8-K 1 d766157d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

July 24, 2014

Date of Report (date of earliest event reported)

 

 

GIGOPTIX, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   001-35520   26-2439072

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

130 Baytech Drive

San Jose, CA 95134

(Address of principal executive offices)

(408) 522-3100

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 2.02   Results of Operations and Financial Condition.

The following information is intended to be furnished under Item 2.02 of Form 8-K, “Results of Operations and Financial Condition.” This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

On July 28, 2014, GigOptix, Inc. (the “Company”) issued a press release announcing its financial results for the three months ended June 29, 2014. The full text of the press release is furnished as Exhibit 99.1 and is incorporated herein by reference.

Item 8.01   Other Events

As part of the Company’s ongoing efforts to improve its operational efficiencies, an enterprise-wide change in its organizational structure was implemented on July 28, 2014. The Company will now operate under a functional organizational structure rather than its previous product line structure. In furtherance of these efforts, on July 24, 2014 the Board of Directors of the Company promoted Dr. Raluca Dinu to Senior Vice President of Global Sales and Marketing effective July 28, 2014. On July 28, 2014, the Company issued a press release announcing the financial results for the three months ended June 29, 2014, and the promotion of Dr. Dinu. The full text of the press release is furnished as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01   Financial Statements and Exhibits.

(d) Exhibit

 

Exhibit 99.1    Press Release dated July 28, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

GIGOPTIX, INC.
By:  

 /s/ Dr. Avi Katz

  Name: Dr. Avi Katz
  Title:   Chief Executive Officer

Date: July 28, 2014


EXHIBIT INDEX

 

Exhibit No.    Description
99.1    Press Release dated July 28, 2014