0001085146-14-000951.txt : 20140502 0001085146-14-000951.hdr.sgml : 20140502 20140501174330 ACCESSION NUMBER: 0001085146-14-000951 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140502 DATE AS OF CHANGE: 20140501 EFFECTIVENESS DATE: 20140502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Efficient Market Advisors, LLC CENTRAL INDEX KEY: 0001429788 IRS NUMBER: 412143010 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13603 FILM NUMBER: 14806235 BUSINESS ADDRESS: STREET 1: 12555 HIGH BLUFF DRIVE STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 888-327-4600 MAIL ADDRESS: STREET 1: 12555 HIGH BLUFF DRIVE STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001429788 XXXXXXXX 03-31-2014 03-31-2014 false Efficient Market Advisors, LLC

12555 High Bluff Drive Suite 300 San Diego CA 92130

13F HOLDINGS REPORT 028-13603 N Herb W. Morgan 858-847-0690 /s/ Herb W. Morgan San Diego CA 04-30-2014 0 139 375833 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERCROMBIE & FITCH CO CL A 002896207 0 6 SH SOLE 0 0 6 ACADIA PHARMACEUTICALS INC COM 004225108 24 1000 SH SOLE 0 0 1000 ALCO STORES INC COM 001600105 48 4740 SH SOLE 0 0 4740 ALLIED NEVADA GOLD CORP COM 019344100 3 800 SH SOLE 0 0 800 AMERICAN RLTY CAP PPTYS INC COM 02917T104 125 8887 SH SOLE 0 0 8887 AOL INC COM 00184X105 0 4 SH SOLE 0 0 4 APPLE INC COM 037833100 40 75 SH SOLE 0 0 75 AT&T INC COM 00206R102 134 3809 SH SOLE 0 0 3809 BANK OF AMERICA CORPORATION COM 060505104 17 1000 SH SOLE 0 0 1000 BARRICK GOLD CORP COM 067901108 12 700 SH SOLE 0 0 700 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 69 4950 SH SOLE 0 0 4950 CARNIVAL CORP PAIRED CTF 143658300 4 100 SH SOLE 0 0 100 CBL & ASSOC PPTYS INC COM 124830100 19 1053 SH SOLE 0 0 1053 CHEVRON CORP NEW COM 166764100 119 1000 SH SOLE 0 0 1000 CISCO SYS INC COM 17275R102 22 1000 SH SOLE 0 0 1000 CITIGROUP INC COM NEW 172967424 10 200 SH SOLE 0 0 200 COCA COLA CO COM 191216100 19 500 SH SOLE 0 0 500 COSTCO WHSL CORP NEW COM 22160K105 202 1810 SH SOLE 0 0 1810 CPI AEROSTRUCTURES INC COM NEW 125919308 118 9100 SH SOLE 0 0 9100 CUTWATER SELECT INCOME FD COM 232229104 164 8442 SH SOLE 0 0 8442 DEERE & CO COM 244199105 18 200 SH SOLE 0 0 200 DISNEY WALT CO COM DISNEY 254687106 6 75 SH SOLE 0 0 75 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 13 1107 SH SOLE 0 0 1107 EATON VANCE CALIF MUN BD FD COM 27828C106 12 1000 SH SOLE 0 0 1000 EATON VANCE LTD DUR INCOME F COM 27828H105 10 648 SH SOLE 0 0 648 EXETER RES CORP COM 301835104 2 3000 SH SOLE 0 0 3000 EXXON MOBIL CORP COM 30231G102 203 2076 SH SOLE 0 0 2076 FACEBOOK INC CL A 30303M102 66 1100 SH SOLE 0 0 1100 FORD MTR CO DEL COM PAR $0.01 345370860 78 5000 SH SOLE 0 0 5000 FRONTIER COMMUNICATIONS CORP COM 35906A108 2 288 SH SOLE 0 0 288 GENERAL ELECTRIC CO COM 369604103 98 3786 SH SOLE 0 0 3786 GENERAL MTRS CO *W EXP 07/10/201 37045V118 0 8 SH SOLE 0 0 8 GENERAL MTRS CO *W EXP 07/10/201 37045V126 0 8 SH SOLE 0 0 8 GENERAL MTRS CO COM 37045V100 0 9 SH SOLE 0 0 9 GOLDMAN SACHS GROUP INC COM 38141G104 66 400 SH SOLE 0 0 400 GOOGLE INC CL A 38259P508 45 40 SH SOLE 0 0 40 HOME DEPOT INC COM 437076102 198 2500 SH SOLE 0 0 2500 HUMANA INC COM 444859102 45 400 SH SOLE 0 0 400 INTEL CORP COM 458140100 5 200 SH SOLE 0 0 200 INTERNATIONAL BUSINESS MACHS COM 459200101 7 35 SH SOLE 0 0 35 INVESCO CALIF VALUE