0001209191-17-011990.txt : 20170217 0001209191-17-011990.hdr.sgml : 20170217 20170217150250 ACCESSION NUMBER: 0001209191-17-011990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Donnell Kelly CENTRAL INDEX KEY: 0001569409 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 17621061 BUSINESS ADDRESS: BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FLOOR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER NAME: FORMER CONFORMED NAME: O Donnell Kelly DATE OF NAME CHANGE: 20130211 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-15 0 0001430592 Financial Engines, Inc. FNGN 0001569409 O'Donnell Kelly 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP, CAO & CRO Common Stock 2017-02-15 4 M 0 3500 25.10 A 15590 D Common Stock 2017-02-15 4 S 0 3500 40.10 D 12090 D Common Stock 2017-02-16 4 M 0 4338 26.22 A 16428 D Common Stock 2017-02-16 4 S 0 4338 40.50 D 12090 D Employee Stock Option (Right to Buy) 25.10 2017-02-15 4 M 0 3500 0.00 D 2021-03-22 Common Stock 3500 0 D Employee Stock Option (Right to Buy) 26.22 2017-02-16 4 M 0 4338 0.00 D 2022-11-16 Common Stock 4338 4338 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2016. The option award is fully vested. /s/ Jeffrey C. Grace, Attorney-in-Fact For: Kelly O'Donnell 2017-02-16