0001209191-17-004709.txt : 20170119 0001209191-17-004709.hdr.sgml : 20170119 20170119210250 ACCESSION NUMBER: 0001209191-17-004709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170117 FILED AS OF DATE: 20170119 DATE AS OF CHANGE: 20170119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigPeak, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: GigOptix, Inc. DATE OF NAME CHANGE: 20080411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Avi S CENTRAL INDEX KEY: 0001451693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 17537394 MAIL ADDRESS: STREET 1: 2300 GENG ROAD, SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-17 0 0001432150 GigPeak, Inc. GIG 0001451693 Katz Avi S C/O GIGPEAK, INC. 130 BAYTECH DRIVE SAN JOSE CA 95134 1 1 0 0 President and CEO Restricted Stock Units (RSUs) 2017-01-17 4 A 0 694721 0.00 A Common Stock 694721 694721 D The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the GigPeak 2008 Equity Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. The Company will withhold shares of stock subject to the restricted stock units at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with such vesting. Each RSU represents a contingent right to receive one share of GigPeak common stock. The RSUs vest in eight quarterly installments beginning on May 1, 2017 and ending on February 1, 2019. /s/ Dr. Avi S. Katz 2017-01-19