0001144204-16-106720.txt : 20160603 0001144204-16-106720.hdr.sgml : 20160603 20160603144358 ACCESSION NUMBER: 0001144204-16-106720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHASERX, INC. CENTRAL INDEX KEY: 0001429386 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204690620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 206-805-6300 MAIL ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 FORMER COMPANY: FORMER CONFORMED NAME: PHASERX INC DATE OF NAME CHANGE: 20080311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ulevitch Richard J CENTRAL INDEX KEY: 0001673244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37772 FILM NUMBER: 161695211 MAIL ADDRESS: STREET 1: 200 SAND HILL ROAD STREET 2: SUITE 110 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 v441593_form4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-01 0 0001429386 PHASERX, INC. PZRX 0001673244 Ulevitch Richard J 1001 GENTER ST APT 7F LA JOLLA CA 92037 1 0 0 0 Employee Stock Option (right to buy) 5.08 2016-06-01 4 A 0 28203 0 A 2026-06-01 Common Stock 28203 28203 D On June 1, 2016, the reporting person was granted an option to purchase shares of common stock. The option vests in 1/48th equal installments on each monthly anniversary of June 1, 2016, and subject to the reporting person's continued service to the Issuer. /s/ Richard J. Ulevitch 2016-06-03