0001437749-17-002486.txt : 20170214
0001437749-17-002486.hdr.sgml : 20170214
20170214180923
ACCESSION NUMBER: 0001437749-17-002486
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170202
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oak Valley Bancorp
CENTRAL INDEX KEY: 0001431567
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 262326676
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 N. THIRD AVE.
CITY: OAKDALE
STATE: CA
ZIP: 95361
BUSINESS PHONE: 209-844-7500
MAIL ADDRESS:
STREET 1: 125 N. THIRD AVE.
CITY: OAKDALE
STATE: CA
ZIP: 95361
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLDER H RANDOLPH JR
CENTRAL INDEX KEY: 0001662767
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34142
FILM NUMBER: 17611797
MAIL ADDRESS:
STREET 1: 125 N THIRD AVE
CITY: OAKDALE
STATE: CA
ZIP: 95361
4/A
1
rdgdoc.xml
FORM 4/A
X0306
4/A
2017-02-02
2017-02-06
0001431567
Oak Valley Bancorp
OVLY
0001662767
HOLDER H RANDOLPH JR
125 NORTH THIRD AVENUE
OAKDALE
CA
95361
1
Common Stock
2017-02-02
4
P
0
1228
14.2556
A
61587
I
By Holder Enterprises, LLC
Common Stock
2017-02-03
4
P
0
1000
14.2569
A
62587
I
By Holder Enterprises, LLC
Common Stock
2017-02-06
4
P
0
350
14.2696
A
62937
I
By Holder Enterprises, LLC
Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).
Transaction replaces cancelled trade previously reported on 2/6/17 (1,141 shares @ $14.256 on 2/2/17)
Form 4 amendment to correct for a cancelled trade previously reported and include purchase transactions the broker did not make known to Mr. Holder.
/s/ H. Randolph Holder, Jr.
2017-02-13