The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| VBI Vaccines Inc. | COM | 91822J103 | 10,360 | 2,691,042 | SH | DFND | 2,691,042 | 0 | 0 | ||
| Sientra Inc. | COM | 82621J105 | 42,054 | 2,730,765 | SH | DFND | 2,730,765 | 0 | 0 | ||
| Nanostring Technologies Inc. | COM | 63009R109 | 63,985 | 3,959,440 | SH | DFND | 3,959,440 | 0 | 0 | ||
| Catabasis Pharmaceuticals Inc. | COM | 14875P107 | 5,835 | 2,752,488 | SH | DFND | 2,752,488 | 0 | 0 | ||
| ESSA Pharma Inc. | COM | 29668H104 | 615 | 2,121,212 | SH | DFND | 2,121,212 | 0 | 0 | ||