0001773383-21-000126.txt : 20211117
0001773383-21-000126.hdr.sgml : 20211117
20211117192514
ACCESSION NUMBER: 0001773383-21-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211116
FILED AS OF DATE: 20211117
DATE AS OF CHANGE: 20211117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burns Kevin C
CENTRAL INDEX KEY: 0001430692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39010
FILM NUMBER: 211422091
MAIL ADDRESS:
STREET 1: C/O DYNATRACE HOLDINGS LLC
STREET 2: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dynatrace, Inc.
CENTRAL INDEX KEY: 0001773383
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-530-1000
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD, SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: Dynatrace Holdings LLC
DATE OF NAME CHANGE: 20190410
4
1
wf-form4_163719510035639.xml
FORM 4
X0306
4
2021-11-16
0
0001773383
Dynatrace, Inc.
DT
0001430692
Burns Kevin C
C/O DYNATRACE, INC.
1601 TRAPELO ROAD, SUITE 116
WALTHAM
MA
02451
0
1
0
0
CFO and Treasurer
Common Stock
2021-11-16
4
S
0
2516
69.2806
D
85908
D
Common Stock
2021-11-17
4
S
0
2458
68.996
D
83450
D
Common Stock
2021-11-17
4
S
0
583
69.9044
D
82867
D
Common Stock
2021-11-17
4
M
0
18500
16
A
101367
D
Common Stock
2021-11-17
4
S
0
18500
68.9165
D
82867
D
Common Stock
2021-11-17
4
M
0
7388
33.03
A
90255
D
Common Stock
2021-11-17
4
S
0
6905
69.7128
D
83350
D
Common Stock
2021-11-17
4
S
0
483
70.4171
D
82867
D
Common Stock
10000
I
See Footnote
Stock Option (Right to Buy)
16.0
2021-11-17
4
M
0
18500
0
D
2029-07-31
Common Stock
18500.0
129500
D
Stock Option (Right to Buy)
33.03
2021-11-17
4
M
0
7388
0
D
2030-05-15
Common Stock
7388.0
73873
D
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2780 to $69.2831, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2020.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.46 to $69.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.48 to $70.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2021.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.45 to $69.345, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.345 to $70.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.36 to $70.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Shares held by the Kevin C. Burns Irrevocable GST Trust of 2018. Judith Burns is the trustee of the Kevin C. Burns Irrevocable GST Trust of 2018. The Reporting Person may be deemed to have shared voting and investment power with respect to the shares held by such trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Stock options granted on July 31, 2019, 25% of which vested on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.
Stock options granted on May 15, 2020, 25% of which vested on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.
/s/ Craig Newfield, by power of attorney
2021-11-17