0001437749-23-007015.txt : 20230317 0001437749-23-007015.hdr.sgml : 20230317 20230317121939 ACCESSION NUMBER: 0001437749-23-007015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarty Richard A. CENTRAL INDEX KEY: 0001442248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34142 FILM NUMBER: 23741407 MAIL ADDRESS: STREET 1: 125 NORTH THIRD AVENUE CITY: OAKDALE STATE: CA ZIP: 95361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Valley Bancorp CENTRAL INDEX KEY: 0001431567 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 262326676 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 BUSINESS PHONE: 209-844-7500 MAIL ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 4 1 rdgdoc.xml FORM 4 X0306 4 2022-12-31 0001431567 Oak Valley Bancorp OVLY 0001442248 McCarty Richard A. 125 NORTH THIRD AVENUE OAKDALE CA 95361 1 President & COO Common Stock 2022-12-31 4 I 0 1620 A 45403 D Common Stock 2023-02-28 4 A 0 2628 A 48031 D Common Stock 2023-02-28 4 F 0 148 D 47883 D Common Stock 2023-02-28 4 F 0 205 D 47678 D Common Stock 2023-02-28 4 F 0 172 D 47506 D Common Stock 2023-02-28 4 F 0 212 D 47294 D Common Stock 2023-02-28 4 F 0 214 D 47080 D Adjustment to holdings for shares acquired through 401k profit sharing plan in 2022. Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing. The restricted stock will vest 20% annually on the following dates: 2/28/2024 2/28/2025 2/28/2026 2/28/2027 2/28/2028 Award of restricted stock to executive employee pursuant to Stock Incentive Plan. Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2023 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2019 vested 2/28/2023 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2023 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/28/2023 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2023 /s/ Richard A McCarty 2023-03-15