0000899243-21-038202.txt : 20210929 0000899243-21-038202.hdr.sgml : 20210929 20210929173425 ACCESSION NUMBER: 0000899243-21-038202 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210628 FILED AS OF DATE: 20210929 DATE AS OF CHANGE: 20210929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palikaras Georgios CENTRAL INDEX KEY: 0001868840 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36247 FILM NUMBER: 211292882 MAIL ADDRESS: STREET 1: C/O META MATERIALS INC. STREET 2: 1 RESEARCH DRIVE CITY: DARTMOUTH STATE: A5 ZIP: BY2 4M9 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geddes Nadine CENTRAL INDEX KEY: 0001884843 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36247 FILM NUMBER: 211292881 MAIL ADDRESS: STREET 1: C/O META MATERIALS, INC. STREET 2: 1 RESEARCH DRIVE CITY: DARTMOUTH, NOVA SCOTIA STATE: A5 ZIP: B2Y 4M9 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: META MATERIALS INC. CENTRAL INDEX KEY: 0001431959 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 743237581 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 RESEARCH DRIVE CITY: DARTMOUTH STATE: A5 ZIP: B2Y 4M9 BUSINESS PHONE: 1-902-482-5729 MAIL ADDRESS: STREET 1: 1 RESEARCH DRIVE CITY: DARTMOUTH STATE: A5 ZIP: B2Y 4M9 FORMER COMPANY: FORMER CONFORMED NAME: TORCHLIGHT ENERGY RESOURCES INC DATE OF NAME CHANGE: 20110303 FORMER COMPANY: FORMER CONFORMED NAME: Pole Perfect Studios, Inc. DATE OF NAME CHANGE: 20080409 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2021-06-28 2021-07-08 0 0001431959 META MATERIALS INC. MMAT 0001868840 Palikaras Georgios C/O META MATERIALS INC. 1 RESEARCH DRIVE DARTMOUTH A5 B2Y 4M9 NOVA SCOTIA, CANADA 1 1 1 0 CEO and President 0001884843 Geddes Nadine C/O META MATERIALS INC. 1 RESEARCH DRIVE DARTMOUTH A5 B2Y 4M9 NOVA SCOTIA, CANADA 0 0 1 0 Common Stock 2650992 D Common Stock 3307775 I Held by Nadine Geddes Common Stock 22982397 I See Footnote Stock Option (Right to Buy) 0.27 2029-08-09 Common Stock 151709 D Stock Option (Right to Buy) 0.27 2030-03-23 Common Stock 2952000 D Deferred Stock Units Common Stock 1461240 D Warrant (Right to Buy) 0.39 2023-03-05 Common Stock 7485 D Stock Option (Right to Buy) 0.27 2028-12-01 Common Stock 106549 I Held by Nadine Geddes Stock Option (Right to Buy) 0.27 2030-12-15 Common Stock 49813 I Held by Nadine Geddes Deferred Stock Units Common Stock 324720 I Held by Nadine Geddes The reported securities held by Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes hold a percentage of Lamda Guard Technologies Ltd. Georgios Palikaras and Nadine Geddes each disclaim beneficial ownership of the shares held by Lamda Guard Technologies Ltd. except to the extent of his or her pecuniary interest therein, if any. 100% of the Shares subject to the option vest on March 6, 2020. Subject to the reporting person continuing to provide services to the company through each vesting event, 50% of the shares subject to the option will vest annually over two years beginning on March 23, 2021, such that the shares are fully vested on March 23, 2022. Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock on the applicable settlement dates. DSUs do not have an expiration date. Warrant is immediately exercisable. Subject to the optionee continuing to provide services to the company, 25% of the shares subject to the option will vest on the one year anniversary of the vesting commencement date, and thereafter the remaining shares subject to the option will vest in equal monthly installments over the next 36 months on the same day of the month as the vesting commencement date. The vesting commencement date is December 1, 2018. Subject to the optionee continuing to provide services to the company, 25% of the shares subject to the option will vest on the one year anniversary of the vesting commencement date, and thereafter the remaining shares subject to the option will vest in equal monthly installments over the next 36 months on the same day of the month as the vesting commencement date. The vesting commencement date is December 15, 2020. Exhibit 24: Powers of Attorney /s/ Ken Rice, as Attorney-in-Fact 2021-09-29 EX-24 2 attachment1.htm EX-24 DOCUMENT

                                                                      Exhibit 24

                               POWER OF ATTORNEY

      The undersigned, as a Section 16 reporting person of Meta Materials Inc.
(the "Company"), hereby constitutes and appoints Ken Rice the undersigned's true
and lawful attorneys-in-fact to:

      1.  complete and execute Forms 3, 4 and 5 and other forms and all
amendments thereto as such attorneys-in-fact shall in their discretion determine
to be required or advisable pursuant to Section 16 of the Securities Exchange
Act of 1934 (as amended) and the rules and regulations promulgated thereunder,
or any successor laws and regulations, as a consequence of the undersigned's
ownership, acquisition or disposition of securities of the Company; and

      2.  do all acts necessary in order to file such forms with the Securities
and Exchange Commission, any securities exchange or national association, the
Company and such other person or agency as the attorneys-in-fact shall deem
appropriate.

      The undersigned hereby ratifies and confirms all that said attorneys-in-
fact and agent shall do or cause to be done by virtue hereof.  The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, is not assuming, nor is the Company assuming,
any of the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934 (as amended).

      This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Company and the foregoing attorneys-in-fact.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 8th day of July, 2021.


                                      Signature:   /s/ Georgios Palikaras
                                                -------------------------------
                                      Print Name:   Georgios Palikaras
                                                -------------------------------


                                                                      Exhibit 24

                               POWER OF ATTORNEY

      The undersigned, as a Section 16 reporting person of Meta Materials Inc.
(the "Company"), hereby constitutes and appoints Ken Rice the undersigned's true
and lawful attorneys-in-fact to:

      1.  complete and execute Forms 3, 4 and 5 and other forms and all
amendments thereto as such attorneys-in-fact shall in their discretion determine
to be required or advisable pursuant to Section 16 of the Securities Exchange
Act of 1934 (as amended) and the rules and regulations promulgated thereunder,
or any successor laws and regulations, as a consequence of the undersigned's
ownership, acquisition or disposition of securities of the Company; and

      2.  do all acts necessary in order to file such forms with the Securities
and Exchange Commission, any securities exchange or national association, the
Company and such other person or agency as the attorneys-in-fact shall deem
appropriate.

      The undersigned hereby ratifies and confirms all that said attorneys-in-
fact and agent shall do or cause to be done by virtue hereof.  The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, is not assuming, nor is the Company assuming,
any of the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934 (as amended).

      This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
Company and the foregoing attorneys-in-fact.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 31st day of August, 2021.


                                      Signature:   /s/ Nadine Geddes
                                                ---------------------------
                                      Print Name:   Nadine Geddes
                                                ---------------------------