0000899243-22-011858.txt : 20220322 0000899243-22-011858.hdr.sgml : 20220322 20220322204136 ACCESSION NUMBER: 0000899243-22-011858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210318 FILED AS OF DATE: 20220322 DATE AS OF CHANGE: 20220322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waldern Jonathan CENTRAL INDEX KEY: 0001869154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36247 FILM NUMBER: 22761329 MAIL ADDRESS: STREET 1: C/O META MATERIALS INC. STREET 2: 1 RESEARCH DRIVE CITY: DARTMOUTH STATE: A5 ZIP: B2Y 4M9 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: META MATERIALS INC. CENTRAL INDEX KEY: 0001431959 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 743237581 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 RESEARCH DRIVE CITY: DARTMOUTH STATE: A5 ZIP: B2Y 4M9 BUSINESS PHONE: 1-902-482-5729 MAIL ADDRESS: STREET 1: 1 RESEARCH DRIVE CITY: DARTMOUTH STATE: A5 ZIP: B2Y 4M9 FORMER COMPANY: FORMER CONFORMED NAME: TORCHLIGHT ENERGY RESOURCES INC DATE OF NAME CHANGE: 20110303 FORMER COMPANY: FORMER CONFORMED NAME: Pole Perfect Studios, Inc. DATE OF NAME CHANGE: 20080409 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-18 0 0001431959 META MATERIALS INC. MMAT 0001869154 Waldern Jonathan C/0 META MATERIALS INC. 1 RESEARCH DRIVE DARTMOUTH A5 B2Y 4M9 NOVA SCOTIA, CANADA 0 1 0 0 Chief Technology Officer Common Stock 2022-03-21 4 M 0 171432 0.27 A 171432 D Common Stock 2021-03-22 4 S 0 171432 1.85 D 0 D Stock Option (Right to Buy) 0.27 2022-03-18 4 M 0 171432 0.27 D 2030-12-14 Common Stock 1585737 1414305 D Represents the weighted average shares price of an aggregate total of 171,432 shares sold in multiple transactions in the price range of $1.83 to $1.88, inclusive, by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Subject to the reporting person continuing to provide services to the company through each vesting event, the shares subject to the option shall vest in equal monthly installments over 48 months from the vesting commencement date on the same day of the month as the vesting commencement date. The vesting commencement date is December 14, 2020. The vesting schedule for this option was inadvertently previously disclosed as vesting 25% on the one year anniversary of the vesting commencement date, and in equal monthly installments over the next 36 months thereafter. /s/ Ken Rice, as Attorney-in-Fact 2022-03-22