0001437749-17-002486.txt : 20170214 0001437749-17-002486.hdr.sgml : 20170214 20170214180923 ACCESSION NUMBER: 0001437749-17-002486 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Valley Bancorp CENTRAL INDEX KEY: 0001431567 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 262326676 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 BUSINESS PHONE: 209-844-7500 MAIL ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLDER H RANDOLPH JR CENTRAL INDEX KEY: 0001662767 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34142 FILM NUMBER: 17611797 MAIL ADDRESS: STREET 1: 125 N THIRD AVE CITY: OAKDALE STATE: CA ZIP: 95361 4/A 1 rdgdoc.xml FORM 4/A X0306 4/A 2017-02-02 2017-02-06 0001431567 Oak Valley Bancorp OVLY 0001662767 HOLDER H RANDOLPH JR 125 NORTH THIRD AVENUE OAKDALE CA 95361 1 Common Stock 2017-02-02 4 P 0 1228 14.2556 A 61587 I By Holder Enterprises, LLC Common Stock 2017-02-03 4 P 0 1000 14.2569 A 62587 I By Holder Enterprises, LLC Common Stock 2017-02-06 4 P 0 350 14.2696 A 62937 I By Holder Enterprises, LLC Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC). Transaction replaces cancelled trade previously reported on 2/6/17 (1,141 shares @ $14.256 on 2/2/17) Form 4 amendment to correct for a cancelled trade previously reported and include purchase transactions the broker did not make known to Mr. Holder. /s/ H. Randolph Holder, Jr. 2017-02-13