0001085146-14-000951.txt : 20140502
0001085146-14-000951.hdr.sgml : 20140502
20140501174330
ACCESSION NUMBER: 0001085146-14-000951
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140502
DATE AS OF CHANGE: 20140501
EFFECTIVENESS DATE: 20140502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Efficient Market Advisors, LLC
CENTRAL INDEX KEY: 0001429788
IRS NUMBER: 412143010
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13603
FILM NUMBER: 14806235
BUSINESS ADDRESS:
STREET 1: 12555 HIGH BLUFF DRIVE
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: 888-327-4600
MAIL ADDRESS:
STREET 1: 12555 HIGH BLUFF DRIVE
STREET 2: SUITE 300
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001429788
XXXXXXXX
03-31-2014
03-31-2014
false
Efficient Market Advisors, LLC
12555 High Bluff Drive
Suite 300
San Diego
CA
92130
13F HOLDINGS REPORT
028-13603
N
Herb W. Morgan
CEO & CIO
858-847-0690
/s/ Herb W. Morgan
San Diego
CA
04-30-2014
0
139
375833
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABERCROMBIE & FITCH CO
CL A
002896207
0
6
SH
SOLE
0
0
6
ACADIA PHARMACEUTICALS INC
COM
004225108
24
1000
SH
SOLE
0
0
1000
ALCO STORES INC
COM
001600105
48
4740
SH
SOLE
0
0
4740
ALLIED NEVADA GOLD CORP
COM
019344100
3
800
SH
SOLE
0
0
800
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
125
8887
SH
SOLE
0
0
8887
AOL INC
COM
00184X105
0
4
SH
SOLE
0
0
4
APPLE INC
COM
037833100
40
75
SH
SOLE
0
0
75
AT&T INC
COM
00206R102
134
3809
SH
SOLE
0
0
3809
BANK OF AMERICA CORPORATION
COM
060505104
17
1000
SH
SOLE
0
0
1000
BARRICK GOLD CORP
COM
067901108
12
700
SH
SOLE
0
0
700
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
69
4950
SH
SOLE
0
0
4950
CARNIVAL CORP
PAIRED CTF
143658300
4
100
SH
SOLE
0
0
100
CBL & ASSOC PPTYS INC
COM
124830100
19
1053
SH
SOLE
0
0
1053
CHEVRON CORP NEW
COM
166764100
119
1000
SH
SOLE
0
0
1000
CISCO SYS INC
COM
17275R102
22
1000
SH
SOLE
0
0
1000
CITIGROUP INC
COM NEW
172967424
10
200
SH
SOLE
0
0
200
COCA COLA CO
COM
191216100
19
500
SH
SOLE
0
0
500
COSTCO WHSL CORP NEW
COM
22160K105
202
1810
SH
SOLE
0
0
1810
CPI AEROSTRUCTURES INC
COM NEW
125919308
118
9100
SH
SOLE
0
0
9100
CUTWATER SELECT INCOME FD
COM
232229104
164
8442
SH
SOLE
0
0
8442
DEERE & CO
COM
244199105
18
200
SH
SOLE
0
0
200
DISNEY WALT CO
COM DISNEY
254687106
6
75
SH
SOLE
0
0
75
EATON VANCE CA MUNI INCOME T
SH BEN INT
27826F101
13
1107
SH
SOLE
0
0
1107
EATON VANCE CALIF MUN BD FD
COM
27828C106
12
1000
SH
SOLE
0
0
1000
EATON VANCE LTD DUR INCOME F
COM
27828H105
10
648
SH
SOLE
0
0
648
EXETER RES CORP
COM
301835104
2
3000
SH
SOLE
0
0
3000
EXXON MOBIL CORP
COM
30231G102
203
2076
SH
SOLE
0
0
2076
FACEBOOK INC
CL A
30303M102
66
1100
SH
SOLE
0
0
1100
FORD MTR CO DEL
COM PAR $0.01
345370860
78
5000
SH
SOLE
0
0
5000
FRONTIER COMMUNICATIONS CORP
COM
35906A108
2
288
SH
SOLE
0
0
288
GENERAL ELECTRIC CO
COM
369604103
98
3786
SH
SOLE
0
0
3786
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
0
8
SH
SOLE
0
0
8
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
0
8
SH
SOLE
0
0
8
GENERAL MTRS CO
COM
37045V100
0
9
SH
SOLE
0
0
9
GOLDMAN SACHS GROUP INC
COM
38141G104
66
400
SH
SOLE
0
0
400
GOOGLE INC
CL A
38259P508
45
40
SH
SOLE
0
0
40
HOME DEPOT INC
COM
437076102
198
2500
SH
SOLE
0
0
2500
HUMANA INC
COM
444859102
45
400
SH
SOLE
0
0
400
INTEL CORP
COM
458140100
5
200
SH
SOLE
0
0
200
INTERNATIONAL BUSINESS MACHS
COM
459200101
7
35
SH
SOLE
0
0
35
INVESCO CALIF VALUE MUN INC
COM
46132H106
13
1083
SH
SOLE
0
0
1083
ISHARES
1-3 YR CR BD ETF
464288646
21905
207671
SH
SOLE
0
0
207671
ISHARES
1-3 YR TR BD ETF
464287457
411
4865
SH
SOLE
0
0
4865
ISHARES
COHEN&STEER REIT
464287564
1047
12730
SH
SOLE
0
0
12730
ISHARES
CORE S&P MCP ETF
464287507
45425
330433
SH
SOLE
0
0
330433
ISHARES
CORE S&P SCP ETF
464287804
14250
129379
SH
SOLE
0
0
129379
ISHARES
CORE S&P500 ETF
464287200
39
207
SH
SOLE
0
0
207
ISHARES
CORE TOTUSBD ETF
464287226
63
587
SH
SOLE
0
0
587
ISHARES
DOW JONES US ETF
464287846
2
17
SH
SOLE
0
0
17
ISHARES
IBOXX HI YD ETF
464288513
17192
182148
SH
SOLE
0
0
182148
ISHARES
IBOXX INV CP ETF
464287242
1
11
SH
SOLE
0
0
11
ISHARES
INTL DEV RE ETF
464288489
95
3152
SH
SOLE
0
0
3152
ISHARES
MSCI AUST ETF
464286103
35
1358
SH
SOLE
0
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1358
ISHARES
MSCI BRZ CAP ETF
464286400
21
472
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SOLE
