0001209191-18-061520.txt : 20181207 0001209191-18-061520.hdr.sgml : 20181207 20181207163921 ACCESSION NUMBER: 0001209191-18-061520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181206 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bourdow Carrie L. CENTRAL INDEX KEY: 0001638989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36193 FILM NUMBER: 181223972 MAIL ADDRESS: STREET 1: C/O TREVENA, INC. STREET 2: 1018 WEST 8TH AVENUE, SUITE A CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TREVENA INC CENTRAL INDEX KEY: 0001429560 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 955 CHESTERBROOK BOULEVARD STREET 2: SUITE 110 CITY: CHESTERBROOK STATE: PA ZIP: 19087 BUSINESS PHONE: 6103548840 MAIL ADDRESS: STREET 1: 955 CHESTERBROOK BOULEVARD STREET 2: SUITE 110 CITY: CHESTERBROOK STATE: PA ZIP: 19087 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-06 0 0001429560 TREVENA INC TRVN 0001638989 Bourdow Carrie L. C/O TREVENA, INC., 955 CHESTERBROOK BOULEVARD, SUITE 110 CHESTERBROOK PA 19087 1 1 0 0 President and CEO Common Stock 2018-12-06 4 A 0 250000 0.00 A 254500 D Employee Stock Option (Right to Buy) 0.65 2018-12-06 4 A 0 250000 0.00 A 2028-12-06 Common Stock 250000 250000 D These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. Of the shares underlying the RSU, 25% of the total number of shares subject to the RSU shall vest on June 1, 2019, 25% of the total number of shares subject to the RSU shall vest on December 1, 2019 and 50% of the total number of shares subject to the RSU shall vest on December 6, 2020, until such time as the RSU is vested with respect to all the shares subject to the RSU, subject to the Reporting Person's Contintuous Service (as defined in the 2013 Equity Incentive Plan, as amended) as of each such vesting date. Includes 4,500 shares held by the Reporting Person jointly with her spouse. The option shall vest and become exercisable with respect to 25% of the total number of shares subject to the option on June 1, 2019, 25% of the total number of shares subject to the option on December 1, 2019 and 50% of the total number of shares subject to the option on December 6, 2020, until such time as the option is vested with respect to all the shares subject to the option, subject to the Reporting Person's Continuous Service (as defined in the 2013 Equity Incentive Plan, as amended) as of each such vesting date. /s/John Limongelli, Attorney-in-Fact 2018-12-07