0001062993-23-022689.txt : 20231215
0001062993-23-022689.hdr.sgml : 20231215
20231215185710
ACCESSION NUMBER: 0001062993-23-022689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shin Barry
CENTRAL INDEX KEY: 0001780448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36193
FILM NUMBER: 231491849
MAIL ADDRESS:
STREET 1: C/O TREVENA, INC.
STREET 2: 955 CHESTERBROOK BLVD, SUITE 110
CITY: CHESTERBROOK
STATE: PA
ZIP: 19087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TREVENA INC
CENTRAL INDEX KEY: 0001429560
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 955 CHESTERBROOK BOULEVARD
STREET 2: SUITE 110
CITY: CHESTERBROOK
STATE: PA
ZIP: 19087
BUSINESS PHONE: 6103548840
MAIL ADDRESS:
STREET 1: 955 CHESTERBROOK BOULEVARD
STREET 2: SUITE 110
CITY: CHESTERBROOK
STATE: PA
ZIP: 19087
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-12-14
0001429560
TREVENA INC
TRVN
0001780448
Shin Barry
C/O TREVENA, INC.
955 CHESTERBROOK BOULEVARD, SUITE 110
CHESTERBROOK
PA
19087
0
1
0
0
SVP, CFO
0
Common Stock
2023-12-14
4
A
0
185000
0.61
A
262437
D
Common Stock
2023-12-14
4
A
0
50000
0.61
A
312437
D
Common Stock
2023-12-14
4
F
0
3616
0.61
D
308821
D
These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSUs shall vest in four (4) equal annual installments on each of December 2, 2024, December 2, 2025, December 2, 2026 and December 2, 2027, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan, as amended) as of each such vesting date.
Reflects the number of shares earned pursuant to the terms of a performance stock unit ("PSU") award granted on December 14, 2023 reflecting the achievement of the related performance conditions. The shares underlying the PSUs shall vest in four (4) equal annual installments on each of December 14, 2023, December 2, 2024, December 2, 2025 and December 2, 2026.
The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of RSUs.
These are shares withheld in connection with the non-reportable vesting and settlement of PSUs granted on December 14, 2023.
/s/ Joel Solomon, as Attorney-in-Fact
2023-12-15