0001209191-17-007909.txt : 20170203
0001209191-17-007909.hdr.sgml : 20170203
20170203195149
ACCESSION NUMBER: 0001209191-17-007909
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigPeak, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: GigOptix, Inc.
DATE OF NAME CHANGE: 20080411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ma Darren
CENTRAL INDEX KEY: 0001624120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 17573792
MAIL ADDRESS:
STREET 1: C/O GIGOPTIX, INC.
STREET 2: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-01
0
0001432150
GigPeak, Inc.
GIG
0001624120
Ma Darren
C/O GIGPEAK, INC.
130 BAYTECH DRIVE
SAN JOSE
CA
95134
0
1
0
0
Vice President and CFO
Common Stock
2017-02-01
4
M
0
15625
0.00
A
75338
D
Common Stock
2017-02-01
4
F
0
6841
2.58
D
68497
D
Common Stock
2017-02-01
4
M
0
1875
0.00
A
70372
D
Common Stock
2017-02-01
4
F
0
821
2.58
D
69551
D
Common Stock
2017-02-01
4
M
0
2500
0.00
A
72051
D
Common Stock
2017-02-01
4
F
0
1095
2.58
D
70956
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
15625
0.00
D
Common Stock
15625
109375
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
1875
0.00
D
Common Stock
1875
5625
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
2500
0.00
D
Common Stock
2500
7500
D
15,625 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 11/13/2014 vested on 2/1/2017 according to the vesting schedule previously reported.
6,841 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
The closing price of the Company's common stock on 2/1/2017.
1,875 RSUs issued in the grant to Mr. Ma on 11/19/2015 vested on 2/1/2017 according to the vesting schedule previously reported.
821 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
2,500 RSUs issued in the grant to Mr. Ma on 1/5/2016 vested on 2/1/2017 according to the vesting schedule previously reported.
1,095 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
The RSUs vest as follows: 25% vested on November 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on February 1, 2016 and ending on February 1, 2019, as previously reported.
The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.
The RSUs vest as follows: 25% vested on February 1, 2017. The remaining 75% vest in twelve quarterly installments thereafter, beginning on May 1, 2017 and ending on February 1, 2020.
/s/ Darren Ma
2017-02-03