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0
472
ISHARES
MSCI EAFE ETF
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6319
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ISHARES
MSCI EMG MKT ETF
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109
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2659
ISHARES
MSCI FRANCE ETF
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25
858
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858
ISHARES
MSCI GERMANY ETF
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47
1503
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1503
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MSCI HONG KG ETF
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28
1408
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1408
ISHARES
MSCI JAPAN ETF
464286848
62
5435
SH
SOLE
0
0
5435
ISHARES
MSCI MEX CAP ETF
464286822
12
181
SH
SOLE
0
0
181
ISHARES
MSCI SINGAP ETF
464286673
12
912
SH
SOLE
0
0
912
ISHARES
MSCI SZ CAP ETF
464286749
26
756
SH
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0
0
756
ISHARES
MSCI UK ETF
464286699
68
3324
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3324
ISHARES
RUSSELL 2000 ETF
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13220
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113636
ISHARES
U.S. PFD STK ETF
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521950
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521950
ISHARES INC
CORE MSCI EMKT
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5104
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103996
ISHARES TR
FLTG RATE BD ETF
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59379
1170953
SH
SOLE
0
0
1170953
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
0
1
SH
SOLE
0
0
1
JOHNSON & JOHNSON
COM
478160104
39
400
SH
SOLE
0
0
400
JPMORGAN CHASE & CO
COM
46625H100
18
300
SH
SOLE
0
0
300
LINN ENERGY LLC
UNIT LTD LIAB
536020100
17
600
SH
SOLE
0
0
600
MARKET VECTORS ETF TR
COAL ETF
57060U837
1
67
SH
SOLE
0
0
67
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
10
423
SH
SOLE
0
0
423
MCDONALDS CORP
COM
580135101
1017
10378
SH
SOLE
0
0
10378
MERCK & CO INC NEW
COM
58933Y105
16
285
SH
SOLE
0
0
285
MFS CALIF MUN FD
COM
59318C106
53
5000
SH
SOLE
0
0
5000
MICROSOFT CORP
COM
594918104
82
2000
SH
SOLE
0
0
2000
MILLER INDS INC TENN
COM NEW
600551204
107
5500
SH
SOLE
0
0
5500
MOTORCAR PTS AMER INC
COM
620071100
128
4800
SH
SOLE
0
0
4800
NETAPP INC
COM
64110D104
793
21500
SH
SOLE
0
0
21500
NEWMONT MINING CORP
COM
651639106
9
400
SH
SOLE
0
0
400
NUVEEN CA DIV ADV MUNI FD 3
COM SH BEN INT
67070Y109
12
1000
SH
SOLE
0
0
1000
NUVEEN CA DIVIDEND ADV MUN F
COM
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14
1000
SH
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1000
NUVEEN CA SELECT QUALITY MUN
COM
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14
1000
SH
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0
1000
NUVEEN CA SELECT TAX FREE PR
SH BEN INT
67063R103
71
5000
SH
SOLE
0
0
5000
NUVEEN CAL AMT-FREE MUN INC
COM
670651108
27
2023
SH
SOLE
0
0
2023
NUVEEN CALIF MUN VALUE FD
COM
67062C107
110
11250
SH
SOLE
0
0
11250
NUVEEN CALIF MUNICPAL VALU F
COM
6706EB106
93
5893
SH
SOLE
0
0
5893
PAYCHEX INC
COM
704326107
17
400
SH
SOLE
0
0
400
PEPSICO INC
COM
713448108
5
58
SH
SOLE
0
0
58
PFIZER INC
COM
717081103
69
2150
SH
SOLE
0
0
2150
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
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1
SH
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0
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POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
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SH
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POWERSHARES ETF TRUST
GBL LSTD PVT EQT
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10012
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SH
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POWERSHARES ETF TRUST II
SENIOR LN PORT
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POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
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SH
SOLE
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POWERSHARES GLOBAL ETF TRUST
I-30 LAD TREAS
