The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 857 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 323 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 9,671 | 58,700 | SH | SOLE | 58,700 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 6,035 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,806 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
AMETEK INC NEW | COM | 031100100 | 332 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
AMPHENOL CORP NEW | CL A | 032095101 | 329 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
ANSYS INC | COM | 03662Q105 | 2,147 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 1,055 | 27,300 | SH | SOLE | 27,300 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 328 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 2,287 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANK AMER CORP | *W EXP 10/28/201 | 060505153 | 315 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 402 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 2,060 | 5,540 | SH | SOLE | 5,540 | 0 | 0 | ||
BRP INC | COM SUN VTG | 05577W200 | 1,172 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 6,765 | 660,000 | SH | SOLE | 660,000 | 0 | 0 | ||
CAMPING WORLD HLDGS INC | CL A | 13462K109 | 320 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 1,165 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 852 | 5,590 | SH | SOLE | 5,590 | 0 | 0 | ||
CENTURY ALUM CO | COM | 156431108 | 4,608 | 385,000 | SH | SOLE | 385,000 | 0 | 0 | ||
CITIGROUP INC | *W EXP 01/04/201 | 172967226 | 98 | 65,450,000 | SH | SOLE | 65,450,000 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 297 | 16,800 | SH | SOLE | 16,800 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 881 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 1.250% 5/0 | 189464AC4 | 2,732 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 620 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
COMMERCIAL METALS CO | COM | 201723103 | 1,744 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
COMMVAULT SYSTEMS INC | COM | 204166102 | 490 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
COTY INC | COM CL A | 222070203 | 289 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 392 | 4,959 | SH | SOLE | 4,959 | 0 | 0 | ||
D R HORTON INC | COM | 23331A109 | 1,518 | 36,000 | SH | Call | SOLE | 36,000 | 0 | 0 | |
DOVA PHARMACEUTICALS INC | COM | 25985T102 | 907 | 43,232 | SH | SOLE | 43,232 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 9,906 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 1,280 | 10,623 | SH | SOLE | 10,623 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 37,653 | 312,500 | SH | Call | SOLE | 312,500 | 0 | 0 | |
EVENTBRITE INC | COM CL A | 29975E109 | 627 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 301 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 365 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 3,638 | 214,000 | SH | SOLE | 214,000 | 0 | 0 | ||
FOOT LOCKER INC | COM | 344849104 | 342 | 6,700 | SH | SOLE | 6,700 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 755 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FORMFACTOR INC | COM | 346375108 | 371 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
GAP INC DEL | COM | 364760108 | 317 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADR | 36165L108 | 351 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 1,718 | 1,600,000 | PRN | SOLE | 1,600,000 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 2,113 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 824 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 322 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HUYA INC | ADS REP SHS A | 44852D108 | 1,214 | 51,500 | SH | SOLE | 51,500 | 0 | 0 | ||
II VI INC | NOTE 0.250% 9/0 | 902104AB4 | 3,508 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 943 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
INSTRUCTURE INC | COM | 45781U103 | 1,235 | 34,900 | SH | SOLE | 34,900 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 307 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 469 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
INTERNATIONAL FLAVORS&FRAGRA | UNIT 09/15/2021 | 459506309 | 1,768 | 3,250,000 | PRN | SOLE | 3,250,000 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 1,720 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 4,780 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
IONIS PHARMACEUTICALS INC | COM | 462222100 | 1,805 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 1,895 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 16,095 | 374,997 | SH | SOLE | 374,997 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 12,755 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 652 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 722 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 325 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 258 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.000% 1/3 | 531229AF9 | 1,989 | 1,700,000 | PRN | SOLE | 1,700,000 | 0 | 0 | ||
MAGNA INTL INC | COM | 559222401 | 641 | 12,200 | SH | SOLE | 12,200 | 0 | 0 | ||
MANITOWOC CO INC | COM NEW | 563571405 | 384 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 318 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 1,040 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 498 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,987 | 43,600 | SH | SOLE | 43,600 | 0 | 0 | ||
MINDBODY INC | COM CL A | 60255W105 | 415 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
MKS INSTRUMENT INC | COM | 55306N104 | 1,282 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 1,605 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
NATIONAL VISION HLDGS INC | COM | 63845R107 | 564 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
NETAPP INC | COM | 64110D104 | 411 | 4,782 | SH | SOLE | 4,782 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 3,367 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
NOVANTA INC | COM | 67000B104 | 622 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 1,282 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 2,885 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | NOTE 1.000%12/0 | 62952QAB6 | 4,104 | 3,932,000 | PRN | SOLE | 3,932,000 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 267 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 2,250 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 2,876 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
OVERSTOCK COM INC DEL | COM | 690370101 | 4,213 | 152,100 | SH | SOLE | 152,100 | 0 | 0 | ||
OVERSTOCK COM INC DEL | COM | 690370101 | 3,740 | 135,000 | SH | Call | SOLE | 135,000 | 0 | 0 | |
PACIRA PHARMACEUTICALS INC | NOTE 2.375% 4/0 | 695127AD2 | 1,808 | 1,700,000 | PRN | SOLE | 1,700,000 | 0 | 0 | ||
PARKER HANNIFIN CORP | COM | 701094104 | 552 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PLURALSIGHT INC | COM CL A | 72941B106 | 800 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 2,845 | 148,950 | SH | SOLE | 148,950 | 0 | 0 | ||
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 514 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 319 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 2,184 | 20,567 | SH | SOLE | 20,567 | 0 | 0 | ||
PURE STORAGE INC | CL A | 74624M102 | 311 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 1,535 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
RH | COM | 74967X103 | 236 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 1,048 | 11,262 | SH | SOLE | 11,262 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 410 | 2,900 | SH | SOLE | 2,900 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 2,447 | 71,914 | SH | SOLE | 71,914 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 3,976 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 305 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 371 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 690 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 12,963 | 470,000 | SH | Call | SOLE | 470,000 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 293 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 2,237 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 650 | 3,950 | SH | SOLE | 3,950 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 983 | 8,127 | SH | SOLE | 8,127 | 0 | 0 | ||
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 332 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 1,695 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 2,982 | 21,609 | SH | SOLE | 21,609 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 335 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
TECK RESOURCES LTD | CL B | 878742204 | 9,640 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
TENABLE HLDGS INC | COM | 88025T102 | 1,555 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
TRIMBLE INC | COM | 896239100 | 413 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
TWILIO INC | CL A | 90138F102 | 302 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 356 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 339 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 230 | 1,412 | SH | SOLE | 1,412 | 0 | 0 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 2,476 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 1,827 | 15,500 | SH | Call | SOLE | 15,500 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 685 | 37,000 | SH | SOLE | 37,000 | 0 | 0 | ||
VARONIS SYS INC | COM | 922280102 | 657 | 8,975 | SH | SOLE | 8,975 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 452 | 4,152 | SH | SOLE | 4,152 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 404 | 28,500 | SH | SOLE | 28,500 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 5,782 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 20,489 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
WILLIAMS SONOMA INC | COM | 969904101 | 657 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 802 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 4,598 | 26,000 | SH | Call | SOLE | 26,000 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 277 | 3,896 | SH | SOLE | 3,896 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 2,345 | 57,500 | SH | SOLE | 57,500 | 0 | 0 |