic Metals ETF C000100203 Global X Strategic Metals ETF 0001432353 S000032489 Global X Germany Small-Cap ETF C000100204 Global X Germany Small-Cap ETF 0001432353 S000032490 Global X Mexico Small-Cap ETF C000100205 Global X Mexico Small-Cap ETF 0001432353 S000032491 Global X Hong Kong Small-Cap ETF C000100206 Global X Hong Kong Small-Cap ETF 0001432353 S000032492 Global X Singapore Small-Cap ETF C000100207 Global X Singapore Small-Cap ETF 0001432353 S000032493 Global X South Korea Small-Cap ETF C000100208 Global X South Korea Small-Cap ETF 0001432353 S000032494 Global X Taiwan Small-Cap ETF C000100209 Global X Taiwan Small-Cap ETF 0001432353 S000032495 Global X SuperDividend ETF C000100210 Global X SuperDividend ETF 0001432353 S000032496 Global X Canada Preferred ETF C000100211 Global X Canada Preferred ETF 0001432353 S000032932 Global X Auto ETF C000101634 Global X Auto ETF 0001432353 S000032933 Global X Farming ETF C000101635 Global X Farming ETF 0001432353 S000033201 Global X MLP Infrastructure ETF C000102168 Global X MLP Infrastructure ETF 0001432353 S000033202 Global X MLP Natural Gas ETF C000102169 Global X MLP Natural Gas ETF 0001432353 S000033894 Global X FTSE Portugal 20 ETF C000104580 Global X FTSE Portugal 20 ETF 0001432353 S000033895 Global X Kuwait ETF C000104581 Global X Kuwait ETF 0001432353 S000033896 Global X Nigeria ETF C000104582 Global X Nigeria ETF 0001432353 S000033897 Global X FTSE Bangladesh ETF C000104583 Global X FTSE Bangladesh ETF 0001432353 S000033898 Global X FTSE Sri Lanka ETF C000104584 Global X FTSE Sri Lanka ETF 0001432353 S000033899 Global X Kazakhstan ETF C000104585 Global X Kazakhstan ETF 0001432353 S000033900 Global X FTSE Frontier Markets ETF C000104586 Global X FTSE Frontier Markets ETF 0001432353 S000033901 Global X Central America ETF C000104587 Global X Central America ETF 0001432353 S000033902 Global X Central and Northern Europe ETF C000104588 Global X Central and Northern Europe ETF 0001432353 S000033903 Global X Southern Europe ETF C000104589 Global X Southern Europe ETF 0001432353 S000033904 Global X Eastern Europe ETF C000104590 Global X Eastern Europe ETF 0001432353 S000033905 Global X FTSE Ukraine ETF C000104591 Global X FTSE Ukraine ETF 0001432353 S000033906 Global X Central Asia ETF C000104592 Global X Central Asia ETF 0001432353 S000033907 Global X Sub-Saharan Africa ETF C000104593 Global X Sub-Saharan Africa ETF 0001432353 S000033908 Global X S&P Pan Arab ETF C000104594 Global X S&P Pan Arab ETF 0001432353 S000033909 Global X FTSE Greece 20 ETF C000104595 Global X FTSE Greece 20 ETF 0001432353 S000033910 Global X Hungary ETF C000104596 Global X Hungary ETF 0001432353 S000033911 Global X Luxembourg ETF C000104597 Global X Luxembourg ETF 0001432353 S000033912 Global X FTSE Morocco 20 ETF C000104598 Global X FTSE Morocco 20 ETF 0001432353 S000033913 Global X Czech Republic ETF C000104599 Global X Czech Republic ETF 0001432353 S000033914 Global X Slovakia ETF C000104600 Global X Slovakia ETF 0001432353 S000033915 Global X Qatar ETF C000104601 Global X Qatar ETF 0001432353 S000034155 Global X Social Media Index ETF C000105277 Global X Social Media Index ETF 0001432353 S000034186 Global X FTSE Toll Roads & Ports ETF C000105359 Global X FTSE Toll Roads & Ports ETF 0001432353 S000034187 Global X FTSE Railroads ETF C000105360 Global X FTSE Railroads ETF 0001432353 S000034188 Global X Farmland & Timberland ETF C000105361 Global X Farmland & Timberland ETF 0001432353 S000034189 Global X Cement ETF C000105362 Global X Cement ETF 0001432353 S000034190 Global X Advanced Materials ETF C000105363 Global X Advanced Materials ETF 0001432353 S000035132 Global X NASDAQ 100 Global Technology Index ETF C000108075 Global X NASDAQ 100 Global Technology Index ETF 0001432353 S000035133 Global X NASDAQ 500 ETF C000108076 Global X NASDAQ 500 ETF 0001432353 S000035134 Global X NASDAQ 400 Mid Cap ETF C000108077 Global X NASDAQ 400 Mid Cap ETF 0001432353 S000035815 Global X Permanent ETF C000109764 Global X Permanent ETF 24F-2NT 1 globalx2012.txt 1 APPENDIX 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 OMB APPROVAL OMB Number: 3235-0456 Expires: August 31, 2000 Estimated average burden hours per response . . . . . . . 1 1. Name and address of issuer: Global X Funds 410 Park Avenue, 4th Floor New York, NY 10022 2. The name of each series or class of securities for which this notice is filed (if the form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): [ x ] 3. Investment Company Act File Number: 811-22209 Securities Act File Number: 333-151713 4(a). Last day of fiscal year for which this Form is filed: October 31, 2011 4(b). Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer's fiscal year). (See Instruction A-2) [ ] Note: If the Form is being filed late, interest must be paid on the registration fee due. 4( c). Check box if this is the last time the issuer will be filing this Form. [ ] 2 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $ 1,699,996,000.00 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $ 876,689,100.00 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the commission: $ 0 (iv) Total available redemption credits [add Items 5(ii) and 5(iii)]: $ 876,689,100.00 (v) Net Sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 823,306,900.00 (vi) Redemption credits available for use in future years __if Item 5(i) is less than Item 5 (iv) [subtract Item 5(i) from Item 5(iv)]: $ 0.00 (vii) Multiplier for determining registration fee (See Instruction C.9): x 0.0001146 (viii) Registration fee due [multiply item 5(v) by Item 5(vii)] (enter "0" if no fee is due): + $ 94,350.97 6. If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: _____0_____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: __0___. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see instruction D): + $____0____ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 94,350.97 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: Method of Delivery: [ X] Wire Transfer [ ] Mail or other means 3 SIGNATURES This report has been signed below by the following person on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)* /s/ Bruno del Ama Bruno del Ama, President & CEO Date: January 26, 2012