73936T524
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SH
SOLE
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0
1
POWERSHARES GLOBAL ETF TRUST
WK VRDO TX FR
73936T433
125
5000
SH
SOLE
0
0
5000
PROCTER & GAMBLE CO
COM
742718109
81
1000
SH
SOLE
0
0
1000
QUALCOMM INC
COM
747525103
8
106
SH
SOLE
0
0
106
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
332
13645
SH
SOLE
0
0
13645
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
272
8635
SH
SOLE
0
0
8635
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
2
31
SH
SOLE
0
0
31
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
4
80
SH
SOLE
0
0
80
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
0
5
SH
SOLE
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0
5
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
720
16105
SH
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16105
SCHWAB STRATEGIC TR
US MID-CAP ETF
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702
18183
SH
SOLE
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0
18183
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
459
8571
SH
SOLE
0
0
8571
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
25
1100
SH
SOLE
0
0
1100
SOLARCITY CORP
COM
83416T100
1
13
SH
SOLE
0
0
13
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
0
3
SH
SOLE
0
0
3
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
3406
79844
SH
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0
0
79844
SPDR S&P 500 ETF TR
TR UNIT
78462F103
27826
148794
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0
148794
SPDR SER TR
SHT TRM HGH YLD
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SPDR SERIES TRUST
BRC HGH YLD BD
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1432
34650
SH
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SPDR SERIES TRUST
BRCLYS 1-3MT ETF
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3477
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SPDR SERIES TRUST
NUVN CALI MUNI
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69
3000
SH
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SPDR SERIES TRUST
WELLS FG PFD ETF
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89
2089
SH
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0
0
2089
STARBUCKS CORP
COM
855244109
1
11
SH
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0
0
11
TESLA MTRS INC
COM
88160R101
1
4
SH
SOLE
0
0
4
TIME WARNER CABLE INC
COM
88732J207
2
12
SH
SOLE
0
0
12
UNITED STS COMMODITY INDEX F
COMM IDX FND
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489
8335
SH
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VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
904
11134
SH
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0
11134
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
6764
78628
SH
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0
78628
VANGUARD INDEX FDS
MID CAP ETF
922908629
4658
41014
SH
SOLE
0
0
41014
VANGUARD INDEX FDS
REIT ETF
922908553
9848
139448
SH
SOLE
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0
139448
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
36287
211769
SH
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211769
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1537
13610
SH
SOLE
0
0
13610
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1254
12866
SH
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12866
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1643
32653
SH
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32653
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
14652
361056
SH
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361056
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
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10465
177519
SH
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177519
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
14
227
SH
SOLE
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0
227
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
305
4052
SH
SOLE
0
0
4052
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
12709
307942
SH
SOLE
0
0
307942
VERIZON COMMUNICATIONS INC
COM
92343V104
109
2301
SH
SOLE
0
0
2301
VIOLIN MEMORY INC
COM
92763A101
80
20000
SH
SOLE
0
0
20000
ZIX CORP
COM
98974P100
66
16000
SH
SOLE
0
0
16000