0001209191-13-022599.txt : 20130425
0001209191-13-022599.hdr.sgml : 20130425
20130425181404
ACCESSION NUMBER: 0001209191-13-022599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130423
FILED AS OF DATE: 20130425
DATE AS OF CHANGE: 20130425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gamble Paul
CENTRAL INDEX KEY: 0001561873
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 13784199
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FLOOR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6900
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-04-23
0
0001430592
Financial Engines, Inc.
FNGN
0001561873
Gamble Paul
1050 ENTERPRISE WAY, 3RD FLOOR
SUNNYVALE
CA
94089
0
1
0
0
EVP, Distrib & Inst Services
Common Stock
2013-04-23
2013-04-23
4
M
0
2162
6.51
A
21914
D
Common Stock
2013-04-23
2013-04-23
4
S
0
2162
35.0945
D
19752
D
Employee Stock Option (Right to Buy)
6.51
2013-04-23
2013-04-23
4
M
0
2162
0.00
D
2018-11-11
Common Stock
2162
0
D
The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.72 to $35.38, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sale reported in this Form 4 was effected persuant to a 10b5-1 trading plan adopted by the reporting person on November 16, 2012.
The option award is fully vested.
Joanne Burns, Attorney-in-Fact
2013-04-25