0001430723-15-000043.txt : 20150910 0001430723-15-000043.hdr.sgml : 20150910 20150910170425 ACCESSION NUMBER: 0001430723-15-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150909 FILED AS OF DATE: 20150910 DATE AS OF CHANGE: 20150910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc. CENTRAL INDEX KEY: 0001430723 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 260734029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 850 SHADES CREEK PARKWAY STREET 2: SUITE 200 CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 2059490302 MAIL ADDRESS: STREET 1: 850 SHADES CREEK PARKWAY STREET 2: SUITE 200 CITY: BIRMINGHAM STATE: AL ZIP: 35209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kattos Andrew N CENTRAL INDEX KEY: 0001431197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36452 FILM NUMBER: 151101729 MAIL ADDRESS: STREET 1: P. O. BOX 18127 CITY: HUNTSVILLE STATE: AL ZIP: 35804 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-09 0 0001430723 ServisFirst Bancshares, Inc. SFBS 0001431197 Kattos Andrew N P. O. BOX 18127 HUNTSVILLE AL 35804 0 1 0 0 EVP, Regional CEO COMMON STOCK 2015-09-09 4 S 0 9000 39.686 D 171000 D These shares were sold pursuant to a Rule 10b5-1 plan. On June 16, 2014, ServisFirst Bancshares, Inc. declared a 3-for-1 stock split in the form of a stock dividend. On July 16, 2014, all holders of record of common stock as of the close of business on July 9, 2014 received a distribution of an additional two shares of ServisFirst Bancshares, Inc. common stock for each share held. As a result, the reporting person received 120,000 shares of ServisFirst Bancshares, Inc. common stock as of July 16, 2014. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging in price from $39.50 to $39.99, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price set forth in this footnote (3) to this Form 4. /s/ Edison K. Woodie III, attorney-in-fact 2015-09-10