0001192482-21-000723.txt : 20210916 0001192482-21-000723.hdr.sgml : 20210916 20210916181039 ACCESSION NUMBER: 0001192482-21-000723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210914 FILED AS OF DATE: 20210916 DATE AS OF CHANGE: 20210916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shin Barry CENTRAL INDEX KEY: 0001780448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36193 FILM NUMBER: 211258828 MAIL ADDRESS: STREET 1: C/O TREVENA, INC. STREET 2: 955 CHESTERBROOK BLVD, SUITE 110 CITY: CHESTERBROOK STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TREVENA INC CENTRAL INDEX KEY: 0001429560 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 955 CHESTERBROOK BOULEVARD STREET 2: SUITE 110 CITY: CHESTERBROOK STATE: PA ZIP: 19087 BUSINESS PHONE: 6103548840 MAIL ADDRESS: STREET 1: 955 CHESTERBROOK BOULEVARD STREET 2: SUITE 110 CITY: CHESTERBROOK STATE: PA ZIP: 19087 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-09-14 0001429560 TREVENA INC TRVN 0001780448 Shin Barry C/O TREVENA, INC. 955 CHESTERBROOK BOULEVARD, SUITE 110 CHESTERBROOK PA 19087 0 1 0 0 Chief Financial Officer Common Stock 2021-09-14 4 A 0 27500 0 A 563465 D Stock Option (Right to Buy) 1.2 2021-09-14 4 A 0 41250 0 A 2031-09-14 Common Stock 41250 41250 D These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSUs shall vest in four (4) equal annual installments on each of September 14, 2022, September 14, 2023, September 14, 2024 and September 14, 2025, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan, as amended (the "Plan")) as of each such vesting date. These RSUs and options were awarded in recognition of the Reporting Person's assumption of the additional role as Chief Compliance Officer. The options shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the options on a quarterly basis (every three) months from the Transaction Date listed above, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of each such vesting date. Barry Shin 2021-09-16