0001144204-16-110318.txt : 20160628
0001144204-16-110318.hdr.sgml : 20160628
20160628182513
ACCESSION NUMBER: 0001144204-16-110318
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160624
FILED AS OF DATE: 20160628
DATE AS OF CHANGE: 20160628
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pershing Gold Corp.
CENTRAL INDEX KEY: 0001432196
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 260657736
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1658 COLE BOULEVARD
STREET 2: BUILDING 6, SUITE 210
CITY: LAKEWOOD
STATE: CO
ZIP: 80401
BUSINESS PHONE: (877) 705-9357
MAIL ADDRESS:
STREET 1: 1658 COLE BOULEVARD
STREET 2: BUILDING 6, SUITE 210
CITY: LAKEWOOD
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: Sagebrush Gold Ltd.
DATE OF NAME CHANGE: 20110519
FORMER COMPANY:
FORMER CONFORMED NAME: Empire Sports & Entertainment Holdings Co.
DATE OF NAME CHANGE: 20101005
FORMER COMPANY:
FORMER CONFORMED NAME: Excel Global, Inc.
DATE OF NAME CHANGE: 20080411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barr Douglass Scott
CENTRAL INDEX KEY: 0001431541
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37481
FILM NUMBER: 161737021
MAIL ADDRESS:
STREET 1: 10901 WEST TOLLER DRIVE, SUITE 300
CITY: LITTLETON
STATE: CO
ZIP: 80127-6312
4
1
v443179_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-24
0
0001432196
Pershing Gold Corp.
PGLC
0001431541
Barr Douglass Scott
1658 COLE BLVD., BLDG. 6, SUITE 210
LAKEWOOD
CO
80401
1
0
0
0
Restricted Stock Units
0
2016-06-24
4
A
0
5995
0
A
Common Stock
5995
5995
D
The Reporting Person received 5,995 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 24, 2016.
Pursuant to the agreement, 1,999 units vest on June 24, 2017, 1,998 units vest on June 24, 2018, and 1,998 units vest on June 24, 2019, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement.
/s/ D. Scott Barr
2016-06-28