0001437749-21-006814.txt : 20210322
0001437749-21-006814.hdr.sgml : 20210322
20210322200615
ACCESSION NUMBER: 0001437749-21-006814
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210322
DATE AS OF CHANGE: 20210322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCarty Richard A.
CENTRAL INDEX KEY: 0001442248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34142
FILM NUMBER: 21762705
MAIL ADDRESS:
STREET 1: 125 NORTH THIRD AVENUE
CITY: OAKDALE
STATE: CA
ZIP: 95361
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oak Valley Bancorp
CENTRAL INDEX KEY: 0001431567
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 262326676
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 N. THIRD AVE.
CITY: OAKDALE
STATE: CA
ZIP: 95361
BUSINESS PHONE: 209-844-7500
MAIL ADDRESS:
STREET 1: 125 N. THIRD AVE.
CITY: OAKDALE
STATE: CA
ZIP: 95361
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-12-31
0001431567
Oak Valley Bancorp
OVLY
0001442248
McCarty Richard A.
125 NORTH THIRD AVENUE
OAKDALE
CA
95361
1
SEVP Chief Operating Officer
Common Stock
2021-02-28
4
A
0
2937
A
39208
D
Common Stock
2020-12-31
4
I
0
1377
A
40585
D
Common Stock
2021-02-28
4
F
0
169
D
40416
D
Common Stock
2021-02-28
4
F
0
231
D
40185
D
Common Stock
2021-02-28
4
F
0
190
D
39995
D
Award of restricted stock to executive employee pursuant to Stock Incentive Plan.
Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
The restricted stock will vest 20% annually on the following dates:
2/28/2022
2/28/2023
2/28/2024
2/28/2025
2/28/2026
Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.
Adjustment to holdings for shares acquired through 401k profit sharing plan in 2020.
Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2021
Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2019 vested 2/28/2021
Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2021
/s/ Richard A. McCarty
2021-03-22