MUN INC COM 46132H106 13 1083 SH SOLE 0 0 1083 ISHARES 1-3 YR CR BD ETF 464288646 21905 207671 SH SOLE 0 0 207671 ISHARES 1-3 YR TR BD ETF 464287457 411 4865 SH SOLE 0 0 4865 ISHARES COHEN&STEER REIT 464287564 1047 12730 SH SOLE 0 0 12730 ISHARES CORE S&P MCP ETF 464287507 45425 330433 SH SOLE 0 0 330433 ISHARES CORE S&P SCP ETF 464287804 14250 129379 SH SOLE 0 0 129379 ISHARES CORE S&P500 ETF 464287200 39 207 SH SOLE 0 0 207 ISHARES CORE TOTUSBD ETF 464287226 63 587 SH SOLE 0 0 587 ISHARES DOW JONES US ETF 464287846 2 17 SH SOLE 0 0 17 ISHARES IBOXX HI YD ETF 464288513 17192 182148 SH SOLE 0 0 182148 ISHARES IBOXX INV CP ETF 464287242 1 11 SH SOLE 0 0 11 ISHARES INTL DEV RE ETF 464288489 95 3152 SH SOLE 0 0 3152 ISHARES MSCI AUST ETF 464286103 35 1358 SH SOLE 0 0 1358 ISHARES MSCI BRZ CAP ETF 464286400 21 472 SH SOLE 0 0 472 ISHARES MSCI EAFE ETF 464287465 6319 94035 SH SOLE 0 0 94035 ISHARES MSCI EMG MKT ETF 464287234 109 2659 SH SOLE 0 0 2659 ISHARES MSCI FRANCE ETF 464286707 25 858 SH SOLE 0 0 858 ISHARES MSCI GERMANY ETF 464286806 47 1503 SH SOLE 0 0 1503 ISHARES MSCI HONG KG ETF 464286871 28 1408 SH SOLE 0 0 1408 ISHARES MSCI JAPAN ETF 464286848 62 5435 SH SOLE 0 0 5435 ISHARES MSCI MEX CAP ETF 464286822 12 181 SH SOLE 0 0 181 ISHARES MSCI SINGAP ETF 464286673 12 912 SH SOLE 0 0 912 ISHARES MSCI SZ CAP ETF 464286749 26 756 SH SOLE 0 0 756 ISHARES MSCI UK ETF 464286699 68 3324 SH SOLE 0 0 3324 ISHARES RUSSELL 2000 ETF 464287655 13220 113636 SH SOLE 0 0 113636 ISHARES U.S. PFD STK ETF 464288687 20372 521950 SH SOLE 0 0 521950 ISHARES INC CORE MSCI EMKT 46434G103 5104 103996 SH SOLE 0 0 103996 ISHARES TR FLTG RATE BD ETF 46429B655 59379 1170953 SH SOLE 0 0 1170953 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 1 SH SOLE 0 0 1 JOHNSON & JOHNSON COM 478160104 39 400 SH SOLE 0 0 400 JPMORGAN CHASE & CO COM 46625H100 18 300 SH SOLE 0 0 300 LINN ENERGY LLC UNIT LTD LIAB 536020100 17 600 SH SOLE 0 0 600 MARKET VECTORS ETF TR COAL ETF 57060U837 1 67 SH SOLE 0 0 67 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 10 423 SH SOLE 0 0 423 MCDONALDS CORP COM 580135101 1017 10378 SH SOLE 0 0 10378 MERCK & CO INC NEW COM 58933Y105 16 285 SH SOLE 0 0 285 MFS CALIF MUN FD COM 59318C106 53 5000 SH SOLE 0 0 5000 MICROSOFT CORP COM 594918104 82 2000 SH SOLE 0 0 2000 MILLER INDS INC TENN COM NEW 600551204 107 5500 SH SOLE 0 0 5500 MOTORCAR PTS AMER INC COM 620071100 128 4800 SH SOLE 0 0 4800 NETAPP INC COM 64110D104 793 21500 SH SOLE 0 0 21500 NEWMONT MINING CORP COM 651639106 9 400 SH SOLE 0 0 400 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 67070Y109 12 1000 SH SOLE 0 0 1000 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 14 1000 SH SOLE 0 0 1000 NUVEEN CA SELECT QUALITY MUN COM 670975101 14 1000 SH SOLE 0 0 1000 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 71 5000 SH SOLE 0 0 5000 NUVEEN CAL AMT-FREE MUN INC COM 670651108 27 2023 SH SOLE 0 0 2023 NUVEEN CALIF MUN VALUE FD COM 67062C107 110 11250 SH SOLE 0 0 11250 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 93 5893 SH SOLE 0 0 5893 PAYCHEX INC COM 704326107 17 400 SH SOLE 0 0 400 PEPSICO INC COM 713448108 5 58 SH SOLE 0 0 58 PFIZER INC COM 717081103 69 2150 SH SOLE 0 0 2150 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 0 1 SH SOLE 0 0 1 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 