0001209191-17-007909.txt : 20170203 0001209191-17-007909.hdr.sgml : 20170203 20170203195149 ACCESSION NUMBER: 0001209191-17-007909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigPeak, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: GigOptix, Inc. DATE OF NAME CHANGE: 20080411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ma Darren CENTRAL INDEX KEY: 0001624120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 17573792 MAIL ADDRESS: STREET 1: C/O GIGOPTIX, INC. STREET 2: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-01 0 0001432150 GigPeak, Inc. GIG 0001624120 Ma Darren C/O GIGPEAK, INC. 130 BAYTECH DRIVE SAN JOSE CA 95134 0 1 0 0 Vice President and CFO Common Stock 2017-02-01 4 M 0 15625 0.00 A 75338 D Common Stock 2017-02-01 4 F 0 6841 2.58 D 68497 D Common Stock 2017-02-01 4 M 0 1875 0.00 A 70372 D Common Stock 2017-02-01 4 F 0 821 2.58 D 69551 D Common Stock 2017-02-01 4 M 0 2500 0.00 A 72051 D Common Stock 2017-02-01 4 F 0 1095 2.58 D 70956 D Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 15625 0.00 D Common Stock 15625 109375 D Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 1875 0.00 D Common Stock 1875 5625 D Restricted Stock Units (RSUs) 0.00 2017-02-01 4 M 0 2500 0.00 D Common Stock 2500 7500 D 15,625 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 11/13/2014 vested on 2/1/2017 according to the vesting schedule previously reported. 6,841 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The closing price of the Company's common stock on 2/1/2017. 1,875 RSUs issued in the grant to Mr. Ma on 11/19/2015 vested on 2/1/2017 according to the vesting schedule previously reported. 821 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. 2,500 RSUs issued in the grant to Mr. Ma on 1/5/2016 vested on 2/1/2017 according to the vesting schedule previously reported. 1,095 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The RSUs vest as follows: 25% vested on November 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on February 1, 2016 and ending on February 1, 2019, as previously reported. The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported. The RSUs vest as follows: 25% vested on February 1, 2017. The remaining 75% vest in twelve quarterly installments thereafter, beginning on May 1, 2017 and ending on February 1, 2020. /s/ Darren Ma 2017-02-03