0001209191-17-011990.txt : 20170217
0001209191-17-011990.hdr.sgml : 20170217
20170217150250
ACCESSION NUMBER: 0001209191-17-011990
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170215
FILED AS OF DATE: 20170217
DATE AS OF CHANGE: 20170217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Donnell Kelly
CENTRAL INDEX KEY: 0001569409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 17621061
BUSINESS ADDRESS:
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FLOOR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: O Donnell Kelly
DATE OF NAME CHANGE: 20130211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-15
0
0001430592
Financial Engines, Inc.
FNGN
0001569409
O'Donnell Kelly
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
0
1
0
0
EVP, CAO & CRO
Common Stock
2017-02-15
4
M
0
3500
25.10
A
15590
D
Common Stock
2017-02-15
4
S
0
3500
40.10
D
12090
D
Common Stock
2017-02-16
4
M
0
4338
26.22
A
16428
D
Common Stock
2017-02-16
4
S
0
4338
40.50
D
12090
D
Employee Stock Option (Right to Buy)
25.10
2017-02-15
4
M
0
3500
0.00
D
2021-03-22
Common Stock
3500
0
D
Employee Stock Option (Right to Buy)
26.22
2017-02-16
4
M
0
4338
0.00
D
2022-11-16
Common Stock
4338
4338
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2016.
The option award is fully vested.
/s/ Jeffrey C. Grace, Attorney-in-Fact For: Kelly O'Donnell
2017-02-16