13 510 SH SOLE 0 0 510 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 10012 824034 SH SOLE 0 0 824034 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 9616 387617 SH SOLE 0 0 387617 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 124 8695 SH SOLE 0 0 8695 POWERSHARES GLOBAL ETF TRUST I-30 LAD TREAS 73936T524 0 1 SH SOLE 0 0 1 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 125 5000 SH SOLE 0 0 5000 PROCTER & GAMBLE CO COM 742718109 81 1000 SH SOLE 0 0 1000 QUALCOMM INC COM 747525103 8 106 SH SOLE 0 0 106 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 332 13645 SH SOLE 0 0 13645 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 272 8635 SH SOLE 0 0 8635 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2 31 SH SOLE 0 0 31 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4 80 SH SOLE 0 0 80 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 0 5 SH SOLE 0 0 5 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 720 16105 SH SOLE 0 0 16105 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 702 18183 SH SOLE 0 0 18183 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 459 8571 SH SOLE 0 0 8571 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25 1100 SH SOLE 0 0 1100 SOLARCITY CORP COM 83416T100 1 13 SH SOLE 0 0 13 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 0 3 SH SOLE 0 0 3 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 3406 79844 SH SOLE 0 0 79844 SPDR S&P 500 ETF TR TR UNIT 78462F103 27826 148794 SH SOLE 0 0 148794 SPDR SER TR SHT TRM HGH YLD 78468R408 5223 168634 SH SOLE 0 0 168634 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1432 34650 SH SOLE 0 0 34650 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 3477 75959 SH SOLE 0 0 75959 SPDR SERIES TRUST NUVN CALI MUNI 78464A441 69 3000 SH SOLE 0 0 3000 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 89 2089 SH SOLE 0 0 2089 STARBUCKS CORP COM 855244109 1 11 SH SOLE 0 0 11 TESLA MTRS INC COM 88160R101 1 4 SH SOLE 0 0 4 TIME WARNER CABLE INC COM 88732J207 2 12 SH SOLE 0 0 12 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 489 8335 SH SOLE 0 0 8335 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 904 11134 SH SOLE 0 0 11134 VANGUARD INDEX FDS LARGE CAP ETF 922908637 6764 78628 SH SOLE 0 0 78628 VANGUARD INDEX FDS MID CAP ETF 922908629 4658 41014 SH SOLE 0 0 41014 VANGUARD INDEX FDS REIT ETF 922908553 9848 139448 SH SOLE 0 0 139448 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 36287 211769 SH SOLE 0 0 211769 VANGUARD INDEX FDS SMALL CP ETF 922908751 1537 13610 SH SOLE 0 0 13610 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1254 12866 SH SOLE 0 0 12866 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1643 32653 SH SOLE 0 0 32653 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 14652 361056 SH SOLE 0 0 361056 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 10465 177519 SH SOLE 0 0 177519 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 14 227 SH SOLE 0 0 227 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 305 4052 SH SOLE 0 0 4052 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 12709 307942 SH SOLE 0 0 307942 VERIZON COMMUNICATIONS INC COM 92343V104 109 2301 SH SOLE 0 0 2301 VIOLIN MEMORY INC COM 92763A101 80 20000 SH SOLE 0 0 20000 ZIX CORP COM 98974P100 66 16000 SH SOLE 0 0 16000