CUSIP No.: 37517Y103
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SCHEDULE 13G
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Page 2 of 6
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1.
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NAMES OF REPORTING PERSONS:
Fred H. Brenner
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions):
(a) [ ]
(b) [ ]
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION:
Commonwealth of Pennsylvania
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER:
2,300,188 Shares
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6.
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SHARED VOTING POWER:
None
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7.
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SOLE DISPOSITIVE POWER:
2,300,188 Shares
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8.
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SHARED DISPOSITIVE POWER:
None
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
2,300,188 Shares
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
[ ]
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:
7.05%
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12.
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
IN
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CUSIP No.: 37517Y103
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SCHEDULE 13G
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Page 3 of 6
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Item 1 (a).
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Name of Issuer:
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GigOptix, Inc.
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Item 1 (b).
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Address of Issuer’s Principal Executive Offices:
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130 Baytech Drive
San Jose, CA 95134
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Item2 (a).
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Name of Person Filing:
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Fred H. Brenner
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Item 2 (b).
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Address of Principal Business Office or, if None, Residence:
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77 Middle Road
Apt. 355
Bryn Mawr, Pennsylvania 19010
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Item 2 (c).
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Citizenship:
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Commonwealth of Pennsylvania
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Item 2 (d).
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Title of Class of Securities:
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Common Stock – par value $0.001 per Share
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Item 2 (e).
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CUSIP Number:
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37517Y103
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CUSIP No.: 37517Y103
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SCHEDULE 13G
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Page 4 of 6
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Item 3.
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If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a–8);
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(e)
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[ ]
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An investment adviser in accordance with §240.13d–1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d–1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with §240.13d–1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3);
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(j)
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[ ]
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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J); and
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(k)
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[ ]
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Group, in accordance with §240.13d–1(b)(1)(ii)(K).
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If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution: _______________________________________.
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Item 4.
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Ownership.
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Provide the following information regarding the aggregate number and percentage of the class of the securities of the issuer identified in Item 1.
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Item 4 (a).
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Amount beneficially owned:
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2,300,188 Shares
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CUSIP No.: 37517Y103
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SCHEDULE 13G
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Page 5 of 6
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Item 4 (b).
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Percent of class:
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7.05%
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Item 4 (c).
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Number of shares to which the person has:
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(i)
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Sole power to vote or to direct the vote:
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2,300,188 Shares
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(ii)
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Shared power to vote or to direct the vote:
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0 Shares
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(iii)
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Sole power to dispose or to direct the disposition of:
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2,300,188 Shares
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(iv)
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Shared power to dispose or to direct the disposition of:
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0 Shares
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Not applicable.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
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CUSIP No.: 37517Y103
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SCHEDULE 13G
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Page 6 of 6
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
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Item 10.
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Certifications.
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/s/ FRED H. BRENNER
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Name: Fred H. Brenner
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