0001437749-20-004456.txt : 20200305 0001437749-20-004456.hdr.sgml : 20200305 20200305181312 ACCESSION NUMBER: 0001437749-20-004456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarty Richard A. CENTRAL INDEX KEY: 0001442248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34142 FILM NUMBER: 20692012 MAIL ADDRESS: STREET 1: 125 NORTH THIRD AVENUE CITY: OAKDALE STATE: CA ZIP: 95361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Valley Bancorp CENTRAL INDEX KEY: 0001431567 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 262326676 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 BUSINESS PHONE: 209-844-7500 MAIL ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 4 1 rdgdoc.xml FORM 4 X0306 4 2020-02-28 0001431567 Oak Valley Bancorp OVLY 0001442248 McCarty Richard A. 125 NORTH THIRD AVENUE OAKDALE CA 95361 1 SEVP / COO Common Stock 2020-02-28 4 A 0 2388 A 35531 D Award of restricted stock to executive employee pursuant to Stock Incentive Plan. Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. The restricted stock will vest 20% annually on the following dates: 2/28/2021 2/28/2022 2/28/2023 2/28/2024 2/28/2025 /s/ Richard A McCarty 2020-03-05